Weingarten Associates LLC

Item 5. FEES AND COMPENSATION
Initial Financial Planning:
Weingarten’s financial planning fees generally start at $8,000.00 on a fixed-fee basis and will
depend upon the level and scope of the services required. Typically, one-half of Weingarten’s
fee is due upon signing of the initial Financial Planning Engagement Client Service Agreement
with the balance due upon presentment of Weingarten’s recommendations.

Wealth Management Advisory Services:
Weingarten imposes a minimum annual fee of $20,000. Wealth Management services are
intended for clients with at least $2.5M in investable assets. For existing relationships, the
minimum annual fee is $12,500. In certain circumstances, Weingarten will consider a lower
minimum annual fee. This is primarily for family members of existing clients as well as young
professionals who have less than $2,500,000 of investable assets and are likely to progress to our
regular services within four years.

Weingarten does not require the prepayment of fees of more than $500 and for six months or
more in advance. Prior to engaging Weingarten to provide ongoing annual services, the client
will generally be required to enter into Weingarten’s Ongoing and Annual Client Service
Agreement.

The broker-dealer/custodian for the client’s account may charge brokerage commissions and/or
transaction fees for effecting certain securities transactions (i.e., transaction fees are charged for
certain no-load mutual funds, commissions are charged for other securities transactions). In
addition to Weingarten’s investment management fee, brokerage commissions and/or transaction
fees, the client will also incur, relative to all mutual fund purchases, charges imposed at the
mutual fund level (e.g., management fees and other fund expenses).

Weingarten Associates, LLC (IARD # 127718)
February 2026

Item 7. TYPES OF CLIENTS
Weingarten provides investment advisory services to the following clients:
    •   Individuals and High Net Worth Individuals;
    •   Trusts;
    •   Charitable Organizations;
    •   Pension Plans & 401(k)

Weingarten requires a minimum client account size of $500,000.00        However in certain
situations, Weingarten may waive such minimum account size requirements in its sole discretion.