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| UP North Financial LLC
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|
|---|---|
| CRD # | 150996 |
| SEC # | 801-120926 |
| CIK # | |
| AUM | $203.8 M (2026-03-27) |
| Employees | 4 (50% Investors, 0% Brokers) |
| Phone | 231-929-9300 |
| Address | 223 East State Street Traverse City, MI 49684 |
| Source | [IAPD] [Website] [LinkedIn] |
| Total AUM ($M) |
|---|
| AUM Breakdown | Accounts | AUM ($M) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 280 | 69.2 |
| (b) Individuals (high net worth individuals) | 57 | 133.9 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.6 |
| (i) State or municipal government entities | 0 | 0.1 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 1,065 | 203.8 |
| By Discretionary | ||
| Discretionary | 1,064 | 202.8 |
| Non-Discretionary | 1 | 1.0 |
| Total | 1,065 | 203.8 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 203.8 | |
| Total | 1,065 | 203.8 |
| Comparable Firms | State | AUM ($B) |
|---|---|---|
|
Kirk Capital Advisors LLC
✚
|
VA | 0.2 |
|
Mittelman Wealth Management LLC
✚
|
0.2 | |
|
Royal Capital Wealth Management LLC
✚
|
0.2 | |
|
Gehrig Capital Management Inc
✚
|
IN | 0.2 |
|
Moler Capital Management LLC
✚
|
0.2 | |
|
Element Squared LLC
✚
|
MN | 0.2 |
|
Kahala Financial Advisors LLC
✚
|
HI | 0.2 |
|
NHWM LLC
✚
|
NJ | 0.2 |
|
Forness Financial LLC
✚
|
MA | 0.2 |
|
Campbell Financial Partners LLC
✚
|
FL | 0.2 |