Wachovia Securities Inc

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Wachovia Securities Inc ✚
CRD #	431
SEC #	801-33602
CIK #
AUM
Employees	2,500 (44% Investors, 0% Brokers)
Phone	704-379-9000
Address	Ijl Financial Center Charlotte, NC 28202
Source	[IAPD] [Website]

Total AUM ($B) Copy

AUM Breakdown	Accounts	AUM ($B)
By Client Type
(a) Individuals (other than high net worth individuals)	0	0.0
(b) Individuals (high net worth individuals)	0	0.0
(c) Banking or thrift institutions	0	0.0
(d) Investment companies	0	0.0
(e) Business development companies	0	0.0
(f) Pooled investment vehicles	0	0.0
(g) Pension and profit sharing plans	0	0.0
(h) Charitable organizations	0	0.0
(i) State or municipal government entities	0	0.0
(j) Other investment advisers	0	0.0
(k) Insurance companies	0	0.0
(l) Sovereign wealth funds and foreign official institutions	0	0.0
(m) Corporations or other businesses not listed above	0	0.0
(n) Other	0	0.0
Total	9,600	3.3
By Discretionary
Discretionary	5,738	2.4
Non-Discretionary	3,862	1.0
Total	9,600	3.3
By Non-United States Persons
Non-United States Persons		0.0
United States Persons		3.3
Total	9,600	3.3

Firm Profile (Form ADV)
Discretionary AUM	$0.1B
Clients	2,000
Serves	Institutional, Retail

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Wachovia Securities Inc

Assets, Funds, Holdings