Vivaldi Asset Management LLC

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Vivaldi Asset Management LLC
CRD #168884
SEC #801-78504
CIK #0001604488
AUM
Employees 22 (45% Investors, 18% Brokers)
Phone312-248-8300
Address225 West Wacker
Chicago, IL 60606
Source [IAPD] [EDGAR] [Website] [Twitter] [LinkedIn] [Facebook]
Total AUM ($M)
110088066044022002010201420192024
CIK Period
0001604488
Sector Form 13F Holdings Value ($B)
Dun & Bradstreet Holdings Inc 0.1
Skechers USA Inc 0.1
Kellogg Co 0.1
Avidxchange Holdings Inc 0.0
Agriculture & Natural Solutions Acquisition Corp 0.0
Ares Acquisition Corp II 0.0
Centurion Acquisition Corp 0.0
Nabors Energy Transition Corp II 0.0
Palmer Square Capital BDC Inc 0.0
Drugs MADE in America Acquisition Corp 0.0
Haymaker Acquisition Corp 4 0.0
Graf Global Corp 0.0
Texas Ventures Acquisition III Corp 0.0
Siddhi Acquisition Corp Cayman Islands 0.0
Rithm Acquisition Corp 0.0
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
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AUM Breakdown Accounts AUM ($M)
By Client Type
(a) Individuals (other than high net worth individuals) 0 0.0
(b) Individuals (high net worth individuals) 0 0.0
(c) Banking or thrift institutions 0 0.0
(d) Investment companies 5 786.1
(e) Business development companies 0 0.0
(f) Pooled investment vehicles 0 0.0
(g) Pension and profit sharing plans 0 0.0
(h) Charitable organizations 0 0.0
(i) State or municipal government entities 0 0.0
(j) Other investment advisers 0 0.0
(k) Insurance companies 0 0.0
(l) Sovereign wealth funds and foreign official institutions 0 0.0
(m) Corporations or other businesses not listed above 0 0.0
(n) Other 0 0.0
Total 5 786.1
By Discretionary
Discretionary 4 698.9
Non-Discretionary 1 87.2
Total 5 786.1
By Non-United States Persons
Non-United States Persons 0.0
United States Persons 786.1
Total 5 786.1
EDGAR Form CIK 2011 - 2025
13F-HR [0001604488]
3 [0001604488]
4 [0001604488]
5 [0001604488]
SC 13G [0001604488]
Form 13D/13G Filer Form 13D/13G Subject Filed
First Trust Capital Management LP Rithm Acquisition Corp [2025-08-14]
First Trust Capital Management LP Digital Asset Acquisition Corp [2025-08-14]
First Trust Capital Management LP Audax Private Credit Fund LLC [2025-08-14]
First Trust Capital Management LP Texas Ventures Acquisition III Corp [2025-08-14]
First Trust Capital Management LP Championsgate Acquisition Corp [2025-08-14]
First Trust Capital Management LP Siddhi Acquisition Corp Cayman Islands [2025-08-14]
First Trust Capital Management LP Real Asset Acquisition Corp [2025-08-14]
First Trust Capital Management LP Bleichroeder Acquisition Corp I [2025-05-15]
First Trust Capital Management LP Drugs MADE in America Acquisition Corp [2025-05-15]
First Trust Capital Management LP SLAM Corp [2025-02-14]
View All
Form 3/4/5 Subject 2011 - 2025
FT Vest Hedged Equity Income Fund: Series B2
First Trust Capital Management L.P.
FT Vest Total Return Income Fund: Series B2
First Trust Private Assets Fund
First Trust Real Assets Fund
First Trust Hedged Strategies Fund
First Trust Private Credit Fund
FT Vest Total Return Income Fund: Series B1
FT Vest Hedged Equity Income Fund: Series B1
FT Vest Hedged Equity Income Fund: Series A4
View All
Related Firms State AUM ($B)
Vivaldi Asset Management LLC
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