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Type	Result	AUM ($B)

Form 13F Holdings
Firm	Period	DFND	Voting	Shares
Hudson Bay Capital Management LP	[2020-09-30]	SOLE	2,601,100.0	2,601,100.0
Glazer Capital LLC	[2020-09-30]	SOLE	0.0	2,034,369.0
Adage Capital Partners GP LLC	[2020-09-30]	SOLE	1,800,000.0	1,800,000.0
Magnetar Financial LLC	[2020-09-30]	SOLE	900,000.0	900,000.0
Berkley W R Corp	[2020-09-30]	SOLE	730,591.0	730,591.0
HSBC Holdings PLC	[2020-09-30]	DFND	600,000.0	600,000.0
Empyrean Capital Partners LP	[2020-09-30]	SOLE	551,309.0	551,309.0
Mizuho Securities USA Inc	[2020-09-30]	DFND	5,597.0	543,428.0
Periscope Capital Inc	[2020-09-30]	SOLE	447,587.0	447,587.0
HRT Financial LLC	[2020-09-30]	DFND	410,708.0	410,708.0
Bank of Montreal /Can/	[2020-09-30]	DFND	408,854.0	408,854.0
Shaolin Capital Management LLC	[2020-09-30]	SOLE	277,358.0	277,358.0
Vivaldi Asset Management LLC	[2020-09-30]	SOLE	277,262.0	277,262.0
Picton Mahoney Asset Management	[2020-09-30]	SOLE	270,100.0	270,100.0
K2 Principal Fund LP	[2020-09-30]	SOLE	234,416.0	234,416.0
Basso Capital Management LP	[2020-09-30]	SOLE	2,197.0	212,441.0
Radcliffe Capital Management LP	[2020-09-30]	SOLE	164,683.0	164,683.0
Castle Creek Arbitrage LLC	[2020-09-30]	SOLE	122,736.0	122,736.0
Goldman Sachs Group Inc	[2020-09-30]	DFND	100,000.0	100,000.0
Deltec Asset Management LLC	[2020-09-30]	SOLE	100,000.0	100,000.0
Healthcare of Ontario Pension Plan Trust Fund	[2020-09-30]	SOLE	100,000.0	100,000.0
Barclays PLC	[2020-09-30]	SOLE	100,000.0	100,000.0
Cowen and Company LLC	[2020-09-30]	DFND	100,000.0	100,000.0
Yakira Capital Management Inc	[2020-09-30]	SOLE	100,000.0	100,000.0
TIG Advisors LLC	[2020-09-30]	SOLE	91,300.0	91,300.0
Weiss Asset Management LP	[2020-09-30]	DFND	78,383.0	78,383.0
Wolverine Asset Management LLC	[2020-09-30]	DFND	68,639.0	68,639.0
Centiva Capital LP	[2020-09-30]	SOLE	50,000.0	50,000.0
MYDA Advisors LLC	[2020-09-30]	SOLE	46,515.0	46,515.0
GABELLI & Co INVESTMENT ADVISERS, INC.	[2020-09-30]	SOLE	34,680.0	34,680.0
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