Wealthguard Advisors Inc

Item 5 Fees and Compensation
Portfolio Management Services
Our fee for portfolio management services is based on a percentage of the assets in your account and
is set forth in the following annual fee schedule:

                                         Annual Fee Schedule

  Assets Under Management                                   Annual Fee
       Under $100,000                                         1.30%

      $100,001 - $500,000                                      1.10%

    $500,001 - $1,000,000                                      0.95%
   $1,000,0001 – $3,000,000                                    0.90%

    $3,000,001 - $5,000,000                                    0.85%

   $5,000,001 - $10,000,000                                    0.75%

 $10,000,001 - $20,000,000                                     0.65%

       Over $20,000,000                                        0.55%

Our annual portfolio management fee is billed and payable, monthly in arrears, based on the balance
at end of billing period. If the portfolio management agreement is executed at any time other than the
first day of a calendar month, our fees will apply on a pro rata basis, which means that the advisory fee
is payable in proportion to the number of days in the month for which you are a client. Our advisory fee
is negotiable, depending on individual client circumstances.

At our discretion, we may combine the account values of family members living in the same household
to determine the applicable advisory fee. For example, we may combine account values for you and
your minor children, joint accounts with your spouse, and other types of related accounts. Combining
account values may increase the asset total, which may result in your paying a reduced advisory fee
based on the available breakpoints in our fee schedule stated above.

We will deduct our fee directly from your account through the qualified custodian holding your funds
and securities. We will deduct our advisory fee only when the following requirements are met:

    • You provide our firm with written authorization permitting the fees to be paid directly from your
      account held by the qualified custodian.
    • We send you and the custodian an invoice showing the amount of the fee, the value of the
      assets on which the fee is based, the time period covered by the fee, and the specific manner in
      which the fee was calculated.
    • The qualified custodian agrees to send you a statement, at least quarterly, indicating all
      amounts disbursed from your account including the amount of the advisory fee paid directly to
      our firm.

We encourage you to reconcile our invoices with the statement(s) you receive from the qualified
custodian. If you find any inconsistent information between our invoice and the statement(s) you
receive from the qualified custodian call our main office number located on the cover page of this
brochure.

You may terminate the portfolio management agreement upon written notice. You will incur a pro rata
charge for services rendered prior to the termination of the portfolio management agreement, which
means you will incur advisory fees only in proportion to the number of days in the month for which you
are a client. If you have pre-paid advisory fees that we have not yet earned, you will receive a prorated
refund of those fees.

Financial Planning and Consulting Services
Except for our complimentary Financial Planning service which is included with our Portfolio
Management service, our advisory fees for stand-alone financial planning and financial consulting
services shall consist exclusively of either fixed fees or hourly fees, as agreed with the client at
inception. A description of our fixed fee and hourly fee arrangements is below.

Fixed Fees: Our fixed fees generally range between $300 and $3,000. The particular fixed fee rate
applicable to your engagement will be set forth in our written advisory agreement and
is negotiable based on individual client circumstances and other factors, including, without limitation,
the complexity and scope of the advisory services requested, the nature of the client's financial
circumstances, and the client's investment objectives. The variance in our fee is based on the scope
and complexity of the plan, your financial situation, your goals and objectives and the level of
involvement and time we will spend with you and your other professionals (other advisers, CPA,
Attorney, etc.) throughout the planning process. In limited circumstances, the cost/time could
potentially exceed the initial estimate. In such cases, we will notify you and may request that you
approve the additional costs. Where you engage us on a fixed fee basis, at our discretion, up to 50% of

our fixed fee may be due and payable at inception, with any remaining balance due and payable
upon completion of the requested advisory services.

Hourly Fees: Our hourly fees are charged at a rate of $200 per hour. The particular hourly
rate applicable to your engagement will be set forth in our written advisory agreement and
is negotiable based on individual client circumstances and other factors, including, without limitation,
the complexity and scope of the advisory services requested, the nature of the client's financial
circumstances, and the client's investment objectives. An estimate of the total time/cost required to
complete the engagement will be provided to you at the start of the advisory relationship. Where we
believe that the time/cost to complete the engagement may exceed our initial estimate, we will notify
you in advance and request that you approve the additional time/cost before it is incurred. Where you
engage us on an hourly fee basis, at our discretion, up to 50% of our estimated hourly fee may be due
and payable at inception, with any remaining balance due and payable upon completion of the
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Item 7 Types of Clients
We offer investment advisory services to individuals including high net worth individuals, charitable
organizations, pension and profit sharing plans, and corporations or other businesses.

In general, we require a minimum account balance of $100,000 to open and maintain an advisory
account. At our discretion, we may waive the minimum account balance.

We may also combine account values for you and your minor children, joint accounts with your
spouse, and other types of related accounts to meet the stated minimum.