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| Happy Holidays!! thanks for using AUM13F!! |
| Western International Securities Inc
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| CRD # | 39262 |
| SEC # | 801-68953 |
| CIK # | 0001542334 |
| AUM | $3.5 B (2025-06-16) |
| Employees | 407 (49% Investors, 70% Brokers) |
| Phone | 888-793-7717 |
| Address | 70 S Lake Ave Pasadena, CA 91101 |
| Source | [IAPD] [EDGAR] [Website] [LinkedIn] |
| Total AUM ($B) |
|---|
| Sector | Form 13F Holdings | Value ($B) | |
|---|---|---|---|
| Apple Inc | 0.2 | ||
| Nvidia Corp | 0.1 | ||
| Microsoft Corp | 0.1 | ||
| Amazon Com Inc | 0.1 | ||
| Facebook Inc | 0.1 | ||
| Alphabet Inc | 0.0 | ||
| SPDR Gold Trust | 0.0 | ||
| Holdings by Sector ($B) |
|---|
| AUM Breakdown | Accounts | AUM ($B) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 6,054 | 1.6 |
| (b) Individuals (high net worth individuals) | 702 | 1.7 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 88 | 0.1 |
| (h) Charitable organizations | 5 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 79 | 0.1 |
| (n) Other | 0 | 0.0 |
| Total | 10,904 | 3.5 |
| By Discretionary | ||
| Discretionary | 10,897 | 3.5 |
| Non-Discretionary | 7 | 0.0 |
| Total | 10,904 | 3.5 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 3.5 | |
| Total | 10,904 | 3.5 |
| Limited Partners | 2011 - 2025 |
|---|---|
| Minnesota State Board of Investment | |
| New York State and Local Retirement System |
| EDGAR Form | CIK | 2011 - 2025 |
|---|---|---|
| 13F-NT | [0001542334] |
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