Cetera Financial Specialists LLC

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Company Reg D Offering

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Cetera Financial Specialists LLC
Firm
Fund #
CIK #0000700380
Sale2014-01-08 (8.4 M Sold)
Fund
Phone3102577594
Address1450 American Lane
Schaumburg, Illinois 60173
Source [EDGAR]
Amount Raised ($M)
10.08.06.04.02.00.02009201420192025
Company Details
Director
Custodian
Auditor
Marketer
Broker
Jurisdiction
Form D Offering
Filed2024-05-16 (D/A)
Exemption506(b)
RemainingIndefinite
DurationMore than one year
RevenueDecline to Disclose
DirectorsRole2011 - 2026
Valerie Brown Executive Officer
Jon Frojen Executive Officer
Steve Dunlap Executive Officer
Cyndi Hamel Executive Officer
Larry Roth Director
Enrique Vasquez Executive Officer
Brett Harrison Director
Kristy Haley Executive Officer
David Ballard Executive Officer
Adam Antoniades Director
Catherine Bonneau Director
Gregg Ruvoli Executive Officer
Mark Shelson Executive Officer
Stan Smiley Executive Officer
Greg Olson Executive Officer
Andy Gill Executive Officer
Anthony Gill Executive Officer
David Kim Executive Officer
Janani Iyengar Executive Officer
Brian Haley Executive Officer
Jeffrey Buchheister Executive Officer
Ronald Krueger Executive Officer
Winnie Lee Executive Officer
David van Havermaat Executive Officer
Elayne Banks Executive Officer
Lisa Gok Executive Officer
Maura Mizuguchi Executive Officer
Thomas Taylor Director
Jon Rothenberg Executive Officer
Barbara Kesterson Executive Officer
Tim Stinson Executive Officer
Gary Chaffin Executive Officer
Nichole Kircher Executive Officer
Joseph Neary Executive Officer
Stanley Smiley Executive Officer
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