UBS OConnor LLC

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Assets, Funds, Holdings

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UBS OConnor LLC
CRD #108754
SEC #801-57469
CIK #0001132716
AUM
Employees 72 (81% Investors, 11% Brokers)
Phone312-525-6000
AddressOne North Wacker Drive, Floor 31
Chicago, IL 60606
Source [IAPD] [EDGAR] [Website] [LinkedIn]
Total AUM ($B)
25201510502001200920172025
Sector Form 13F Holdings Value ($B)
AMR Corp 0.1
Nvidia Corp 0.0
Mattel Inc /DE/ 0.0
Crocs Inc 0.0
Southern Co 0.0
Occidental Petroleum Corp /DE/ 0.0
Centerpoint Energy Inc 0.0
MercadoLibre Inc 0.0
Duke Energy Corp 0.0
Coreweave Inc 0.0
View All
Holdings by Sector ($B)
40322416802012201620212026
Type Form D Funds Date Sold ($M) AUM ($M)
HF Ninteen77 China Long/Short Alpha Strategies Master Limited 2023-08-11 50.0
HF Nineteen77 Environmental Focus Fund Cayman Master Limited [2020-08-28] 46.2 189.7
HF OC 535 Offshore Fund SPC - Segregated Portfolio 5 [2018-08-29] 199.6 379.8
HF Nineteen77 Global Multi Strategy Alpha IV Limited 2016-03-30 69.5
HF Nineteen77 Global Multi Strategy Alpha Levered Master Limited [2016-03-30] 5.3 9.9
HF O'Connor Asia Pacific Equities Long/Short Master Limited 2013-11-26 11.4
HF CL Long/Short Select Master Limited [2013-02-27] 63.0 383.1
HF Nineteen77 US Equities Long/Short Select Master Limited [2013-02-27] 24.5 113.4
HF O'Connor Sustainability Long/Short Equity Master Limited [2012-11-08] 50.0 51.8
HF O'Connor Market Opportunities SPC for the Account of Global Equity Markets Segregated Portfolio [2012-08-21] 26.7 8.8
View All
AUM Breakdown Accounts AUM ($B)
By Client Type
(a) Individuals (other than high net worth individuals) 0 0.0
(b) Individuals (high net worth individuals) 0 0.0
(c) Banking or thrift institutions 0 0.0
(d) Investment companies 0 0.0
(e) Business development companies 0 0.0
(f) Pooled investment vehicles 41 14.8
(g) Pension and profit sharing plans 0 0.0
(h) Charitable organizations 0 0.0
(i) State or municipal government entities 0 0.0
(j) Other investment advisers 0 0.0
(k) Insurance companies 0 0.1
(l) Sovereign wealth funds and foreign official institutions 0 0.0
(m) Corporations or other businesses not listed above 0 0.0
(n) Other 0 0.0
Total 42 14.9
By Discretionary
Discretionary 42 14.9
Non-Discretionary 0 0.0
Total 42 14.9
By Non-United States Persons
Non-United States Persons 10.2
United States Persons 4.7
Total 42 14.9
Form D Directors # Filings # Firms 2011 - 2025
Kevin Williams 128
Darren Stainrod 140
Philip Dickie 106
Cassandra Powell 97
Jennifer Thomson 69
William Walmsley 118
William Ferri 37
Phillip Dickie 17
John Fraser 40
Richard Saltzman 38
View All
EDGAR Form CIK 2011 - 2025
13F-HR [0001132716]
3 [0001132716]
SC 13D [0001132716]
SC 13G [0001132716]
Form 13D/13G Filer Form 13D/13G Subject Filed
OConnor A Distinct Business Unit of UBS Asset Management Americas LLC Electra Battery Materials Corp [2025-07-25]
UBS OConnor LLC Bilander Acquisition Corp [2023-02-13]
UBS OConnor LLC Generation Asia I Acquisition Ltd [2023-02-13]
UBS OConnor LLC Prime Impact Acquisition I [2023-02-13]
UBS OConnor LLC Counter Press Acquisition Corp [2023-02-13]
UBS OConnor LLC Blue Apron Holdings Inc [2023-02-13]
UBS OConnor LLC DTRT Health Acquisition Corp [2023-02-13]
UBS OConnor LLC Alpha Healthcare Acquisition Corp III [2022-02-14]
UBS OConnor LLC Afternext Healthtech Acquisition Corp [2022-02-14]
UBS OConnor LLC SCP & Co Healthcare Acquisition Co [2022-02-14]
View All
Form 3/4/5 Subject 2011 - 2025
OCONNOR, A Distinct Business Unit of UBS ASSET MANAGEMENT AM
O'Connor EQUUS
Related Firms State AUM ($B)
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NJ 808.8
UBS Realty Investors LLC
CT 2.5
UBS Fund Advisor LLC
NY 0.0
UBS Hedge Fund Solutions LLC
CT 0.0
UBS OConnor LLC
IL 0.0
UBS Asset Management Americas Inc
IL 0.0
UBS Swiss Financial Advisers AG
V8 0.0
UBS Farmland Investors LLC
CT 0.0
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