UBS OConnor LLC

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UBS OConnor LLC ✚
CRD #	108754
SEC #	801-57469
CIK #	0001132716
AUM	$13.8 BB (2024-03-30)
Employees	72 (81% Investors, 11% Brokers)
Phone	312-525-6000
Address	One North Wacker Drive, Floor 31 Chicago, IL 60606
Source	[IAPD] [EDGAR] [Website] [LinkedIn]

Total AUM ($BB) Copy

Sector	Form 13F Holdings	Cap ($BB)	Value ($BB)
	PRFT	3.2	0.0
	NVDA	399.6	0.0
	UNP	134.0	0.0
	RYAAY	16.1	0.0
	AVGO	201.3	0.0
	MELI	33.5	0.0
	WCN	31.3	0.0
	DOV	17.6	0.0
	EMR	48.4	0.0
	MAT	8.2	0.0
View All

Holdings by Sector ($BB)

Type	Form D Funds	Date	Sold ($MM)	AUM ($MM)
HF	Ninteen77 China Long/Short Alpha Strategies Master Limited	2023-08-11		50.0
HF	Nineteen77 Environmental Focus Fund Cayman Master Limited	[2020-08-28]	46.2	189.7
HF	OC 535 Offshore Fund SPC - Segregated Portfolio 5	[2018-08-29]	199.6	379.8
HF	Nineteen77 Global Multi Strategy Alpha IV Limited	2016-03-30		69.5
HF	Nineteen77 Global Multi Strategy Alpha Levered Master Limited	[2016-03-30]	5.3	9.9
HF	O'Connor Asia Pacific Equities Long/Short Master Limited	2013-11-26		11.4
HF	CL Long/Short Select Master Limited	[2013-02-27]	63.0	383.1
HF	Nineteen77 US Equities Long/Short Select Master Limited	[2013-02-27]	24.5	113.4
HF	O'Connor Sustainability Long/Short Equity Master Limited	[2012-11-08]	50.0	51.8
HF	O'Connor Market Opportunities SPC for the Account of Global Equity Markets Segregated Portfolio	[2012-08-21]	26.7	8.8
View All

AUM Breakdown	Accounts	AUM ($BB)
By Client Type
(a) Individuals (other than high net worth individuals)	0	0.0
(b) Individuals (high net worth individuals)	0	0.0
(c) Banking or thrift institutions	0	0.0
(d) Investment companies	0	0.0
(e) Business development companies	0	0.0
(f) Pooled investment vehicles	41	14.8
(g) Pension and profit sharing plans	0	0.0
(h) Charitable organizations	0	0.0
(i) State or municipal government entities	0	0.0
(j) Other investment advisers	0	0.0
(k) Insurance companies	0	0.1
(l) Sovereign wealth funds and foreign official institutions	0	0.0
(m) Corporations or other businesses not listed above	0	0.0
(n) Other	0	0.0
Total	42	14.9
By Discretionary
Discretionary	42	14.9
Non-Discretionary	0	0.0
Total	42	14.9
By Non-United States Persons
Non-United States Persons		10.2
United States Persons		4.7
Total	42	14.9

Form 13D/13G Filer	Form 13D/13G Subject	Filed
UBS OConnor LLC	Generation Asia I Acquisition Ltd	[2023-02-13]
UBS OConnor LLC	Prime Impact Acquisition I	[2023-02-13]
UBS OConnor LLC	Bilander Acquisition Corp	[2023-02-13]
UBS OConnor LLC	DTRT Health Acquisition Corp	[2023-02-13]
UBS OConnor LLC	Blue Apron Holdings Inc	[2023-02-13]
UBS OConnor LLC	Counter Press Acquisition Corp	[2023-02-13]
UBS OConnor LLC	Alpha Healthcare Acquisition Corp III	[2022-02-14]
UBS OConnor LLC	Afternext Healthtech Acquisition Corp	[2022-02-14]
UBS OConnor LLC	Magellan Health Inc	[2022-02-14]
UBS OConnor LLC	Heron Therapeutics Inc /DE/	[2022-02-14]
View All

Form 3/4/5 Subject	2011 - 2024
OCONNOR, A Distinct Business Unit of UBS ASSET MANAGEMENT AM
O'Connor EQUUS

Related Firms	State	AUM ($BB)
UBS Financial Services Inc ✚	NJ	702.4
UBS Hedge Fund Solutions LLC ✚	CT	39.2
UBS OConnor LLC ✚	IL	13.8
UBS Realty Investors LLC ✚	CT	2.7
UBS Swiss Financial Advisers AG ✚	V8	0.0
UBS Farmland Investors LLC ✚	CT	0.0
UBS Fund Advisor LLC ✚	NY	0.0
UBS Asset Management Americas Inc ✚	IL	0.0

Comparable Firms	State	AUM ($BB)
Pharo Management Inc ✚	NY	14.7
Nephila Capital Ltd ✚		14.4
Monarch Alternative Capital LP ✚	NY	14.3
Hildene Capital Management LLC ✚	CT	14.1
Cevian Capital II GP Limited ✚		14.0
Meritage Group LP ✚	CA	13.8
Arga Investment Management LP ✚	CT	13.6
Secor Investment Advisors LP ✚	NY	13.3
PNMAC Capital Management LLC ✚	CA	13.1
Kirkoswald Asset Management LLC ✚	NY	12.9

Assets, Funds, Holdings