|
⚲
|
| Trotta John NMN
✚
|
|
|---|---|
| CRD # | 125537 |
| SEC # | 801-79944 |
| CIK # | |
| AUM | $135.0 MM (2023-02-08) |
| Employees | 5 (60% Investors, 0% Brokers) |
| Phone | 631-226-9046 |
| Address | 1111 Route 110 Farmingdale, NY 11735 |
| Source | [IAPD] |
| Total AUM ($MM) |
|---|
| AUM Breakdown | Accounts | AUM ($MM) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 145 | 66.0 |
| (b) Individuals (high net worth individuals) | 41 | 69.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 396 | 135.0 |
| By Discretionary | ||
| Discretionary | 396 | 135.0 |
| Non-Discretionary | 0 | 0.0 |
| Total | 396 | 135.0 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 135.0 | |
| Total | 396 | 135.0 |
| Comparable Firms | State | AUM ($BB) |
|---|---|---|
|
Davis Davis and Conover Wealth Management LLC
✚
|
TN | 0.1 |
|
Curat Global LLC
✚
|
NH | 0.1 |
|
Gimbal Financial LLC
✚
|
IN | 0.1 |
|
Phillip James Consulting Co
✚
|
MN | 0.1 |
|
Gehrig Capital Management Inc
✚
|
IN | 0.1 |
|
KRM Wealth Management LLC
✚
|
NV | 0.1 |
|
Financial Concepts Unlimited Inc
✚
|
MD | 0.1 |
|
Frank Financial Services
✚
|
CA | 0.1 |
|
Demand Wealth LLC
✚
|
VA | 0.1 |
|
Alcosta Capital Management Inc
✚
|
CA | 0.1 |