|
⚲
|
| Wharton Midmarket Investment Advisors Inc
✚
|
|
|---|---|
| CRD # | 301186 |
| SEC # | 801-116676 |
| CIK # | |
| AUM | $125.9 MM (2023-03-07) |
| Employees | 2 (100% Investors, 100% Brokers) |
| Phone | 203-606-9696 |
| Address | 27 Brook Road Woodbridge, CT 06525 |
| Source | [IAPD] |
| Total AUM ($MM) |
|---|
| AUM Breakdown | Accounts | AUM ($MM) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 3 | 0.0 |
| (b) Individuals (high net worth individuals) | 23 | 125.9 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 3 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 29 | 125.9 |
| By Discretionary | ||
| Discretionary | 0 | 0.0 |
| Non-Discretionary | 29 | 125.9 |
| Total | 29 | 125.9 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 125.9 | |
| Total | 29 | 125.9 |
| Comparable Firms | State | AUM ($BB) |
|---|---|---|
|
Kleinhenz & Associates Ltd
✚
|
OH | 0.1 |
|
Setchfield Associates LLC
✚
|
FL | 0.1 |
|
Safir Wealth Advisors LLC
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|
NH | 0.1 |
|
BPC Advisors LLC
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|
NY | 0.1 |
|
Four Quadrant Wealth Advisors Inc
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|
IN | 0.1 |
|
Durante & Waters LLC
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|
NY | 0.1 |
|
Camden Financial Management Inc
✚
|
NC | 0.1 |
|
Eubank Hutson & Associates LLC
✚
|
TX | 0.1 |
|
Guerra Pan Advisors LLC
✚
|
NJ | 0.1 |
|
Greenleaf Financial Group LLC
✚
|
IN | 0.1 |