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| WestRiver Management LLC
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| CRD # | 161921 |
| SEC # | 801-74380 |
| CIK # | 0001716155 |
| AUM | 444.4 M (2026-03-26) |
| Employees | 14 (64% Investors, 0% Brokers) |
| Phone | 425-952-3950 |
| Address | 920 5th Ave Seattle, WA 98104 |
| Source | [IAPD] [EDGAR] [Website] [LinkedIn] |
| Total AUM ($B) |
|---|
| Type | Form D Funds | Date | Sold | AUM |
|---|---|---|---|---|
| PE | WRG HCD4 LLC | 2025-03-27 | 29.5 M | |
| VC | WRG Immersive Entertainment Fund LP | [2023-03-31] | 25.0 M | 21.9 M |
| Filed 2024-02-15 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration One year or less · Revenue Decline to Disclose | ||||
| VC | WRG Technology Fund II LP | [2023-03-31] | 25.8 M | 6.3 M |
| Offered $100,000,000 · Filed 2024-02-15 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Remaining $74,200,000 · Duration One year or less · Revenue Decline to Disclose | ||||
| VC | WRG Broadway LLC | 2022-03-30 | 1.3 M | |
| PE | WRG DCRC Investors LLC | 2022-03-30 | 0.4 M | |
| PE | WRG DCRD Investors LLC | 2022-03-30 | 4.4 M | |
| PE | WRG EXPD1 LLC | 2022-03-30 | 37.5 M | |
| PE | WRG HCD3 LLC | 2022-03-30 | 3.0 M | |
| PE | WRG INV41 LLC | 2022-03-30 | 11.8 M | |
| PE | WRG TD1 LLC | 2022-03-30 | 11.5 M | |
| PE | WRG ALV LLC | 2021-03-31 | 3.7 M | |
| PE | WRG Co-Invest Lending II LLC | 2021-03-31 | 3.2 M | |
| PE | WRG DCRB Investors LLC | 2021-03-31 | 0.0 M | |
| PE | WRG DCRN Investors LLC | 2021-03-31 | 1.7 M | |
| VC | WRG Energy Innovation II LLC | [2021-03-31] | 32.5 M | 32.5 M |
| Offered $75,000,000 · Filed 2020-11-20 (D) · Exemption 506(b), 3(c), 3(c)(7) · Remaining $42,500,000 · Duration One year or less · Revenue Decline to Disclose | ||||
| PE | WRG HCD1 LLC | 2021-03-31 | 2.0 M | |
| PE | WRG HCD2 LLC | 2021-03-31 | 6.8 M | |
| PE | WestRiver Equity Fund I LP | [2020-03-30] | 101.0 M | 67.0 M |
| Offered $125,000,000 · Filed 2021-07-06 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $1,000,000 · Remaining $24,000,000 · Duration More than one year · Revenue Decline to Disclose | ||||
| PE | WRG Experience Fund I LP | [2020-03-30] | 26.0 M | 36.0 M |
| Offered $250,000,000 · Filed 2020-11-09 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Remaining $224,015,152 · Duration More than one year · Revenue Decline to Disclose | ||||
| PE | WRG Healthcare Fund I LP | [2020-03-30] | 21.6 M | 33.5 M |
| Offered $250,000,000 · Filed 2020-11-09 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Remaining $228,441,919 · Duration More than one year · Revenue Decline to Disclose | ||||
| PE | WRG Opportunity Fund I LP | [2020-03-30] | 19.5 M | 12.7 M |
| Offered $150,000,000 · Filed 2020-11-09 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Remaining $130,497,420 · Duration More than one year · Revenue Decline to Disclose | ||||
| PE | WRG PNW Fund I LP | [2020-03-30] | 33.0 M | 40.0 M |
| Offered $150,000,000 · Filed 2020-11-09 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Remaining $117,045,509 · Duration More than one year · Revenue Decline to Disclose | ||||
