Windmuehle LLC

-

Assets, Funds, Holdings

Home | Sign Up | Log In
New Features
Latest Fund Raises
Related People
Fund Service Providers
Startup & Company Raises
List of Funds
Boston Firms
Boston Hedge Funds
Cornell Alumni Firms
CalPERS Portfolio
NYSCRF Portfolio
User Guide
Regulatory AUM vs AUM
LP Portfolios
Related Firms
Build a Portfolio
Comprehensive Search
Keyboard
Windmuehle LLC
CRD #295685
SEC #801-121882
CIK #0001732577
AUM
Employees 3 (33% Investors, 0% Brokers)
Fees
Minimum
Phone512-649-0903
Address1717 W 6th Street
Austin, TX 78703
Source [IAPD] [EDGAR] [Website] [LinkedIn]
Total AUM ($M)
4503602701809002010201520212027
Fees and Compensation — Form ADV Part 2A (3/26/2024) [Brochure]
Item 5: Fees and Compensation

SUMMARY OF FEE SCHEDULE
In consideration of our investment advisory, management and other similar services, we and/or our affiliates
generally are entitled to receive various types of fees and compensation from or in respect of our clients, including,
without limitation, management fees and certain performance-based compensation. While the specific fees and
expenses applicable to each Series are or will be disclosed and described in detail in the applicable offering and/or
governing documents, a brief overview of our general fee schedule is set forth below. Please refer to the applicable
governing and offering documents for detailed and accurate information regarding the applicable fees, expenses
and compensation that is or may be applicable to the Fund or a Series.

The applicable management fees differ or vary depending upon the class of a member of the Fund as well as the
Series. “Seed Members” are members of the Fund who were among the first $50,000,000 commitments to the Fund,
“Class A Members” are members of the Fund who make a commitment to the Fund after the first $50,000,000
commitments to the Fund, and “Class B Members” are members of the Fund who make a commitment to a Series
only.

    •   Seed Members and Class A Members: We are entitled to receive a management fee, payable quarterly in
        arrears, equal to 0.25% (1.0% per annum) of such member’s remaining commitment to the Fund (i.e., the
        amount that has not been committed to a Series) calculated as of the last business day of each fiscal quarter.
        In addition, we are entitled to receive a management fee dependent upon the applicable Series as shown
        below.

    •   Class B Members: We are entitled to receive a management fee dependent upon the applicable Series as
        shown below.

    •   Series Fee Schedule Summary:

          o   Series One: No fees are assessed at this Series level.

          o   Series Two: Each member is charged a management fee, payable quarterly in arrears, equal to 0.25%
              (1.0% per annum) of the value of the member’s interest in this Series.

          o   Series Three and Series Four: Each member is charged a management fee, payable quarterly in arrears,
              equal to 0.25% (1.0% per annum) of the pro rata portion of the net asset value of such Series
              attributable to such member’s capital account with respect to such Series calculated as of the last
              business day of each fiscal quarter.

          o   Series Six: Each member is charged a management fee, payable quarterly in advance, equal to 0.25%
              (1.0% per annum) of the pro rata portion of the net asset value of this Series attributable to such
              member’s capital account with respect to this Series calculated as of the first business day of each
              fiscal quarter.

          o   Series Eight: Each member is charged a management fee, payable quarterly in advance, equal to: (i)
              for each calendar quarter that occurs prior to the date on which that member has received aggregate
              distributions from this Series equal to such member’s commitment to the series, 0.375% (1.5% per
              annum) of the aggregate capital contributions made by such member, and (ii) beginning the first
              quarterly period after such date, no management fee will be payable with respect to any member of
              this Series.

          o   Series Eight Blocker: Series Eight Blocker was established to invest substantially all of its capital in
              Series Eight as a Class B Member and management fees are assessed by Series Eight. Members of the
              Series 8 blocker are also subject to an administration fee, payable quarterly in arrears, equal to the
              greater of (a) 0.02% (0.08% per annum) of such member’s commitment and (b) such member’s
              membership percentage multiplied by $1,000 calculated on the last business day of each fiscal
              quarter.

Subject to the terms and conditions set forth in the applicable governing and offering documents, we receive or are
entitled to receive incentive fees, incentive allocations and/or carried interest distributions from or with respect to
certain Series and/or certain investors in such Series, and an overview of the incentive fees, incentive allocations
and/or carried interest distributions payable to us or an affiliate in respect of a Series or certain investors in such
Series are set forth below:

    •   Series One: No incentive fees, incentive allocations and/or carried interest distributions are assessed at this
        Series level.

