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| Message |
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| Happy Holidays!! thanks for using AUM13F!! |
| Wharton Midmarket Investment Advisors Inc
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|---|---|
| CRD # | 301186 |
| SEC # | 801-116676 |
| CIK # | |
| AUM | $222.4 M (2025-02-10) |
| Employees | 2 (100% Investors, 100% Brokers) |
| Phone | 203-606-9696 |
| Address | 27 Brook Road Woodbridge, CT 06525 |
| Source | [IAPD] |
| Total AUM ($M) |
|---|
| AUM Breakdown | Accounts | AUM ($M) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 1 | 0.9 |
| (b) Individuals (high net worth individuals) | 46 | 215.2 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 4 | 6.2 |
| (n) Other | 0 | 0.0 |
| Total | 52 | 222.4 |
| By Discretionary | ||
| Discretionary | 0 | 0.0 |
| Non-Discretionary | 52 | 222.4 |
| Total | 52 | 222.4 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 222.4 | |
| Total | 52 | 222.4 |
| Comparable Firms | State | AUM ($B) |
|---|---|---|
|
Pollock Investment Advisory Corporation
✚
|
0.2 | |
|
Equity Wealth Partners LLC
✚
|
MO | 0.2 |
|
Westhampton Capital LLC
✚
|
NC | 0.2 |
|
Cassedy Financial Group Inc
✚
|
FL | 0.2 |
|
Atlas Wealth Partners LLC
✚
|
PA | 0.2 |
|
Atwater Wealth Management Inc
✚
|
MA | 0.2 |
|
RIA Services LLC
✚
|
WI | 0.2 |
|
Legend Capital Advisors LLC
✚
|
NY | 0.2 |
|
Loudon Investment Management LLC
✚
|
NH | 0.2 |
|
Aqua Advisors LLC
✚
|
0.2 |