Fees and Compensation — Form ADV Part 2A (3/30/2026)
[Brochure]
Item 5: Fees and Compensation
Accounts held at SEI Private Trust Company (“SPTC”) are billed monthly in arrears. All
clients’ fees are calculated on the same schedule and therefore fees are not negotiable. Fees
are based on End of Period Market Value using each account’s market value on the last day
of the fee period. Unless otherwise specified in the advisory agreement, Vaquita Sun, Inc.’s
fees will be automatically debited from the client’s investment account. All fees paid to
Vaquita Sun, Inc. for advisory services are separate and distinct from the fees and expenses
charged by mutual funds to their shareholders, or those charged to clients by product
sponsors or by qualified custodians and sub-advisors. Qualified custodians, such as SPTC,
also charge our clients fees for their services. Fees charged by SPTC differ and their fees may
be higher or lower than at other qualified custodians.
Vaquita Sun, Inc.’s Investment Management Fee Schedule is as follows:
Customized Equity Portfolio Managed by Vaquita Sun, Inc.
0.09% Per Month (1.08% a Year)
Customized Fixed Income Portfolio Managed by Vaquita Sun, Inc.
0.05% Per Month (0.60% a Year)
Third-Party Investment Manager – Research, Selection, Monitoring and Reporting
0.05% Per Month (0.60% a Year) – Additional Third-Party Fees will apply.
Non-Discretionary Assets – Held for Safekeeping
0.02% Per Month (0.24% a Year)
Either party may terminate the agreement by providing 30 day written notice to the other
party.
Vaquita Sun, Inc. nor any of its employees receive compensation for the sale of securities or
any other investment products.
Account Minimums and Types of Clients — Form ADV Part 2A (3/30/2026)
[Brochure]
Item 7: Types of Clients
Vaquita Sun, Inc. generally provides investment advice for individuals and trust accounts.
For new clients, Vaquita Sun, Inc. generally imposes a minimum of $500,000 to open and
maintain a Customized Equity Portfolio or a Customized Fixed Income Portfolio and a
minimum of $2,000,000 to open and maintain a portfolio managed by third party investment
managers. However, the account minimum may be waived at the discretion of Vaquita Sun,
Inc.
AUM Breakdown
Accounts
AUM ($k)
By Client Type
(a) Individuals (other than high net worth individuals)
1
95.9
(b) Individuals (high net worth individuals)
0
0.0
(c) Banking or thrift institutions
0
0.0
(d) Investment companies
0
0.0
(e) Business development companies
0
0.0
(f) Pooled investment vehicles
0
0.0
(g) Pension and profit sharing plans
0
0.0
(h) Charitable organizations
0
0.0
(i) State or municipal government entities
0
0.0
(j) Other investment advisers
0
0.0
(k) Insurance companies
0
0.0
(l) Sovereign wealth funds and foreign official institutions
0
0.0
(m) Corporations or other businesses not listed above