VII Peaks Capital LLC

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VII Peaks Capital LLC ✚
CRD #	153825
SEC #	801-71553
CIK #	0001539172
AUM
Employees	1 (100% Investors, 0% Brokers)
Phone	415-983-0127
Address	1431 Ocean Avenue Santa Monica, CA 90401
Source	[IAPD] [EDGAR] [Website]

Total AUM ($M) Copy

Type	Form D Funds	Date	Sold	AUM
Other	VII Peaks BDC Investors LLC	2018-03-29
Other	VII Peaks Direct Lending Fund	[2018-03-29]	0.2 M
	Filed 2019-02-12 (D/A) · Exemption 506(b), 3(c), 3(c)(1) · Minimum $100,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose
VC	VII Peaks Venture Capital VI LLC	2013-12-11		0.2 M
VC	VII Peaks Venture Capital V LLC	[2013-04-03]	0.6 M
	Offered $1,000,000 · Filed 2014-06-27 (D) · Exemption 506(b) · Minimum $25,000 · Remaining $418,500 · Duration More than one year · Revenue Decline to Disclose
Other	VII Peaks - KBR Co-Optivist B Fund II LLC	[2012-03-30]		2.0 M
	Offered $15,000,000 · Filed 2012-06-27 (D/A) · Exemption 506, 3(c), 3(c)(1) · Minimum $20,000 · Remaining $15,000,000 · Duration One year or less · Commission $750,000 · Net Assets Decline to Disclose
Other	VII Peaks - KBR Co-Optivist B Fund I LLC	[2012-03-30]		1.1 M
	Offered $15,000,000 · Filed 2012-06-29 (D/A) · Exemption 506 · Minimum $20,000 · Remaining $15,000,000 · Duration One year or less · Commission $750,000 · Net Assets Decline to Disclose
Other	VII Peaks-KBR Co-Optivist R Fund I LLC	[2012-03-30]	0.9 M	0.0 M
	Offered $15,000,000 · Filed 2012-06-27 (D/A) · Exemption 506, 3(c), 3(c)(1) · Minimum $20,000 · Remaining $14,125,000 · Duration One year or less · Commission $300,000 · Net Assets Decline to Disclose
VC	VII Peaks Venture Capital III LLC	[2012-03-30]	0.1 M	0.1 M
	Offered $500,000 · Filed 2013-01-22 (D/A) · Exemption 506 · Remaining $357,500 · Duration More than one year · Revenue Decline to Disclose
VC	VII Peaks Venture Capital II LLC	[2012-03-30]	1.6 M	0.4 M
	Offered $3,000,000 · Filed 2013-01-22 (D/A) · Exemption 506 · Remaining $1,412,200 · Duration More than one year · Revenue Decline to Disclose
VC	VII Peaks Venture Capital I LLC	[2012-03-30]	11.3 M	14.5 M
	Offered $15,000,000 · Filed 2013-01-22 (D/A) · Exemption 506 · Remaining $3,744,200 · Duration More than one year · Revenue Decline to Disclose
VC	VII Peaks Venture Capital IV LLC	[2012-03-30]	0.2 M	0.2 M
	Offered $500,000 · Filed 2013-01-22 (D/A) · Exemption 506 · Remaining $296,071 · Duration More than one year · Revenue Decline to Disclose

AUM Breakdown	Accounts	AUM ($M)
By Client Type
(a) Individuals (other than high net worth individuals)	0	0.0
(b) Individuals (high net worth individuals)	0	0.0
(c) Banking or thrift institutions	0	0.0
(d) Investment companies	0	0.0
(e) Business development companies	1	27.6
(f) Pooled investment vehicles	2	0.0
(g) Pension and profit sharing plans	0	0.0
(h) Charitable organizations	0	0.0
(i) State or municipal government entities	0	0.0
(j) Other investment advisers	0	0.0
(k) Insurance companies	0	0.0
(l) Sovereign wealth funds and foreign official institutions	0	0.0
(m) Corporations or other businesses not listed above	0	0.0
(n) Other	0	0.0
Total	3	27.6
By Discretionary
Discretionary	3	27.6
Non-Discretionary	0	0.0
Total	3	27.6
By Non-United States Persons
Non-United States Persons		0.0
United States Persons		27.6
Total	3	27.6

Form D Directors	Role	# Filings	# Firms
Stephen Davis	Executive Officer	58	4
Vinay Kumar	Executive Officer	33	3
Bhavin Shah	Executive Officer	14	3
Gurpreet Chandhoke	Executive Officer	14	2
Stephen Shea	Executive Officer	14	2
Joseph Doncheski	Executive Officer	8	2
Quinlan Fang	Executive Officer	5	2
Rudolph Galera	Executive Officer	3	2
VII Peaks Capital LLC	Promoter	2	2
Radhakrishnan Giroh	Executive Officer	2	1
View All

EDGAR Form	CIK	2011 - 2026
3	[0001539172]
4	[0001539172]
D	[0001539172]

Firm Profile (Form ADV)
Discretionary AUM	$0.1B
Serves	Institutional
Fund Types	Hedge Fund

Form 3/4/5 Subject	2011 - 2026
VII Peaks Co-Optivist Income BDC II Inc
VII Peaks Capital LLC

Insider Transaction (Form 3/4/5)	Date	Action	Shares	Price	Value ($)
VII Peaks Co-Optivist Income BDC II Inc NONE Common Stock	2014-06-24	Sell	22,333.33	$9.14	204,127

VII Peaks Capital LLC

Assets, Funds, Holdings