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| Message |
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| Happy Holidays!! thanks for using AUM13F!! |
| Wealth Management & Business Concepts
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|---|---|
| CRD # | 124462 |
| SEC # | 801-80426 |
| CIK # | |
| AUM | $116.2 M (2025-01-07) |
| Employees | 3 (100% Investors, 100% Brokers) |
| Phone | 949-829-9622 |
| Address | 2 Venture Irvine, CA 92618 |
| Source | [IAPD] [Website] [LinkedIn] [Facebook] |
| Total AUM ($M) |
|---|
| AUM Breakdown | Accounts | AUM ($M) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 75 | 28.0 |
| (b) Individuals (high net worth individuals) | 40 | 79.6 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 5 | 6.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 2.6 |
| (n) Other | 0 | 0.0 |
| Total | 648 | 116.2 |
| By Discretionary | ||
| Discretionary | 252 | 56.8 |
| Non-Discretionary | 396 | 59.4 |
| Total | 648 | 116.2 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 116.2 | |
| Total | 648 | 116.2 |
| Comparable Firms | State | AUM ($B) |
|---|---|---|
|
Seaborn Financial LLC
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|
0.1 | |
|
Konza Global Advisory LLC
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|
KS | 0.1 |
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Optima Capital Management LLC
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|
AZ | 0.1 |
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RSG Investments LLC
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|
KS | 0.1 |
|
Brighter Financial Capital Management LLC
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|
VA | 0.1 |
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Third Sigma Investment Advisors LLC
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|
DE | 0.1 |
|
St John & Associates Inc
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|
GA | 0.1 |
|
Servant Financial Ltd
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|
0.1 | |
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Portfolio Resources Advisor Group Inc
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FL | 0.1 |
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American Community Wealth Management LLC
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IL | 0.1 |