Waddell & Reed Investment Management Co

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Assets, Funds, Holdings

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Waddell & Reed Investment Management Co
CRD #106343
SEC #801-40372
CIK #0000903764, 0001052100
AUM
Employees 143 (60% Investors, 13% Brokers)
Phone913-236-2000
Address6300 Lamar Ave
Overland Park, KS 66202
Source [IAPD] [EDGAR] [Website] [LinkedIn] [Facebook]
Total AUM ($B)
604836241201999200720152024
Sector Form 13F Holdings Value ($B)
Microsoft Corp 2.6
Apple Inc 1.7
Amazon Com Inc 1.4
Facebook Inc 1.1
Alphabet Inc 1.0
Micron Technology Inc 0.8
Pangaea Logistics Solutions Ltd 0.6
ASML Holding NV 0.5
Electronic Arts Inc 0.5
UnitedHealth Group Inc 0.5
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Holdings by Sector ($B)
806448321602013201620192022
Type Form D Funds Date Sold ($M) AUM ($M)
Other Waddell & Reed Asset Strategy Fund LLC [2012-03-30] 30.2 2.6
Other Waddell & Reed Large Company Growth Fund LLC 2012-03-30 9.8
AUM Breakdown Accounts AUM ($B)
By Client Type
(a) Individuals (other than high net worth individuals) 0 0.0
(b) Individuals (high net worth individuals) 0 0.1
(c) Banking or thrift institutions 0 0.0
(d) Investment companies 13 15.9
(e) Business development companies 0 0.0
(f) Pooled investment vehicles 2 0.2
(g) Pension and profit sharing plans 23 1.9
(h) Charitable organizations 0 0.1
(i) State or municipal government entities 8 1.0
(j) Other investment advisers 0 0.0
(k) Insurance companies 0 0.1
(l) Sovereign wealth funds and foreign official institutions 0 0.0
(m) Corporations or other businesses not listed above 0 0.0
(n) Other 0 0.0
Total 54 19.2
By Discretionary
Discretionary 54 19.2
Non-Discretionary 0 0.0
Total 54 19.2
By Non-United States Persons
Non-United States Persons 0.2
United States Persons 19.0
Total 54 19.2
Form D Directors # Filings # Firms 2011 - 2025
Brian Sullivan 88
Nikki Newton 4
Philip Sanders 3
Cynthia Lagree 3
Lawrence Cipolla 3
Jennifer Askins 3
Jonjason Richie 3
Henry Herrmann 3
John Sundeen 3
Adlynn Harte 3
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EDGAR Form CIK 2011 - 2025
13F-NT [0000903764]
3 [0000903764]
4 [0000903764]
10-K [0001052100]
10-Q [0001052100]
13F-HR [0001052100]
3 [0001052100]
4 [0001052100]
5 [0001052100]
8-K [0001052100]
SC 13D [0001052100]
SC 13G [0001052100]
Form 13D/13G Filer Form 13D/13G Subject Filed
Waddell & Reed Financial Inc Canada Goose Holdings Inc [2021-02-12]
Burgundy Asset Management Ltd Waddell & Reed Financial Inc [2021-02-12]
Waddell & Reed Financial Inc Universal Display Corp PA [2021-02-12]
Waddell & Reed Financial Inc PetIQ Inc [2020-02-14]
Waddell & Reed Financial Inc Vericel Corp [2020-02-14]
Waddell & Reed Financial Inc CareDx Inc [2020-02-14]
Invesco Ltd Waddell & Reed Financial Inc [2020-02-12]
Waddell & Reed Financial Inc Studio City International Holdings Ltd [2019-02-14]
Waddell & Reed Financial Inc Semtech Corp [2019-02-14]
Waddell & Reed Financial Inc Sientra Inc [2019-02-14]
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Form 3/4/5 Subject 2011 - 2025
Andrade Kathie J.
Waddell & Reed Financial Inc
Daley Michael John
Buyle Mark P.
Clouse Benjamin R
Gasaway Sharilyn S
Godlasky Thomas C
Hanson Daniel P
Bloss Brent K
Jessee James A.
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