Treiberg Wealth Management Inc

ITEM 5 – FEES AND COMPENSATION
 Investment advisor representatives may only provide services and charge fees based on the account agreement.
 However, the exact service and fees charged to a client are dependent upon the representative that is working with the
 client. Investment advisor representative will consider the individual needs of each client when recommending an advisory
 platform. Furthermore, investment strategies and recommendations are tailored to the individual needs of each client.

Once a Client account is opened and funded, the first payment is due at the start of the next quarter. The initial fee is usually
larger because it includes both the upcoming quarterly advance fee and the prorated fees for the previous quarter. Moving

forward, accounts will be billed quarterly in advance and routinely and regularly adjusted in arrears to account for
contributions and withdrawals.

The specific fee charged is negotiated based on the below fee schedule.

                                          Amount Invested                     Maximum Fee
                                          $0 - $5,000,000 +                       2.0%

 Lower fees for comparable services may be available from other sources.

 Clients may also incur certain charges imposed by third-parties in connection with investments made in the account(s),
 including , but not necessarily limited to, the following types of charges: investment managers, mutual fund management
 fees and administrative serving fees, mutual fund 12b-1 fees, certain deferred sales charges on previously purchased
 mutual funds, clearing, custody, postage and handling, other transaction charges and service fees (i.e. account transfer
 fees, wire transfer fees, termination fees, etc.) interest on debt balances, IRA Qualified Retirement Plan fees, and other
 costs or charges with securities transactions mandated by law.

  Mutual Fund Share Class Disclosures
  Certain mutual fund share classes charge a 12b-1 fee that generally amounts to an additional .25% expense ratio or more.
  The purpose of 12b-1 fees, as approved by the SEC, are to cover marketing expenses and shareholder services such as
  support services and “other expenses” such as legal, accounting and the administrative services of the custodian. When
  selecting a mutual fund, investment advisor representatives have a fiduciary duty to select the share class that helps
  manage the overall fee structure of the account. The overall fee structure includes such fees as the asset management fee,
  the expense ratio and ticket charges.

  •   Mutual funds normally offer multiple share classes, including lower-cost share classes that do not charge 12b-1 fees
      and are therefore usually less expensive.

  •   Investment adviser representatives will consider investing client funds in 12b-1 fee paying share classes even when a
      lower-cost share class is available as appropriate to account for the overall fee structure and tax considerations as well
      as attributes of a fund not available for lesser fees.

 Further information regarding charges and fees assessed by a mutual fund or other securities sponsors is available in the
 appropriate prospectus or disclosure statement.

 Clients may terminate the agreement without penalty for a full refund of the fees within five business days of signing an
 agreement. Thereafter, clients may terminate the agreement with 30 days' written notice. If the advisory agreement is
 terminated before the end of the quarterly period, client is entitled to a pro-rated refund of any pre-paid quarterly
 advisory fee based on the number of days remaining in the quarter after the termination date, which will be processed by
 the custodian.

 Financial Planning
 If financial planning is provided separately, the fee is generally between $150 to $5,000 depending on the particular
 complexities involved based on an estimated number of hours multiplied by a negotiated hourly rate. The hourly fee
 range for this service is between $150 to $250. The fixed fee range for this service is between $250 to $5,000. Payment is
 generally 50% in advance and the balance upon completion; however, advance fees will not exceed $500 six

 months in advance. In the event that a client terminates the services they will be entitled to a refund of any unearned
 fees by subtracting the earned fees from the amount paid in advance. Financial planning fees are payable by check to
 Treiberg Wealth Management, Inc.

 Hourly Consulting Fees
 The hourly consulting fee will be based on the type of services to be provided, experience and expertise. The negotiated
 hourly fee for these services will generally range from $150 to $250 but may exceed $250 as circumstances warrant due to
 client specific complexities or the degree of expertise required.

 The following criteria will be considered as appropriate when determining the number of hours expected to create a
 client specific financial plan.

      •       Total Income                      •    Education Costs               •   Budget
      •       Net Worth                         •    Timeframe                     •   Expected Number of Meetings
      •       Marital Status                    •    Risk Tolerance                •   Phone Conferences
      •       Tax Bracket                       •    Objectives                    •   Amount of Material Required to Review
      •       Assets Under Management           •    Number of Accounts            •    Account Types and Holdings
      •       Children                          •    Type of Holdings              •    Investment Experience
Payment for services is generally due upon completion of each hourly session. In the event that a client terminates the
services they will be entitled to a refund of any unearned fees by subtracting the earned fees from any amount pre-paid, if
applicable.

 Payment for hourly consulting is to: Treiberg Wealth Management, Inc.
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ITEM 7 – TYPES OF CLIENTS
Treiberg Wealth Management generally provides advice for individuals and high net worth individuals. However, the
advisory services offered by Treiberg Wealth Management are also available to small businesses, banks and thrift
institutions, estates, charitable organizations as well as state and municipal government entities, corporations and
pension plans as such opportunities may arise.