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| Keyboard |
| Ullman John & Associates Inc
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|
|---|---|
| CRD # | 105361 |
| SEC # | 801-14064 |
| CIK # | |
| AUM | 1,511.0 M (2026-03-30) |
| Employees | 58 (52% Investors, 0% Brokers) |
| Phone | 607-936-3785 |
| Address | 343 Daniel Zenker Drive Horseheads, NY 14845 |
| Source | [IAPD] [Website] [Twitter] [LinkedIn] [Facebook] |
| Total AUM ($M) |
|---|
| AUM Breakdown | Accounts | AUM ($M) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 668 | 309.7 |
| (b) Individuals (high net worth individuals) | 324 | 1,171.6 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 8 | 26.4 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 9 | 3.3 |
| (n) Other | 0 | 0.0 |
| Total | 2,843 | 1,511.0 |
| By Discretionary | ||
| Discretionary | 2,806 | 1,453.5 |
| Non-Discretionary | 37 | 57.5 |
| Total | 2,843 | 1,511.0 |
| By Non-United States Persons | ||
| Non-United States Persons | 4.9 | |
| United States Persons | 1,506.1 | |
| Total | 2,843 | 1,511.0 |
| Firm Profile (Form ADV) | |
|---|---|
| Discretionary AUM | $0.9B |
| Serves | Retail, Research |
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1,086.9 M |