Waddell & Reed Investment Management Co

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Assets, Funds, Holdings

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Waddell & Reed Investment Management Co
CRD #106343
SEC #801-40372
CIK #0001052100, 0000903764
AUM
Employees 143 (60% Investors, 13% Brokers)
Phone913-236-2000
Address6300 Lamar Ave
Overland Park, KS 66202
Source [IAPD] [EDGAR] [Website] [LinkedIn] [Facebook]
Total AUM ($BB)
604836241202000200720152023
Type Form D Funds Date Sold ($MM) AUM ($MM)
Other Waddell & Reed Asset Strategy Fund LLC [2012-03-30] 30.2 2.6
Other Waddell & Reed Large Company Growth Fund LLC 2012-03-30 9.8
AUM Breakdown Accounts AUM ($BB)
By Client Type
(a) Individuals (other than high net worth individuals) 0 0.0
(b) Individuals (high net worth individuals) 0 0.1
(c) Banking or thrift institutions 0 0.0
(d) Investment companies 13 15.9
(e) Business development companies 0 0.0
(f) Pooled investment vehicles 2 0.2
(g) Pension and profit sharing plans 23 1.9
(h) Charitable organizations 0 0.1
(i) State or municipal government entities 8 1.0
(j) Other investment advisers 0 0.0
(k) Insurance companies 0 0.1
(l) Sovereign wealth funds and foreign official institutions 0 0.0
(m) Corporations or other businesses not listed above 0 0.0
(n) Other 0 0.0
Total 54 19.2
By Discretionary
Discretionary 54 19.2
Non-Discretionary 0 0.0
Total 54 19.2
By Non-United States Persons
Non-United States Persons 0.2
United States Persons 19.0
Total 54 19.2
Form D Directors # Filings # Firms 2011 - 2024
Brian Sullivan 85
Nikki Newton 4
Cynthia Lagree 3
Lawrence Cipolla 3
Adlynn Harte 3
Philip Sanders 3
Jonjason Richie 3
Mark Buyle 3
Henry Herrmann 3
Jennifer Askins 3
View All
EDGAR Form CIK 2011 - 2024
13F-NT [0000903764]
3 [0000903764]
4 [0000903764]
10-K [0001052100]
10-Q [0001052100]
13F-HR [0001052100]
3 [0001052100]
4 [0001052100]
5 [0001052100]
8-K [0001052100]
SC 13D [0001052100]
SC 13G [0001052100]
Form 13D/13G Filer Form 13D/13G Subject Filed
Burgundy Asset Management Ltd Waddell & Reed Financial Inc [2021-02-12]
Waddell & Reed Financial Inc Universal Display Corp PA [2021-02-12]
Waddell & Reed Financial Inc Canada Goose Holdings Inc [2021-02-12]
Waddell & Reed Financial Inc CareDx Inc [2020-02-14]
Waddell & Reed Financial Inc Vericel Corp [2020-02-14]
Waddell & Reed Financial Inc PetIQ Inc [2020-02-14]
Invesco Ltd Waddell & Reed Financial Inc [2020-02-12]
Waddell & Reed Financial Inc Semtech Corp [2019-02-14]
Waddell & Reed Financial Inc Studio City International Holdings Ltd [2019-02-14]
Waddell & Reed Financial Inc Sientra Inc [2019-02-14]
View All
Form 3/4/5 Subject 2011 - 2024
Logue Dennis E
Waddell & Reed Financial Inc
Mihal Shawn M.
Morrissey Michael F
Kline Katherine M. A.
Jessee James A.
Bloss Brent K
Hanson Daniel P
Godlasky Thomas C
Gasaway Sharilyn S
View All
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