Transglobal Advisory LLC

Item 5: Fees and Compensation

A. Fee Schedule

Portfolio Management Fees

*For accounts 100K and up*
Stocks, bonds, mutual funds, ETFs, REITs, money market, options, and/or limited
partnership.

  Total Assets Under Management                 Annual Fees
  $100,000 - $999,999                           1.25% ~ 1.50%
  $1,000,000 - $2,999,999                       1.00% ~ 1.25%
  $3,000,000 - $4,999,999                       0.90% ~ 1.10%

  Total Assets Under Management                  Annual Fees
  $5,000,000 - $9,999,999                        0.80% ~ 1.00%
  $10,000,000 - $49,999,999                      0.70% ~ 0.90%
  > $50,000,000                                  Mutual Agreement

These fees are generally negotiable, and the final fee schedule is attached in the
investment advisory agreement. Fees may be negotiable from the above schedule solely
at the discretion of Advisor. TGA may use margin accounts. TGA won’t use margin to
buy additional securities, and fee will be based on the net value of the account, not the
value of the assets under management.

For accounts strictly invested in fixed income securities, TGA generally charges an
annual fee of 0.25%. This fee is negotiable and creates a conflict of interest because TGA
has an incentive to not recommend fixed income securities because of the decreased
compensation.

Pension Consulting Services Fees

The rate for pension consulting services is between 0.5% and 0.75% of the plan assets for
which TGA is providing such consulting services. These fees are negotiable.

Financial Planning Fees

Investment planning, insurance planning, tax planning, education planning, retirement
planning, and estate planning

        Financial Planning                     Fees

        Fixed                                  $5000

These fees are generally negotiable, and the final fee schedule is attached in the financial
planning agreement. Fees may be negotiable from the above schedule solely at the
discretion of the Advisor.

Family Office Management Fees

*For accounts 10MM and up*

Investment management, Insurance planning, Tax planning, Education planning, Estate
planning, Strategic financial planning, Philanthropy activity assistance, Lifestyle
management assistance, Family Monitoring, and Legal counsel coordination.

        Services                                    Annual Fees
        Family Office Service with portfolio
                                                    1.5%
        management
        Family Office Service with Monitoring       0.75%

        Family Office Service with TPS ETF Only     0.75%

These fees are generally negotiable, and the final fee schedule is attached in the family
office agreement. Fees may be negotiable from the above schedule solely at the
discretion of the Advisor.

Performance-Based Portfolio Management Fees

                              Annual Management Fee         Annual Performance Fee
         Total Assets
                              (On all assets managed)       (On capital appreciation)
         All Assets                     1.00%                         20%

Qualified Clients will pay an annual fee of 1.00% of assets under management along
with a 20% performance fee based on capital appreciation. If the portfolio rises in value,
then the client will pay 20% on that increase in value, but if the portfolio drops in value,
then the client will not incur a new performance fee until the portfolio reaches the last
highest value, adjusted for withdrawals and deposits, which is generally known as a
“high water mark.”

The performance fee is also contingent upon returns for the applicable client account(s)
exceeding a certain threshold; this is known as a hurdle rate. Specifically, performance
fees are only assessed on returns (capital appreciation, including dividends and interest,
but net of TGA’s advisory fee) greater than 6% or 12% per year (exact hurdle rate will
depend on investment strategy selected. Specifically, the 12% hurdle rate applies only to
the Trinity Growth Strategy). Custodial fees, transaction fees, and certain other third-
party fees are assessed to the client and are not a reduction of returns for the purposes of
the hurdle rate. The hurdle is otherwise pre-tax.

In general, a “Qualified Client” is:

 (1) a natural person or company who at the time of entering into such agreement has at
     least $1,100,000 under the management of the investment adviser;
 (2) a natural person or company who the adviser reasonably believes at the time of
     entering into the contract: (A) has a net worth of jointly with his or her spouse of
     more than $2,200,000 excluding the value of the client’s primary residence; or (B) is
     a qualified purchaser as defined in the Investment Company Act of 1940,
     §2(a)(51)(A) (15 U.S.C. 80a-2(51)(A)); or

 (3) a natural person who at the time of entering into the contract is: (A) An executive
     officer, director, trustee, general partner, or person serving in similar capacity of the
     investment adviser; or (B) An employee of the investment adviser (other than an
     employee performing solely clerical, secretarial, or administrative functions with
     regard to the investment adviser), who, in connection with his or her regular
     functions or duties, participates in the investment activities of such investment
     adviser, provided that such employee has been performing such functions and
     duties for or on behalf of the investment adviser, or substantially similar function or
     duties for or on behalf of another company for at least 12 months.

Payment of Pension Consulting Services Fees

Pension consulting fees are withdrawn directly from the client’s accounts with client’s
written authorization. Fees are paid quarterly.

Private Fund Fees

        Condition                               Annual Fees
                                                1.00% of Assets Under
        Fixed Annual Fee
...

Item 7: Types of Clients

TGA generally provides advisory services to the following types of clients:

       ❖      Individuals
       ❖      High-Net-Worth Individuals
       ❖      Pooled Investment Vehicles
       ❖      Pension and Profit-Sharing Plans
       ❖      Charitable Organizations
       ❖      Corporations or Business Entities

There is an account minimum of $100,000, which may be waived by TGA at its discretion. The
Trinity Growth Strategy has an account minimum of $1,000,000, which may be waived by TGA
at its discretion.