Item 5 – Fees and Compensation
The following paragraphs detail the fee structure and compensation methodology for services provided by the
Advisor. Each Client shall sign one or more agreements with the Advisor that detail the responsibilities of
YorkBridge and the Client.
A. Fees for Advisory Services
Investment Management Services
Investment advisory fees are paid quarterly, in advance of each calendar quarter, pursuant to the terms of the
investment advisory agreement. Investment advisory fees are based on the market value of assets under
management at the end of the prior quarter. Investment advisory fees range from 0.30% to 1.50% based on several
factors including the types of investments, size of the Client relationship, reporting requirements, portfolio
restrictions and other factors.
YorkBridge Wealth Partners, LLC
80 Broad Street, Suite 1701, New York, NY 10004
Phone: (212) 574-4070 * Fax: (212) 320-8845
Page 6 www.YorkBridgeWealth.com
The investment advisory fee in the first quarter of service is prorated from the inception date of the account[s] to the
end of the first quarter. Fees may be negotiable at the sole discretion of the Advisor. Certain Clients may also be
offered a fixed dollar fee arrangement. The Client’s fees will take into consideration the aggregate assets under
management with the Advisor. All securities held in accounts managed by YorkBridge will be independently valued
by the Custodian. YorkBridge will conduct periodic reviews of the Custodian’s valuations.
Use of Independent Managers – For Client account[s] implemented through an Independent Manager, the
Client’s overall fees may include YorkBridge’s investment advisory fee (as noted above) plus advisory fees
and/or platform fees charged by the Independent Manager[s], as applicable. The Independent Manager may
assume responsibility for calculating the Client’s fees and deducting all fees from the Client’s account[s]. In such
instances, YorkBridge will not charge its fee separately on those assets.
TAMP related charges are not included in the investment management fee you pay to YorkBridge. You will be
charged, separate from and in addition to your investment management fee, any applicable TAMP fees as well
as applicable Independent Manager fees. YorkBridge does not receive any portion of the fees paid directly to
Dynasty or the service providers made available through the TAMP, including the Independent Managers.
TAMP and Independent Manager fees are determined by the particular TAMP and Independent Manager[s] with
which Client assets are invested, and are calculated based upon a percentage of assets under management, as
applicable. The program fee generally ranges up to 0.45% annually.
Clients should note the total fees reflected on custodial statements represent the aggregate of YorkBridge’s
investment management fee, TAMP fee and Independent Manager fee, accordingly. Clients are urged to review
such statements to determine the total amount of fees associated with assets placed with Independent
Managers. Client should also review the investment management agreement with YorkBridge to determine the
investment management fee paid to the Advisor.
Retirement Plan Advisory Services
Fees for retirement plan advisory services are charged an annual asset-based fee of up to 1.50%. Fees may be
negotiable depending on the size and complexity of the Plan.
Financial Planning Services
YorkBridge offers financial planning services on an hourly or fixed fee basis. Hourly engagements are at a rate
ranging from $250 to $500 per hour. Fixed fee engagements are offered based on the expected effort and duration
at the Advisor’s hourly rate. Fees may be negotiable depending on the nature and complexity of each Client’s
circumstances and the experience of the personnel providing services. An estimate for total hours and/or costs will
be provided to the Client in advance of engaging for these services.
The Advisor’s fee is exclusive of, and in addition to any applicable securities transaction and custody fees, and
other related costs and expenses described in Item 5.C below, which may be incurred by the Client. However, the
Advisor shall not receive any portion of these commissions, fees, and costs.
B. Fee Billing
Investment Management Services
Investment advisory fees will be calculated by the Advisor or its delegate and deducted from the Client’s account[s]
at the Custodian. The Advisor or its delegate shall send an invoice to the Custodian indicating the amount of the
fees to be deducted from the Client’s account[s] at the respective quarter-end date. The amount due is calculated
by applying the quarterly rate (annual rate divided by 4) to the total assets under management with YorkBridge at
the end of the previous quarter. Clients will be provided with a statement, at least quarterly, from the Custodian
reflecting deduction of the investment advisory fee. It is the responsibility of the Client to verify the accuracy of these
fees as listed on the Custodian’s statement as the Custodian does not assume this responsibility. Clients provide
written authorization permitting advisory fees to be deducted by YorkBridge directly from their accounts held at the
Custodian as part of the investment advisory agreement and separate account forms provided by the Custodian.
YorkBridge Wealth Partners, LLC
80 Broad Street, Suite 1701, New York, NY 10004
Phone: (212) 574-4070 * Fax: (212) 320-8845
Page 7 www.YorkBridgeWealth.com
The Client may make additions or withdrawals from the account[s] at any time, subject to the Advisor’s right to
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