UBS OConnor LLC

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UBS OConnor LLC
CRD #108754
SEC #801-57469
CIK #0001132716
AUM $9.4 BB (99% Disc, 100% US, 2020-08-28)
Employees 50 (100% Investors, 12% Brokers)
Phone312-525-6000
AddressOne North Wacker Drive, Floor 31
Chicago, IL 60606
Source [IAPD] [EDGAR] [Website] [LinkedIn]
Total AUM ($BB)
2016128401999200620132021
Sector Form 13F Holdings Cap ($TT) Value ($TT)
ETFC 0.0 0.6
AMTD 0.0 0.5
WMGI 0.0 0.2
IMMU 0.0 0.1
ADSW 0.0 0.1
LVGO 0.0
NPA 0.0
GSKY 0.0 0.0
CRC 0.0 0.0
CCX 0.0
View All
Holdings by Sector ($TT)
10.08.06.04.02.00.02011201420172021
Type Form D Funds Date Sold ($MM) AUM ($MM)
HF Nineteen77 Environmental Focus Fund Cayman Master Limited 2020-08-28 50.0
HF OC 535 Offshore Fund SPC - Segregated Portfolio 5 [2018-08-29] 189.3 379.8
HF Nineteen77 Capital Solutions A LP [2017-06-20] 0.0 469.0
HF Nineteen77 Capital Solutions LP [2017-06-20] 0.0 469.0
HF Nineteen77 Global Multi Strategy Alpha IV Limited 2016-03-30 69.5
HF Nineteen77 Global Multi Strategy Alpha Levered Master Limited [2016-03-30] 5.3 9.9
HF Nineteen77 Global Merger Arbitrage Master Limited [2015-08-26] 177.4 2,990.5
HF O'Connor Asia Pacific Equities Long/Short Master Limited 2013-11-26 11.4
HF CL Long/Short Select Master Limited [2013-02-27] 63.0 383.1
HF Nineteen77 US Equities Long/Short Select Master Limited [2013-02-27] 24.5 113.4
View All
Form D Directors # Filings # Firms 2011 - 2021
Kevin Williams 123
Darren Stainrod 95
Philip Dickie 77
William Walmsley 107
Jennifer Thomson 56
Phillip Dickie 17
Richard Douglas 37
John Fraser 36
Richard Saltzman 38
William Ferri 35
EDGAR Form CIK 2011 - 2021
13F-HR [0001132716]
3 [0001132716]
SC 13G [0001132716]
Form 13D/13G Filer Form 13D/13G Subject Filed
UBS OConnor LLC Switchback Energy Acquisition Corp [2020-02-13]
UBS OConnor LLC South Mountain Merger Corp [2020-02-13]
UBS OConnor LLC SC Health Corp [2020-02-13]
UBS OConnor LLC Proptech Acquisition Corp [2020-02-13]
UBS OConnor LLC Netfin Acquisition Corp [2020-02-13]
UBS OConnor LLC Megalith Financial Acquisition Corp [2020-02-13]
UBS OConnor LLC LIV Capital Acquisition Corp [2020-02-13]
UBS OConnor LLC LGL Systems Acquisition Corp [2020-02-13]
UBS OConnor LLC Leo Holdings Corp [2020-02-13]
UBS OConnor LLC Legacy Acquisition Corp [2020-02-13]
View All
Form 3/4/5 Subject 2011-2021
O'Connor Equus
Related Firms State AUM ($BB)
UBS Financial Services Inc
NJ 591.4
UBS Asset Management Americas Inc
NY 192.2
UBS Hedge Fund Solutions LLC
CT 36.8
UBS OConnor LLC
IL 9.4
UBS Fund Advisor LLC
NY 7.4
UBS Swiss Financial Advisers AG
4.9
UBS Realty Investors LLC
CT 3.7
UBS Farmland Investors LLC
CT 0.0
Comparable Firms State AUM ($BB)
Hildene Capital Management LLC
CT 9.8
Alyeska Investment Group LP
IL 9.8
Asset Management One USA Inc
NY 9.4
Black Creek Investment Management Inc
9.2
H2O AM LLP
9.2
Royce & Associates LP
NY 9.2
Pershing Square Capital Management LP
NY 9.2
Green Court Capital Management Limited
9.2
Kensico Capital Management Corp
CT 8.9
Whitebox Advisors LLC
MN 8.9
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