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Type	Result	AUM ($B)

Form 13F Holdings
Firm	Period	DFND	Voting	Shares
HGC Investment Management Inc.	[2020-09-30]	SOLE	2,578,859.0	2,578,859.0
UBS OConnor LLC	[2020-09-30]	DFND	2,083,949.0	2,083,949.0
Cowen and Company LLC	[2020-09-30]	DFND	1,365,974.0	1,365,974.0
Sage Rock Capital Management LP	[2020-09-30]	SOLE	1,185,300.0	1,185,300.0
RP Investment Advisors LP	[2020-09-30]	SOLE	1,134,115.0	1,134,115.0
BlueCrest Capital Management Ltd	[2020-09-30]	OTR	0.0	1,100,000.0
Polar Asset Management Partners Inc	[2020-09-30]	SOLE	1,060,600.0	1,060,600.0
Periscope Capital Inc	[2020-09-30]	SOLE	1,029,100.0	1,029,100.0
Governors Lane LP	[2020-09-30]	SOLE	1,000,000.0	1,000,000.0
Nomura Holdings Inc	[2020-09-30]	SOLE	1,000,000.0	1,000,000.0
Westchester Capital Management LLC	[2020-09-30]	SOLE	799,998.0	799,998.0
Millennium Management LLC	[2020-09-30]	SOLE	750,000.0	750,000.0
Ratan Capital Management LP	[2020-09-30]	SOLE	714,000.0	714,000.0
MMCAP International Inc. SPC	[2020-09-30]	SOLE	700,360.0	700,360.0
OMNI Partners LLP	[2020-09-30]	DFND	647,378.0	647,378.0
Healthcare of Ontario Pension Plan Trust Fund	[2020-09-30]	SOLE	602,526.0	602,526.0
Hudson Bay Capital Management LP	[2020-09-30]	SOLE	596,900.0	596,900.0
Wolverine Asset Management LLC	[2020-09-30]	DFND	538,374.0	538,374.0
Beryl Capital Management LLC	[2020-09-30]	SOLE	506,301.0	506,301.0
Radcliffe Capital Management LP	[2020-09-30]	SOLE	489,649.0	489,649.0
HBK Investments L P	[2020-09-30]	SOLE	475,000.0	475,000.0
TIG Advisors LLC	[2020-09-30]	SOLE	458,582.0	458,582.0
Kepos Capital LP	[2020-09-30]	SOLE	450,227.0	450,227.0
Picton Mahoney Asset Management	[2020-09-30]	SOLE	445,943.0	445,943.0
Marshall Wace LLP	[2020-09-30]	SOLE	400,000.0	400,000.0
IEQ Capital LLC	[2020-09-30]	SOLE	0.0	400,000.0
Linden Advisors LP	[2020-09-30]	SOLE	89,941.0	385,852.0
TENOR CAPITAL MANAGEMENT Co., L.P.	[2020-09-30]	SOLE	300,000.0	300,000.0
Alpine Partners VI, LLC	[2020-09-30]	SOLE	273,790.0	273,790.0
Weiss Asset Management LP	[2020-09-30]	DFND	273,485.0	273,485.0
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