Upmarket Management LLC

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Upmarket Management LLC ✚
CRD #	336095
SEC #	802-134099
CIK #
AUM
Employees
Fees
Minimum
Phone	516-281-4242
Address	1325 Avenue of The Americas New York, NY 10019
Source	[IAPD] [Website]

Total AUM ($) Copy

Type	Form D Funds	Date	Sold	AUM
Other	Adeline Funding SPV LLC	[2025-07-03]	0.7 M	4.2 M
	Filed 2024-06-03 (D) · Exemption 506(c) · Minimum $100,000 · Remaining Indefinite · Duration One year or less · Commission $7,000 · Revenue Not Applicable
Other	Asset-Backed Credit Access Fund LP	2025-07-03
HF	CF Gold Access Fund LP	2025-07-03		2.9 M
RE	HH Secondary Fund LLC	[2025-07-03]		3.2 M
	Filed 2023-01-20 (D) · Exemption 506(c) · Minimum $100,000 · Remaining Indefinite · Duration More than one year · Revenue Not Applicable
HF	Market Neutral Crypto Access Fund	[2025-07-03]		0.2 M
	Filed 2025-01-24 (D) · Exemption 506(c) · Minimum $50,000 · Remaining Indefinite · Duration One year or less · Revenue Decline to Disclose
HF	NG Energy Access Fund LP	[2025-07-03]	0.5 M	4.4 M
	Filed 2022-07-25 (D) · Exemption 506(c) · Minimum $100,000 · Remaining Indefinite · Duration One year or less · Commission $17,500 · Revenue Not Applicable
HF	Power and Gas Energy Access Fund	[2025-07-03]	0.4 M	0.9 M
	Filed 2024-06-26 (D) · Exemption 506(c) · Minimum $100,000 · Remaining Indefinite · Duration One year or less · Commission $8,000 · Revenue Not Applicable
Other	Series Fund B A Series of UM Pre-IPO Portfolio Fund III LLC	[2025-07-03]	1.8 M	2.1 M
	Filed 2025-04-28 (D) · Exemption 506(c) · Minimum $100,000 · Remaining Indefinite · Duration One year or less · Commission $107,400 · Revenue Not Applicable
Other	Series Fund B A Series of UM Pre-IPO Portfolio Fund II LLC	[2025-07-03]		7.0 M
	Filed 2023-03-20 (D) · Exemption 506(c) · Minimum $100,000 · Remaining Indefinite · Duration One year or less · Revenue Not Applicable
Other	Series Fund C A Series of UM Pre-IPO Portfolio Fund II LLC	[2025-07-03]		2.4 M
	Filed 2023-05-31 (D) · Exemption 506(c) · Minimum $50,000 · Remaining Indefinite · Duration One year or less · Revenue Not Applicable
Other	Series Fund D A Series of UM Pre-IPO Portfolio Fund II LLC-Cohere	[2025-07-03]	0.0 M	0.9 M
	Filed 2023-08-17 (D) · Exemption 506(c) · Minimum $50,000 · Remaining Indefinite · Duration One year or less · Commission $1,500 · Revenue Not Applicable
Other	Series Fund E A Series of UM Pre-IPO Portfolio Fund II LLC-Coreweave	[2025-07-03]		1.1 M
	Filed 2023-09-27 (D) · Exemption 506(c) · Minimum $25,000 · Remaining Indefinite · Duration One year or less · Revenue Not Applicable
Other	Series Fund F A Series of UM Pre-IPO Portfolio Fund II LLC	[2025-07-03]	0.3 M	16.2 M
	Filed 2024-01-04 (D) · Exemption 506(c) · Minimum $20,000 · Remaining Indefinite · Duration One year or less · Commission $16,800 · Revenue Not Applicable
Other	Series Fund G A Series of UM Pre-IPO Portfolio Fund II LLC-Neuralink	[2025-07-03]	0.2 M	2.9 M
	Filed 2024-02-07 (D) · Exemption 506(c) · Minimum $100,000 · Remaining Indefinite · Duration One year or less · Commission $5,000 · Revenue Not Applicable
Other	Series Fund H A Series of UM Pre-IPO Portfolio Fund II LLC-Xai	[2025-07-03]	0.1 M	10.8 M
