Warren Financial Service & Associates Inc
- Assets, Funds, Holdings
| Warren Financial Service & Associates Inc
|
| CRD # | 119066 |
| SEC # | 801-79496 |
| CIK # | |
| AUM |
|
| Employees |
11 (64% Investors, 0% Brokers)
|
| Fees | |
| Minimum |
|
| Phone | 610-363-2000 |
| Address | 7 Dowlin Forge Rd
Exton, PA 19341 |
| Source |
[IAPD]
[Website] [LinkedIn] [Facebook]
|
|
Total AUM ($M)
|
|
|
| Type |
Form D Funds |
Date |
Sold |
AUM |
| VC |
WFS Angels LP |
[2015-03-05]
|
0.2 M |
0.1 M |
|
Filed 2017-04-19 (D/A) · Exemption 506(c), 3(c), 3(c)(1) · Remaining Indefinite · Duration More than one year · Revenue Decline to Disclose
|
| HF |
Big Dividend Hedge Strategy |
[2012-03-14]
|
15.0 M |
80.1 M |
|
Filed 2015-04-30 (D/A) · Exemption 506(c), 3(c), 3(c)(1) · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose
|
| AUM Breakdown |
Accounts |
AUM ($M) |
| By Client Type |
| (a) Individuals (other than high net worth individuals) |
208
|
56.3 |
| (b) Individuals (high net worth individuals) |
107
|
224.9 |
| (c) Banking or thrift institutions |
0
|
0.0 |
| (d) Investment companies |
0
|
0.0 |
| (e) Business development companies |
0 |
0.0 |
| (f) Pooled investment vehicles |
1 |
83.7 |
| (g) Pension and profit sharing plans |
0 |
0.0 |
| (h) Charitable organizations |
1 |
0.7 |
| (i) State or municipal government entities |
0 |
0.0 |
| (j) Other investment advisers |
0 |
0.0 |
| (k) Insurance companies |
0 |
0.0 |
| (l) Sovereign wealth funds and foreign official institutions |
0 |
0.0 |
| (m) Corporations or other businesses not listed above |
0 |
0.0 |
| (n) Other |
0 |
0.0 |
| Total |
363 |
365.6 |
| By Discretionary |
| Discretionary |
328 |
361.1 |
| Non-Discretionary |
35 |
4.5 |
| Total |
363 |
365.6 |
| By Non-United States Persons |
| Non-United States Persons |
|
0.7 |
| United States Persons |
|
364.9 |
| Total |
363 |
365.6 |
| Firm Profile (Form ADV) |
| Serves | Institutional, Retail |
| Fund Types | Hedge Fund |
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