Offered $8,000,000 · Filed 2022-07-12 (D) · Exemption 506(b), 3(c), 3(c)(7) · Remaining $8,000,000 · Duration One year or less · Net Assets Decline to Disclose
Offered $5,000,000 · Filed 2022-05-20 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Remaining $3,250,000 · Duration One year or less · Net Assets Decline to Disclose
Offered $6,200,000 · Filed 2018-03-21 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Remaining $6,200,000 · Duration One year or less · Net Assets Decline to Disclose
Offered $40,000,000 · Filed 2016-10-13 (D) · Exemption 506(b), 3(c), 3(c)(1) · Remaining $40,000,000 · Duration One year or less · Revenue Decline to Disclose
AUM Breakdown
Accounts
AUM ($M)
By Client Type
(a) Individuals (other than high net worth individuals)
59
20.0
(b) Individuals (high net worth individuals)
30
151.1
(c) Banking or thrift institutions
0
0.1
(d) Investment companies
3
3.0
(e) Business development companies
0
0.0
(f) Pooled investment vehicles
12
106.1
(g) Pension and profit sharing plans
0
0.0
(h) Charitable organizations
0
1.5
(i) State or municipal government entities
0
0.2
(j) Other investment advisers
0
0.0
(k) Insurance companies
0
0.0
(l) Sovereign wealth funds and foreign official institutions
0
0.0
(m) Corporations or other businesses not listed above