Compound Planning Inc

Item 5: Fees & Compensation

Adviser Fee Structure & Compensation Overview

Compound typically compensates for advisory services through a combination of asset-based and fixed fees, depending on the
Client's specific needs. For ongoing investment management, clients are charged a recurring percentage based on their total
Assets Under Management (AUM), while financial planning and consulting services are generally provided for a flat one-time or
recurring fixed fee. In some instances, specialized consulting may be billed at an hourly rate as outlined in the Client’s specific
agreement. To ensure fee transparency and fairness, the total advisory fees charged by Compound will not exceed a maximum
cap of 2.00% of AUM for any Client.

Specific Advisory Services Fee Schedules
To ensure full transparency, the exact fee schedule applicable to your specific advisory services is formalized in your signed Client
Agreement. Compound encourages all clients to review this document carefully, as it serves as the final authority on the
compensation paid for our services. Please see our “Summary of Fees” below.

Summary of Fees:

 Service Component                      Annual Fee Rate / Minimum

 TAMP Platform                          0.25% (25 bps) or $60/year (whichever is higher)

 In-House Models                        0.15% (15 bps)

 Third-Party Models                     0% to 2.00% (0–200 bps)

 Intermediary as Manager                0.05% (5 bps)

 Alternative Strategies                 0.35% (35 bps)

 Investment Management Fees             Standard Fee Structure (max 2% AUM)

 Financial Planning & Consulting        These are typically project-based or hourly rather than a percentage of your assets.
 Fees                                   Project Fee: $500 – $10,000 per engagement.
                                        Hourly Rate: $100 – $500 per hour.
                                        Payment Terms: * 50% upfront retainer is required.
                                        Balance due within 30 days of plan delivery.
                                        Timeline: Plans must be completed within 6 months; otherwise, unearned fees are
                                        refunded.

For those seeking financial planning, consulting, or institutional advisory services, there are no minimum asset requirements to
engage the Firm for advice. It is important to note that while Compound is flexible, external Third-Party Managers or specific
investment products (such as alternative funds or institutional mutual funds) may enforce their own "buy-in" minimums as
dictated by their specific prospectuses or agreements. These external requirements are independent of Compound’s policies
and will be disclosed to you before any investment is made.
Fee Negotiation Availability

Advisory fees are negotiable up to the stated maximums, and Compound may reduce or waive fees at its discretion. Because the
Firm considers factors like account complexity, total assets, and pre-existing relationships, clients in similar situations may pay
different rates.

Advisory Fee Calculation, Billing & Refunds

Your advisory fees are calculated based on the total value of assets under our management, including all domestic and
international securities, cash balances, and any accrued dividends or interest. Because we treat cash as an active asset class, it
is included in our fee calculations even if our advisory fee exceeds the interest your cash currently earns. To ensure you are only
billed for our active oversight, we subtract any outstanding margin balances from your total account value before calculating the
fee. For new accounts, your initial bill is prorated based on the exact number of days your account was funded during the billing
period.

We generally rely on the valuations provided by your custodian; however, for alternative or illiquid investments where a daily
market price is unavailable, we use the "good faith" value provided by the investment sponsor. Because these sponsors may only
update valuations monthly or annually, you may occasionally pay fees based on a "stale" price that is higher or lower than the
actual current market value. To help you reach lower fee tiers, we may aggregate multiple accounts within your household for
billing purposes.

While specific billing cycles—whether monthly or quarterly, in advance or in arrears—are defined in your individual Advisory
Agreement, we will always provide you with 30 days' written notice before modifying any fee schedules. Please be aware that
when fees are deducted directly from your account, it reduces the amount of capital available for reinvestment, which can impact
your total portfolio growth over the long term. Any separate fees for financial planning or consulting are billed independently of
your investment management assets.

Payment Options & Procedures
Clients may choose to pay advisory fees through direct debit from their custodial accounts or via direct billing by check or credit
card. Most Clients authorize their custodian to automatically deduct fees and remit them to Compound; these payments are
drawn first from available cash, though Compound may liquidate securities to cover costs if cash is unavailable. Under SEC
rules, this authorization grants Compound "limited custody" over Client funds, requiring the firm to follow specific regulatory
safeguards. Because custodians do not verify fee calculations, Clients are responsible for promptly comparing Compound’s
internal reports with their official custodial statements and notifying the firm immediately of any discrepancies or if they stop
receiving statements altogether.

For Clients working with an unaffiliated Financial Intermediary, such as a third-party advisor using the Compound platform, those
intermediary fees—typically ranging from 0.80% to 2.00%—are separate from and in addition to Compound’s sub-advisory fee.
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Item 7: Types of Clients

Compound provides investment and planning services to individuals, high-net-worth families, businesses, and retirement plans.
For our managed portfolio and TAMP services, we generally require a minimum account size of $25,000 to begin an
engagement. However, this minimum is flexible and may be waived or negotiated at our discretion based on your future earning
potential, expected asset additions, or existing relationships with our firm. We also allow for the aggregation of multiple family
member accounts to meet this threshold and typically waive minimums for our employees and affiliates.