ZUNA LLC

Item 5. Fees and Compensation
We are required to describe our brokerage, custody, fees and fund expenses so you will know how much
you are charged and by whom in connection with the advisory services we provide to you.

We agree to a specified flat-dollar annual fee that is detailed in the client agreement. From time-to-time,
we may also charge an hourly fee or project fee to clients. The fee varies depending on the services agreed
upon by ZUNA and the client. The hourly fee ranges between $100 to $500 per hour depending on the

services provided. We charge these fees quarterly in advance. In no event will we charge more than
$1,200 six months or more in advance. Where either ZUNA or the client terminates our agreement prior
to the end of a quarter, we will refund pre-paid fees either (1) pro-rata based on the number of days
remaining in the quarter or (2) based on the agreed deliverables and ZUNA’s progress on those
deliverables. In all cases, we will provide an accounting of the amounts refunded and the method for
calculating the amount. Our minimum annual fee is typically $10,000.

We permit clients to pay us either directly after receiving an invoice or clients may elect to pay reasonable
and necessary plan expenses from plan assets by directing the custodian or recordkeeper to remit
payment to us. Clients may select either method.

Other Fees
In addition to ZUNA’s fees, clients are responsible for charges assessed by third parties, such as retirement
plan recordkeepers, and administrators. Clients will also incur brokerage and other transaction costs, if
applicable. Clients may incur charges imposed by custodians, brokers and other third parties such as
custodial fees, odd-lot differentials, transfer taxes, wire transfer and electronic fund fees, and other fees
and taxes on brokerage accounts and securities transactions. Mutual funds and exchange traded funds
also charge internal management fees, which are disclosed in a fund’s prospectus. Such charges, fees and
commissions are exclusive of and in addition to ZUNA’s fees, and ZUNA does not receive any portion of
these commissions, fees, and costs.

None of our employees accepts compensation for the sale of securities or other investment products,
including asset-based sales charges or service fees from mutual funds.

Item 7. Types of Clients & Account
We generally provide advice to the following types of clients:

    •   Retirement Plans
    •   Charitable organizations
    •   Corporations

Our standard minimum annual fee for retirement plan services is $10,000, but this may be negotiated.