Fees and Compensation — Form ADV Part 2A (5/4/2023)
[Brochure]
Item 5 - Fees and Compensation
The Investment Manager is charged monthly the total cost of rent, salaries and bonuses of staff, and
subscriptions and other reasonable costs, plus an additional 10% of the total monthly cost
(“Compensation”). The payments and terms are subject to the Service Agreement between the Firm and
Investment Manager and may be individually amended from time to time.
The Compensation does not include taxes (i.e., federal and state income taxes, corporate taxes, and
personal income taxes) and employer benefit contributions, such as 401k contributions, discretionary
parties, office supplies, and travel expenses.
Utah Peaks does not accept compensation for the sale of securities or other investment products.
Account Minimums and Types of Clients — Form ADV Part 2A (5/4/2023)
[Brochure]
Item 7 - Types of Clients
The Firm sub-advises a portion of a pooled investment vehicle on behalf of the Investment Manager. The
pooled investment vehicle is otherwise managed by the Investment Manager who is responsible for
marketing (if any), subscriptions/redemptions, operations, risk, trading strategies, capital allocation and
investment management.