| PE | TFI Investors LLC | [2019-03-28] | 2.8 M | 9.1 M |
| Filed 2018-06-19 (D) · Exemption 506(b), 3(c), 3(c)(1), 3(c)(7) · Remaining Indefinite · Duration One year or less · Revenue Decline to Disclose | ||||
| PE | VSF Investors LLC | [2019-03-28] | 2.5 M | 2.5 M |
| Filed 2018-07-12 (D) · Exemption 506(b), 3(c), 3(c)(1), 3(c)(7) · Remaining Indefinite · Duration One year or less · Revenue Decline to Disclose | ||||
| PE | WestRiver Innovation Lending Fund VIII LP | [2019-03-28] | 442.0 M | 578.2 M |
| Offered $750,000,000 · Filed 2019-06-11 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Remaining $308,000,000 · Duration One year or less · Finder's Fee $68,842 · Revenue Decline to Disclose | ||||
| PE | WRG TSV3 LLC | [2019-03-28] | 37.5 M | 66.2 M |
| Offered $37,500,000 · Filed 2018-12-26 (D) · Exemption 506(b), 3(c), 3(c)(7) · Duration One year or less · Revenue Decline to Disclose | ||||
| PE | WRG Debt Funding II LLC | 2018-03-30 | 257.8 M | |
| PE | WRG Debt Funding I LLC | 2018-03-30 | 0.5 M | |
| SA | WRG Debt Holdings LLC | 2018-03-30 | 38.7 M | |
| PE | WRG Retention Holder LLC | 2018-03-30 | 0.4 M | |
| VC | WestRiver CPIV Investment LLC | 2017-07-25 | 9.3 M | |
| Other | WestRiver Mezzanine Loans - Loan Pool V LLC | 2017-07-25 | 52.2 M | |
| Other | Life Science Loans II LLC | 2017-03-31 | 22.0 M | |
| VC | WestRiver Equity Partners LLC - Series G | 2017-03-31 | ||
| VC | WRG Entertainment Fund II LLC | 2017-03-31 | 4.2 M | |
| VC | WRG Entertainment Fund LLC | [2017-03-31] | 2.0 M | 0.7 M |
| Filed 2017-08-04 (D) · Exemption 506(b), 3(c), 3(c)(1) · Remaining Indefinite · Duration One year or less · Revenue Decline to Disclose | ||||
| VC | TGP Investors II LLC | 2016-08-29 | 12.0 M | |
| VC | WestRiver Equity Partners LLC - Series F | 2016-08-29 | 4.8 M | |
| Other | WestRiver Mezzanine Loans LLC - Loan Pool IV | 2016-08-29 | 17.6 M | |
| VC | WRG FCC II LLC | [2016-08-29] | 30.0 M | 26.7 M |
| Offered $30,000,000 · Filed 2016-02-10 (D) · Exemption 506(b), 3(c), 3(c)(7) · Duration One year or less · Revenue Decline to Disclose | ||||
| VC | WRG Energy Innovation LLC | 2016-03-30 | 41.9 M | |
| VC | WRG FCC II LLC | 2016-03-30 | 30.0 M | |
| VC | WRG SU LLC | [2016-03-30] | 3.8 M | 26.4 M |
| Offered $3,750,000 · Filed 2016-01-05 (D) · Exemption 506(b), 3(c), 3(c)(1) · Duration One year or less · Revenue Decline to Disclose | ||||
| VC | Magnus Partners LLC | 2015-11-24 | 0.5 M | |
| VC | WestRiver Equity Partners LLC - Series B | 2015-11-24 | ||
| VC | WestRiver Equity Partners LLC - Series C | 2015-11-24 | 8.1 M | |
| VC | WestRiver Equity Partners LLC - Series D | 2015-11-24 | 2.9 M | |
| VC | WestRiver Equity Partners LLC - Series E | 2015-11-24 | 1.5 M | |
| Other | WestRiver Mezzanine Loans LLC - Loan Pool II | 2015-11-24 | 4.8 M | |
| Other | WestRiver Mezzanine Loans LLC - Loan Pool III | 2015-11-24 | 9.4 M | |
| VC | WRG Energy Infrastructure LLC | 2015-11-24 | 0.9 M | |
| VC | WRG Partners LLC - Series A | 2015-11-24 | 0.4 M | |
| VC | WRM Investors LLC - Series A | 2015-11-24 | 0.1 M | |
| VC | WRM Investors LLC - Series B | 2015-11-24 | 0.0 M | |
