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XML Financial LLC
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CRD # | 284987 |
SEC # | 801-108376 |
CIK # | 0001800465 |
AUM | $2.8 BB (2024-07-01) |
Employees | 52 (58% Investors, 56% Brokers) |
Phone | 301-770-5234 |
Address | 6901 Rockledge Drive Bethesda, MD 20817 |
Source | [IAPD] [EDGAR] [Website] [Twitter] [LinkedIn] [Facebook] [Instagram] |
Total AUM ($BB) |
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CIK | Period |
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0001800465 | |
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Sector | Form 13F Holdings | Cap ($MM) | Value ($MM) |
---|---|---|---|
Microsoft Corp | 1,918,222.4 | 27.9 | |
Apple Inc | 2,382,844.0 | 27.6 | |
PIMCO Corporate & Income Opportunity Fund | 1,428.1 | 18.7 | |
Qualcomm Inc/DE | 147,392.0 | 15.5 | |
Prospect Capital Corp | 2,780.3 | 10.5 | |
Bank of America Corp /DE/ | 278,315.2 | 10.3 | |
Amazon Com Inc | 1,092,997.8 | 10.2 | |
J P Morgan Chase & Co | 340,169.2 | 10.0 | |
Johnson & Johnson | 465,600.2 | 10.0 | |
SPDR Gold Trust | 8.4 | ||
Cisco Systems Inc | 178,309.9 | 8.2 | |
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AUM Breakdown | Accounts | AUM ($BB) |
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By Client Type | ||
(a) Individuals (other than high net worth individuals) | 3,834 | 2.0 |
(b) Individuals (high net worth individuals) | 275 | 0.7 |
(c) Banking or thrift institutions | 0 | 0.0 |
(d) Investment companies | 0 | 0.0 |
(e) Business development companies | 0 | 0.0 |
(f) Pooled investment vehicles | 0 | 0.0 |
(g) Pension and profit sharing plans | 29 | 0.0 |
(h) Charitable organizations | 14 | 0.0 |
(i) State or municipal government entities | 0 | 0.0 |
(j) Other investment advisers | 0 | 0.0 |
(k) Insurance companies | 0 | 0.0 |
(l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
(m) Corporations or other businesses not listed above | 23 | 0.0 |
(n) Other | 0 | 0.0 |
Total | 5,960 | 2.8 |
By Discretionary | ||
Discretionary | 3,117 | 1.6 |
Non-Discretionary | 2,843 | 1.2 |
Total | 5,960 | 2.8 |
By Non-United States Persons | ||
Non-United States Persons | 0.0 | |
United States Persons | 2.7 | |
Total | 5,960 | 2.8 |
EDGAR Form | CIK | 2011 - 2024 |
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13F-HR | [0001800465] |
Comparable Firms | State | AUM ($BB) |
---|---|---|
LarrainVial Asset Management Administradora General de Fondos Sa
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|
2.8 | |
Wealth Management Nebraska LLC
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|
NE | 2.8 |
Howland Capital Management LLC
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|
MA | 2.8 |
Alera Investment Advisors LLC
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|
IL | 2.7 |
BT Family Office LLC
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|
GA | 2.7 |
St Germain Investment Management Inc
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|
MA | 2.7 |
Voya Financial Advisors Inc
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|
CT | 2.7 |
Donaldson Capital Management LLC
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|
IN | 2.7 |
Arete Wealth Advisors LLC
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|
IL | 2.7 |
FAS Wealth Partners Inc
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|
KS | 2.6 |