UBS OConnor LLC

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Assets, Funds, Holdings

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UBS OConnor LLC
CRD #108754
SEC #801-57469
CIK #0001132716
AUM
Employees 72 (81% Investors, 11% Brokers)
Phone312-525-6000
AddressOne North Wacker Drive, Floor 31
Chicago, IL 60606
Source [IAPD] [EDGAR] [Website] [LinkedIn]
Total AUM ($B)
25201510502001200920172025
Sector Form 13F Holdings Value ($B)
AMR Corp 0.1
Klarna Group PLC 0.1
Broadcom Inc 0.0
Churchill Capital Corp IV 0.0
Mattel Inc /DE/ 0.0
Nvidia Corp 0.0
Crocs Inc 0.0
American Electric Power Co Inc 0.0
Centerpoint Energy Inc 0.0
Alliant Energy Corp 0.0
View All
Holdings by Sector ($B)
40322416802011201620212027
Type Form D Funds Date Sold AUM
HF Ninteen77 China Long/Short Alpha Strategies Master Limited 2023-08-11 50.0 M
HF Nineteen77 Environmental Focus Fund Cayman Master Limited [2020-08-28] 20.6 M 189.7 M
HF OC 535 Offshore Fund SPC - Segregated Portfolio 5 [2018-08-29] 106.6 M 379.8 M
HF Nineteen77 Global Multi Strategy Alpha IV Limited 2016-03-30 69.5 M
HF Nineteen77 Global Multi Strategy Alpha Levered Master Limited [2016-03-30] 0.1 M 9.9 M
HF O'Connor Asia Pacific Equities Long/Short Master Limited 2013-11-26 11.4 M
HF CL Long/Short Select Master Limited [2013-02-27] 60.7 M 383.1 M
HF Nineteen77 US Equities Long/Short Select Master Limited [2013-02-27] 3.0 M 113.4 M
HF O'Connor Sustainability Long/Short Equity Master Limited [2012-11-08] 50.0 M 51.8 M
HF O'Connor Market Opportunities SPC for the Account of Global Equity Markets Segregated Portfolio [2012-08-21] 9.6 M 8.8 M
View All
AUM Breakdown Accounts AUM ($B)
By Client Type
(a) Individuals (other than high net worth individuals) 0 0.0
(b) Individuals (high net worth individuals) 0 0.0
(c) Banking or thrift institutions 0 0.0
(d) Investment companies 0 0.0
(e) Business development companies 0 0.0
(f) Pooled investment vehicles 41 14.8
(g) Pension and profit sharing plans 0 0.0
(h) Charitable organizations 0 0.0
(i) State or municipal government entities 0 0.0
(j) Other investment advisers 0 0.0
(k) Insurance companies 0 0.1
(l) Sovereign wealth funds and foreign official institutions 0 0.0
(m) Corporations or other businesses not listed above 0 0.0
(n) Other 0 0.0
Total 42 14.9
By Discretionary
Discretionary 42 14.9
Non-Discretionary 0 0.0
Total 42 14.9
By Non-United States Persons
Non-United States Persons 10.2
United States Persons 4.7
Total 42 14.9
Form D Directors Role # Filings # Firms 2011 - 2026
Kevin Williams 128 28
Darren Stainrod 145 27
Philip Dickie 109 23
Cassandra Powell 98 23
Jennifer Thomson 69 19
William Walmsley 118 16
William Ferri 37 6
John Fraser 41 5
Phillip Dickie 17 5
Richard Saltzman 38 4
View All
EDGAR Form CIK 2011 - 2026
13F-HR [0001132716]
3 [0001132716]
SC 13D [0001132716]
SC 13G [0001132716]
Form 13D/13G Filer Form 13D/13G Subject Filed
OConnor A Distinct Business Unit of UBS Asset Management Americas LLC Electra Battery Materials Corp [2025-10-24]
OConnor A Distinct Business Unit of UBS Asset Management Americas LLC Electra Battery Materials Corp [2025-07-25]
UBS OConnor LLC Bilander Acquisition Corp [2023-02-13]
UBS OConnor LLC Generation Asia I Acquisition Ltd [2023-02-13]
UBS OConnor LLC Prime Impact Acquisition I [2023-02-13]
UBS OConnor LLC Counter Press Acquisition Corp [2023-02-13]
UBS OConnor LLC Blue Apron Holdings Inc [2023-02-13]
UBS OConnor LLC DTRT Health Acquisition Corp [2023-02-13]
UBS OConnor LLC Afternext Healthtech Acquisition Corp [2022-02-14]
UBS OConnor LLC SCP & Co Healthcare Acquisition Co [2022-02-14]
View All
Firm Profile (Form ADV)
Discretionary AUM$15.8B
ServesInstitutional
Fund TypesHedge Fund
LEIDKTEQ75O7X3COBPLT084
Form 3/4/5 Subject 2011 - 2026
O'Connor EQUUS
OCONNOR, A Distinct Business Unit of UBS ASSET MANAGEMENT AM
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