Wealthspire Advisors LLC

Item 5 – Fees and Compensation

Investment Advisory Services for Individuals

Wealthspire Advisors provides discretionary investment advisory services on a fee basis. The advisory
fee is either an asset-based or a fixed annual fee, depending on circumstances.

The proposed fee rate and method of billing is negotiable, subject to many factors. The size,
complexity and scope of the engagement are among the factors considered. Generally, new clients
are charged a tiered fee schedule (as an example, see below for Wealthspire’s standard fee schedule
for wealth management accounts), whereby the fee reduces as certain asset thresholds are reached.
As circumstances may warrant, Wealthspire Advisors may charge an asset-based fixed rate or fixed
dollar investment management fee (see below).

Unless otherwise dictated by Wealthspire’s written agreement with its Client, the annual fee is
prorated and charged quarterly, in advance, based upon the market value of the assets being
managed by Wealthspire Advisors on the last day of the previous quarter. The Firm’s various fee
arrangements may be amended from time to time upon thirty (30) day written notice to Client.

Wealthspire Advisors Wealth Management

Wealth Management fees are agreed upon with each client in writing, which may be amended from
time to time. Wealthspire Advisors typically charges an annual percentage-based fee for investment
management. We may use alternate fee arrangements, including minimum fees, based on the
particular circumstances for specific clients based on, among other factors, the size and scope of the
engagement, anticipated level of service and complexity of the relationship, client needs, related
accounts, services required, reporting requirements, anticipated assets to be managed, and future
additional assets. As a result, clients should expect to be charged different fees for similar services,
and the actual advisory fee may be higher or lower than the fee charged to other clients depending
on these broader considerations. If a minimum fee is charged for clients whose fee for assets under
management falls below a particular threshold, such fee may exceed 1.20% on assets under
management in the advisory account. Any minimum fee will be agreed to with the client. Wealthspire
and its affiliates retain the right, based upon criteria (e.g., assets under management) or otherwise in
their discretion, to reduce, lower or waive fees, waive minimums on fees, provide lowest available fee
arrangements, or allow credits or offsets relating to certain types or specified amounts of expenses
with respect to certain clients.

The Firm established certain client relationships through its merger, acquisition and advisor
recruiting efforts. To accommodate client transitions from prior investment advisor to Wealthspire,
the fees the Firm charges are subject to the pre-existing agreement entered into with their prior
investment adviser. As a result, some clients pay higher or lower rates than Wealthspire’s current
advisory fee rate, and the associated billing arrangements may differ from those of Wealthspire
Advisors.

Wealthspire Advisors Institutional

Fees are agreed upon with each client, in writing, which may be amended from time to time. We may
use alternate fee arrangements, including minimum fees, based on the particular circumstances for
specific clients based on, among other factors, the size and scope of the engagement, anticipated
level of service and complexity of the relationship, client needs, related accounts, services required,
reporting requirements, anticipated assets to be managed, and future additional assets. A minimum
institution account size of $5,000,000 is recommended for this service which results in a 0.75%
effective annual fee for Accounts of this size. Under certain circumstances, Wealthspire Advisors may
accept institution accounts of less than $5,000,000. The fees for these Accounts may be higher than
0.75%, depending on the Account size and the final rate determined between the Firm and client.

Wealthspire Advisors Retirement Plan Management Service

Fees are agreed upon with each client, in writing, which may be amended from time to time. We may
use alternate fee arrangements, including minimum fees, based on the particular circumstances for
specific clients based on, among other factors, the size and scope of the engagement, anticipated
level of service and complexity of the relationship, client needs, related accounts, services required,
reporting requirements, anticipated assets to be managed, and future additional assets. A minimum
account size of $250,000 is recommended for this service which results in an effective annual fee of
0.50% for Accounts of this size. This minimum account size may be waived. The fees for these
Accounts may be higher than 0.50%, depending on the Account size and the final rate determined
between the Firm and client.

Retirement Plan Clients are generally invoiced quarterly in arrears based on the value of invested
assets as of the last day of the previous quarter. The fee for the quarter in which the investment
advisory agreement becomes effective (as of the date the contract was signed) will be prorated for
the number of days remaining in the quarter.

Wealthspire Advisors may introduce ERISA plan clients to, or may service ERISA plan clients jointly
with, Retirement Advisory, an affiliated company specializing in working with plan sponsors. To the
extent that Wealthspire Advisors refers a plan sponsor to Retirement Advisory, Retirement Advisory
will share 40% (or other agreed upon percentage as fully disclosed to the Plan Sponsor client) of the
first year of its annual billable fee with Wealthspire Advisors pursuant to an agreement and full
disclosure to the Plan Sponsor client. In no case will Wealthspire Advisors’ recommendation of
Retirement Advisory cause a client’s fee to be increased.

Prosperity Program Services
...

Item 7 – Types of Clients

Wealthspire Advisors provides investment advisory services to a wide variety of clients including
individuals, high net worth individuals, corporate pension and profit-sharing plans, trusts, estates,
charitable institutions, foundations, endowments, corporations, and other business entities.

Wealthspire Advisors does not require minimum account sizes for its various programs but does have
recommended account sizes for its various programs as noted in Item 4 above.