|
⚲
|
| Ullman John & Associates Inc
✚
| |
|---|---|
| CRD # | 105361 |
| SEC # | 801-14064 |
| CIK # | |
| AUM | $1.3 BB (2024-03-27) |
| Employees | 56 (52% Investors, 0% Brokers) |
| Phone | 607-936-3785 |
| Address | 343 Daniel Zenker Drive Horseheads, NY 14845 |
| Source | [IAPD] [Website] [Facebook] |
| Total AUM ($MM) |
|---|
| AUM Breakdown | Accounts | AUM ($MM) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 715 | 296.3 |
| (b) Individuals (high net worth individuals) | 270 | 903.8 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 8 | 19.9 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 16 | 43.0 |
| (n) Other | 0 | 0.0 |
| Total | 2,297 | 1,262.9 |
| By Discretionary | ||
| Discretionary | 2,272 | 1,223.8 |
| Non-Discretionary | 25 | 39.1 |
| Total | 2,297 | 1,262.9 |
| By Non-United States Persons | ||
| Non-United States Persons | 5.6 | |
| United States Persons | 1,257.3 | |
| Total | 2,297 | 1,262.9 |
| Comparable Firms | State | AUM ($BB) |
|---|---|---|
|
Keystone Financial Group LLC
✚
|
KY | 1.5 |
|
Forte Capital LLC
✚
|
NY | 1.3 |
|
Armstrong Advisory Group Inc
✚
|
MA | 1.2 |
|
Townsend & Associates Inc
✚
|
CO | 1.1 |
|
Financial Planning and Information Services Inc
✚
|
WI | 1.1 |
|
Armstrong Fleming & Moore Inc
✚
|
DC | 1.0 |
|
Arbor Investment Advisors LLC
✚
|
NC | 1.0 |
|
SOFI Wealth LLC
✚
|
CA | 0.9 |
|
American Financial Advisors Inc
✚
|
FL | 0.9 |
|
Baron Silver Stevens Financial Advisors LLC
✚
|
FL | 0.9 |