| VC | WRM Investors LLC - Series C | 2015-11-24 | ||
| Other | WRML Co-Investment Fund LP | 2015-11-24 | 0.6 M | |
| Other | Life Science Loans LLC | [2014-03-31] | 42.8 M | 11.8 M |
| Offered $42,835,000 · Filed 2012-03-29 (D) · Exemption 506 · Duration One year or less · Revenue Decline to Disclose | ||||
| VC | WestRiver Cpiii Investment LLC | 2014-03-31 | 5.7 M | |
| VC | WestRiver Equity Partners LLC - Series A | 2014-03-31 | 183.4 M | |
| VC | WRG FCC LLC | 2013-04-01 | 7.2 M | |
| VC | WestRiver 2TOR Partners LLC | 2012-09-06 | 2.0 M | |
| VC | TGP Investors LLC | 2012-02-21 | 0.4 M | |
| VC | WestRiver Capital LLC | 2012-02-21 | 125.0 M | |
| Other | WestRiver Mezzanine Loans LLC - Loan Pool I | 2012-02-21 | 2.6 M | |
| VC | WestRiver Symform Partners LLC | 2012-02-21 | 2.0 M | |
| AUM Breakdown | Accounts | AUM ($B) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 0 | 0.0 |
| (b) Individuals (high net worth individuals) | 0 | 0.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 27 | 0.4 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 27 | 0.4 |
| By Discretionary | ||
| Discretionary | 3 | 0.1 |
| Non-Discretionary | 24 | 0.3 |
| Total | 27 | 0.4 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 0.4 | |
| Total | 27 | 0.4 |
| Form D Directors | Role | # Filings | # Firms | 2011 - 2026 |
|---|---|---|---|---|
| Erik Anderson | Executive Officer | 89 | 6 | |
| Trent Dawson | Executive Officer | 27 | 2 | |
| Loan Manager | Director | 6 | 2 | |
| WestRiver Management LLC | Director | 4 | 2 | |
| WestRiver Management | Director, Executive Officer | 8 | 1 | |
| A Delaware Limited Liability Company Wrg Ief GP LLC | Executive Officer | 1 | 1 | |
| Wrg Opportunity GP | Director | 1 | 1 | |
| Wrg Eic II Manager | Director | 1 | 1 | |
| Wrg Pnw GP | Director | 1 | 1 | |
| Wrg Healthcare GP | Director | 1 | 1 | |
| View All | ||||
| EDGAR Form | CIK | 2011 - 2026 |
|---|---|---|
| 3 | [0001716155] | |
| 4 | [0001716155] | |
| SC 13D | [0001716155] |
| Form 13D/13G Filer | Form 13D/13G Subject | Filed |
|---|---|---|
| WestRiver Management LLC | Callaway Golf Co | [2021-03-18] |
| Firm Profile (Form ADV) | |
|---|---|
| Discretionary AUM | $0.0B |
| Serves | Institutional |
| Fund Types | Private Equity |
| Form 3/4/5 Subject | 2011 - 2026 |
|---|---|
| TGP Investors II LLC | |
| TGP Advisors LLC | |
| TGP Investors LLC | |
| Callaway Golf Co | |
| WestRiver Management LLC | |
| TGP Manager LLC |
| Insider Transaction (Form 3/4/5) | Date | Action | Shares | Price | Value ($) |
|---|---|---|---|---|---|
|
Callaway Golf Co ELY
Common Stock
|
2021-03-16 | Other | 1,746,143 | $0.00 | |
|
Callaway Golf Co ELY
Common Stock
|
2021-03-16 | Other | 1,061,962 | $0.00 |
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|
Artemis Capital Partners Management Co LLC
✚
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|
Ardan Equity Partners LLC
✚
|
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|
Cohere Capital Partners LP
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|
Bluestone Equity Partners LP
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