	Filed 2024-04-29 (D) · Exemption 506(c) · Minimum $100,000 · Remaining Indefinite · Duration One year or less · Commission $63,000 · Revenue Not Applicable
Other	Series Fund I A Series of UM Pre-IPO Portfolio Fund II LLC-Groq	[2025-07-03]		3.1 M
	Filed 2024-05-06 (D) · Exemption 506(c) · Minimum $50,000 · Remaining Indefinite · Duration One year or less · Revenue Not Applicable
Other	Series Fund J A Series of UM Pre-IPO Portfolio Fund II LLC-Openai	[2025-07-03]	0.7 M	5.5 M
	Filed 2024-10-03 (D) · Exemption 506(c) · Minimum $50,000 · Remaining Indefinite · Duration One year or less · Commission $14,000 · Revenue Not Applicable
Other	Series Fund K A Series of UM Pre-IPO Portfolio Fund II LLC	[2025-07-03]	0.2 M	4.4 M
	Filed 2024-08-21 (D) · Exemption 506(b) · Minimum $100,000 · Remaining Indefinite · Duration One year or less · Commission $4,700 · Revenue Decline to Disclose
Other	Series Fund L A Series of UM Pre-IPO Portfolio Fund II LLC	[2025-07-03]	0.6 M	6.0 M
	Filed 2024-10-10 (D) · Exemption 506(c) · Minimum $100,000 · Remaining Indefinite · Duration One year or less · Commission $11,550 · Revenue Decline to Disclose
Other	Series Fund M A Series of UM Pre-IPO Portfolio Fund II LLC-Databricks	[2025-07-03]	0.6 M	1.6 M
	Filed 2025-01-24 (D) · Exemption 506(c) · Minimum $50,000 · Remaining Indefinite · Duration One year or less · Commission $27,500 · Revenue Decline to Disclose
PE	UM AI & Frontier Technology Fund LLC	[2025-07-03]	1.2 M	6.3 M
	Filed 2025-01-22 (D) · Exemption 506(c) · Minimum $100,000 · Remaining Indefinite · Duration One year or less · Commission $37,500 · Revenue Decline to Disclose
PE	UM Blockchain Access Fund I LLC	[2025-07-03]	0.5 M	4.1 M
	Offered $10,000,000 · Filed 2022-03-14 (D) · Exemption 506(c) · Minimum $100,000 · Remaining $9,550,000 · Duration One year or less · Commission $6,750 · Revenue Not Applicable
PE	UM Pre-IPO Portfolio Fund III LLC	2025-07-03		3.0 M
PE	UM Pre-IPO Portfolio Fund II LLC	2025-07-03		7.7 M
HF	UM Tax Aware Helix Fund	[2025-07-03]	6.5 M	6.6 M
	Filed 2023-09-28 (D/A) · Exemption 506(b) · Minimum $50,000 · Remaining Indefinite · Duration One year or less · Commission $13,000 · Revenue Not Applicable

AUM Breakdown	Accounts	AUM ($)
By Client Type
(a) Individuals (other than high net worth individuals)	0	0.0
(b) Individuals (high net worth individuals)	0	0.0
(c) Banking or thrift institutions	0	0.0
(d) Investment companies	0	0.0
(e) Business development companies	0	0.0
(f) Pooled investment vehicles	0	0.0
(g) Pension and profit sharing plans	0	0.0
(h) Charitable organizations	0	0.0
(i) State or municipal government entities	0	0.0
(j) Other investment advisers	0	0.0
(k) Insurance companies	0	0.0
(l) Sovereign wealth funds and foreign official institutions	0	0.0
(m) Corporations or other businesses not listed above	0	0.0
(n) Other	0	0.0
Total	0	0.0
By Discretionary
Discretionary	0	0.0
Non-Discretionary	0	0.0
Total	0	0.0
By Non-United States Persons
Non-United States Persons		0.0
United States Persons		0.0
Total	0	0.0

Form D Directors	Role	# Filings	# Firms	2011 - 2026
Hui Chen	Director	75	3

Firm Profile (Form ADV)
Fund Types	Hedge Fund, Private Equity, Real Estate

Upmarket Management LLC

Assets, Funds, Holdings