TriplePoint Advisers LLC

Item 5         Fees and Compensation

The compensation paid to the Adviser by each BDC is set forth in applicable Governing
Documents, including the BDCs’ registration statements and investment advisory agreements filed
with the SEC. As publicly disclosed, the BDCs pay (i) asset-based management fees; and (ii)
performance-based fees from income and/or capital gains, provided certain investment
performance “hurdles” (i.e., minimum investment return thresholds) are met.

Investors in the Private Fund should review the Governing Documents for information on fees and
compensation payable by investors in the Private Fund. We do not have a set fee schedule. Fees
are negotiated with each Client or established in connection with the Client’s formation (or, at the
outset of a fund formation, fees may be subject to negotiation with prospective investors). Fees
can include asset-based management fees, fixed fees, administrative fees, and such other fees
which may be negotiated with the Client. Such fees may be affected by the amount of assets under
management, the Client’s investment objective, and the manner in which funds are invested. Such
fees may include brokerage and other transaction costs. For more information on these costs,
please see Item 12 below.

Other Expense Information

Client Expenses

In addition to the fees described above, Clients pay or reimburse us for certain fees and expenses.
These fees and expenses vary from Client to Client and are specifically set out in each Client’s
Governing Documents.

Clients generally bear organizational and offering expenses and operating expenses, which may
include but are not limited to transaction-related expenses, professional fees, valuation fees, audit
and tax preparation fees, insurance, and other similar costs and expenses.

Administration Fees

Clients generally enter into administration agreements with our affiliate for the provision of
administrative services on behalf of such Clients. As compensation for administrative services,
Clients are generally obligated to pay their allocable portion of overhead and other expenses
incurred by the administrator in performing its obligations under such administration agreement,
including rent and an allocable portion of the costs of compensation and related expenses of the
chief compliance officer, chief financial officer, and their respective staffs.

Other Fees

The Adviser expects Clients to be charged or bear other fees in addition to the fees described herein
from time to time (“Other Fees”). The scope and composition of Other Fees will vary across each
Client based on terms of the Governing Documents thereof and will differ over time.

Allocation of Fees, Costs, and Expenses among Multiple Clients

We expect to incur, from time to time, fees, costs, and expenses on behalf of one or more Clients.
To the extent that such fees, costs, and expenses are incurred for the account or for the benefit of
one or more Clients, such Clients will typically bear an allocable portion of any such fees, costs,
and expenses (subject to the terms of the applicable Governing Documents of the Clients).

Item 7         Types of Clients

The Adviser provides investment management services to its advisory clients, which may include
from time to time, without limitation, privately offered investment funds, joint ventures, separately
managed accounts, investment companies registered under the 1940 Act, closed-end management
investment companies electing to be treated as business development companies under the 1940
Act, other institutional clients, and other types of funds and accounts. As of the date of this
Brochure, the Adviser provides investment management services to the BDCs and the Private
Fund.

Interests in the Private Fund are offered to investors pursuant to applicable exemptions from
registration under the U.S. Securities Act of 1933, as amended (the “Securities Act”), and the
1940 Act. Investors in the Private Fund are generally institutional investors.

The Adviser and/or the relevant General Partner or Managing Member has previously entered into
separate agreements, commonly referred to as “side letters,” with certain investors in the Private
Fund, and is expected to do so in the future, which have had, and are expected to have in the future,
the effect of establishing preferential rights under, altering, or supplementing the terms of,
Governing Documents of the Private Fund with respect to such investor, in a manner more
favorable to such investor than those applicable to other investors in the Private Fund, as permitted

by applicable law. Such rights or terms pursuant to such side letters could include, for example
(and without limitation), fee arrangements or hurdle rates with respect to an investor, reporting
obligations, waiver of confidentiality obligations, consent to certain transfers or withdrawals by
an investor, or rights or terms necessary in light of particular legal, regulatory, or tax requirements
or concerns of an investor.

The minimum investment amount, if any and as applicable, and other criteria for investments in
Clients are set forth in the relevant Governing Documents.