Wasserstein & Co LP

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Wasserstein & Co LP
CRD #160339
SEC #801-74075
CIK #
AUM
Employees 8 (50% Investors, 0% Brokers)
Fees
Minimum
Phone212-702-5600
Address1185 Avenue of The Americas
New York, NY 10036
Source [IAPD] [Website]
Total AUM ($M)
1500120090060030002009201420192025
Fees and Compensation — Form ADV Part 2A (3/30/2020) [Brochure]
Item 5: Fees and Compensation

   Each Fund is governed by a limited partnership agreement (“LPA” and, together with any
   applicable private placement memoranda, investment management agreements and other offering
   and/or organizational documents, the “Governing Documents”) that sets forth in detail the fee
   structure, if any, applicable to such Fund. Pursuant to the Governing Documents of each Fund,
   W&Co. or an affiliate thereof, is generally paid a management fee (the “Management Fee”) by such
   Fund quarterly in advance, pro rated for any period that is less than a full calendar quarter, or
   otherwise in accordance with such Fund’s Governing Documents. W&Co., or an affiliate thereof, is
   authorized under the Fund’s Governing Documents to charge and deduct applicable Management
   Fees directly from the assets of the Funds. Annual Management Fees are generally calculated (i)
   during such Fund’s investment period, as a percentage of the total committed capital of such Fund
   and (ii) thereafter, as a percentage of invested capital. W&Co then pays a fixed subadvisory fee to
   EagleTree pursuant to the written Separation and Services Agreement in place between W&Co and
   EagleTree. As of the date of this Brochure, the maximum annual Management Fee payable by a
   Fund is 2% of capital commitments. Please refer to the Governing Documents of each applicable
   Fund for complete information on the Management Fees and/or other compensation payable with
   respect to such Fund.
   In addition, is the General Partners are eligible to receive a performance-based profit allocation
   from certain of the Funds (commonly known as “Carried Interest”), as further described under Item
Account Minimums and Types of Clients — Form ADV Part 2A (3/30/2020) [Brochure]
Item 7: Types of Clients

    W&Co. provides advisory services to the Funds, each of which is a private pooled investment
    vehicle, as described in Item 4 “Advisory Business” of this Brochure. Investors in the Funds include
    a variety of institutional investors (e.g., public and private pension plans, corporations, limited
    liability companies and funds of funds), high net worth individuals and family offices. All Investors
    in the Funds are required to be either “qualified purchasers” or employees who are deemed to be
    “knowledgeable employees” under the U. S. Investment Company Act of 1940 (as amended) or
    must otherwise be permitted to invest under applicable securities laws.
    Certain of the Funds have entered into separate agreements, commonly referred to as “side
    letters”, with certain investors, to waive certain terms and/or allow such investors to invest on
    different terms than those specifically described in such Fund’s Governing Documents. Under
    certain circumstances, these agreements create preferences or priorities for such Investors as
    compared to other Investors. The minimum capital commitment for an Investor in a Fund is set
    forth in such Fund’s Governing Documents.
Type Form D Funds Date Sold AUM
PE WP-Jamberry Co-Invest LP 2016-03-30
PE US Equity Partners II Delaware Statutory Trust 2015-03-30 0.1 M
PE US Equity Partners II Offshore Delaware Statutory Trust 2015-03-30 0.2 M
PE US Equity Partners II US Parallel Delaware Statutory Trust 2015-03-30 1.0 M
PE Wasserstein Partners III REG AIV LP 2015-03-30 0.0 M
PE Wasserstein RB Co-Invest LP 2015-03-30 0.1 M
PE Wasserstein Cosmos Co-Invest LP 2014-03-31 0.0 M
PE Wasserstein HIP Co-Invest LP 2014-03-31 0.0 M
PE US Equity Partners II LP 2012-02-14 4.6 M
PE US Equity Partners II Offshore LP 2012-02-14 25.5 M
PE US Equity Partners II US Parallel LP 2012-02-14 91.9 M
VC W SBIC Ventures II LP 2012-02-14 0.5 M
AUM Breakdown Accounts AUM ($M)
By Client Type
(a) Individuals (other than high net worth individuals) 0 0.0
(b) Individuals (high net worth individuals) 0 0.0
(c) Banking or thrift institutions 0 0.0
(d) Investment companies 0 0.0
(e) Business development companies 0 0.0
(f) Pooled investment vehicles 6 457.6
(g) Pension and profit sharing plans 0 0.0
(h) Charitable organizations 0 0.0
(i) State or municipal government entities 0 0.0
(j) Other investment advisers 0 0.0
(k) Insurance companies 0 0.0
(l) Sovereign wealth funds and foreign official institutions 0 0.0
(m) Corporations or other businesses not listed above 0 0.0
(n) Other 0 0.0
Total 6 457.6
By Discretionary
Discretionary 6 457.6
Non-Discretionary 0 0.0
Total 6 457.6
By Non-United States Persons
Non-United States Persons 88.0
United States Persons 369.6
Total 6 457.6
Firm Profile (Form ADV)
Discretionary AUM$0.3B
ServesInstitutional
Fund TypesHedge Fund, Private Equity
Related Firms State AUM
EagleTree Capital LP
NY 4,391.4 M
Wasserstein & Co LP
NY
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