    •   Series Two: Seed Members do not pay any incentive fee and are not subject to an incentive allocation.
        Prior to January 1, 2022, Class A Members were subject to an incentive fee in the amount of 5.0% of all net
        income from this Series, and after January 1, 2022, Class A Members are subject to an incentive allocation
        in the amount of 5.0% of all net income from this Series. Prior to January 1, 2022, Class B Members were
        subject to an incentive fee in the amount of 10.0% of all net income from this Series, and after January 1,
        2022, Class B Members are subject to an incentive allocation in the amount of 10% of all net income from
        this Series.

    •   Series Three: Seed Members do not pay any incentive fee and are not subject to an incentive allocation.
        Each Class A Member and Class B Member pays an incentive fee equal to a percentage (five percent (5%)
        for Class A Members and ten percent (10%) for Class B Members) of, (i) its pro rata share of the quarterly
        distribution received from the Underlying Investment with respect to this Series and (ii) any other pass-
        through distribution from the Underlying Investment with respect to this Series received by such member
...
Account Minimums and Types of Clients — Form ADV Part 2A (3/26/2024) [Brochure]
TYPES OF CLIENTS
We only provide investment advisory services with respect to the Fund and each Series thereof. We may in the
future provide or perform investment advisory services with respect to other types of clients.
ACCOUNT REQUIREMENTS
The minimum initial capital commitment generally required for an investor in the Fund is $1,000,000. Nevertheless,
capital commitments of lesser amounts are accepted at our discretion. In addition, except as otherwise determined
or agreed by the Managing Member, the minimum commitment with respect to an investor in a Series (other than
an investor who has made a commitment to the Fund) generally will be $1,000,000 (either individually with respect
to a Series or in the aggregate across multiple Series).
To invest in the Fund or a Series, each investor generally is required to be, among other things, an “accredited
investor” as such term is defined in Rule 501(a) of Regulation D under the Securities Act, a “qualified purchaser” as
such term is defined in Section 2(a)(51)(A) of the Company Act and a “qualified client,” as such term is defined in
Rule 205-3 under the Advisers Act.
Type Form D Funds Date Sold AUM
PE Windmuehle Funds LLC - Series Eight [2021-06-28] 20.6 M
Filed 2022-03-01 (D) · Exemption 506(b), 3(c), 3(c)(1) · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose
HF Windmuehle Funds LLC - Series Six [2021-03-30] 10.1 M 18.8 M
Filed 2023-02-15 (D/A) · Exemption 506(b), 3(c), 3(c)(1) · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose
PE Windmuehle Funds LLC - Series Four [2020-03-26] 80.8 M 79.8 M
Filed 2021-04-02 (D/A) · Exemption 506(b), 3(c), 3(c)(1) · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose
PE Windmuehle Funds LLC - Series One 2019-03-27 1.6 M
Other Windmuehle Funds LLC - Series Three [2019-03-27] 64.3 M 79.8 M
Filed 2024-02-27 (D/A) · Exemption 506(b), 3(c), 3(c)(1) · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose
PE Windmuehle Funds LLC - Series Two [2019-03-27] 42.9 M
Filed 2018-02-23 (D) · Exemption 506(b) · Minimum $1,000,000 · Remaining Indefinite · Duration More than one year · Net Assets No Aggregate Net Asset Value
AUM Breakdown Accounts AUM ($M)
By Client Type
(a) Individuals (other than high net worth individuals) 0 0.0
(b) Individuals (high net worth individuals) 0 0.0
(c) Banking or thrift institutions 0 0.0
(d) Investment companies 0 0.0
(e) Business development companies 0 0.0
(f) Pooled investment vehicles 7 275.8
(g) Pension and profit sharing plans 0 0.0
(h) Charitable organizations 0 0.0
(i) State or municipal government entities 0 0.0
(j) Other investment advisers 0 0.0
(k) Insurance companies 0 0.0
(l) Sovereign wealth funds and foreign official institutions 0 0.0
(m) Corporations or other businesses not listed above 0 0.0
(n) Other 0 0.0
Total 7 275.8
By Discretionary
Discretionary 7 275.8
Non-Discretionary 0 0.0
Total 7 275.8
By Non-United States Persons
Non-United States Persons 0.0
United States Persons 275.8
Total 7 275.8
Form D Directors Role # Filings # Firms 2011 - 2026
Robert Lee Executive Officer 95 3
Jason Schubert Executive Officer 11 3
Windmuehle LLC Executive Officer 1 1
Windmuehle Holdings LLC Director 1 1
Melissa Anderson Executive Officer 1 1
EDGAR Form CIK 2011 - 2026
D [0001732577]
Firm Profile (Form ADV)
ServesInstitutional
Fund TypesHedge Fund, Private Equity
Terms | Privacy | Providers | Companies | Guide
tony@aum13f.com