Aqua Metals Inc

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Aqua Metals Inc
TickerAQMS
CIK #0001621832
CUSIP03837J101
SectorManufacturing - Secondary Smelting & Refining Of Nonferrous Metals
Address501 23Rd Avenue, Oakland, CA 94606
Source [EDGAR]
CIK Filing 2011 - 2025
[0001621832] 10-K
[0001621832] 10-Q
[0001621832] 3
[0001621832] 4
[0001621832] 8-K
[0001621832] D
[0001621832] SC 13D
[0001621832] SC 13G
Form 13D/13G Filer Form 13D/13G Subject Filed % Owned
Baird Robert W & Co Inc /WI/ Aqua Metals Inc [2025-02-11] 0.0
Cushner Alex Scott Aqua Metals Inc [2023-02-15] 6.38
Baird Robert W & Co Inc /WI/ Aqua Metals Inc [2023-02-09] 5.9
Philotimo Fund LP Aqua Metals Inc [2020-10-21] 1.7
AWM Investment Company Inc Aqua Metals Inc [2019-02-13] 5.0
Philotimo Fund LP Aqua Metals Inc [2018-02-22] 1.1
Longboard Capital Advisors LLC Aqua Metals Inc [2016-11-21] 5.1
Interstate Batteries Inc Aqua Metals Inc [2016-06-01] 19.9
Feinberg Jeff Aqua Metals Inc [2016-05-31] 8.18
Clarke Stephen R Aqua Metals Inc [2016-02-16] 12.3
AIC Nevada Inc Aqua Metals Inc [2016-02-16] 5.2
AWM Investment Company Inc Aqua Metals Inc [2016-02-11] 8.9
Form 3/4/5 Filer 2011 - 2025
Cotton Stephen
Aqua Metals, Inc.
Taecker Benjamin S.
West Eric
Gangloff Eric John
Henderson Steven K
Divito Vincent L
Zhang Peifang
Merrill Judd
Smith Edward J
McMurtry David
YI Sung
Kanen David
Kanen Wealth Management LLC
Philotimo Fund, LP
Yosufzai S. Shariq
Gibson Gayle J
Kapoor Sushil
Meline Susanne
Stevenson Mark Wayne
Prouty Eric A
Slade Mark
Interstate Batteries, Inc.
Francis Knuettel II
Murphy Thomas Michael
Clarke Stephen R.
Weinswig Mark
Mould Selwyn
Kimmel Stan
Form 13F Holdings
Firm Period DFND Voting Shares
Baird Financial Group, Inc. [2025-06-30] DFND 321,228 321,228
IEQ Capital LLC [2025-06-30] SOLE 174,058 174,058
UBS Group AG [2025-06-30] DFND 78,291 78,291
Geode Capital Management LLC [2025-06-30] DFND 66,591 66,591
Vanguard Group Inc [2025-06-30] SOLE 0 51,967
BlackRock, Inc. [2025-06-30] SOLE 48,502 48,502
Jane Street Group LLC [2025-06-30] DFND 30,905 30,905
Cardinal Point Capital Management ULC [2025-06-30] SOLE 0 22,800
HRT Financial LP [2025-06-30] DFND 22,588 22,588
Cambridge Investment Research Advisors Inc [2025-06-30] SOLE 0 15,712
State Street Corp [2025-06-30] DFND 13,218 13,218
Susquehanna International Group LLP [2025-06-30] OTR 12,075 12,075
Tower Research Capital LLC (TRC) [2025-06-30] DFND 5,813 5,813
Osaic Holdings Inc [2025-06-30] DFND 0 3,248
Northwestern Mutual Wealth Management Co [2025-06-30] DFND 0 3,125
Morgan Stanley [2025-06-30] DFND 1,503 3,108
Royal Bank of Canada [2025-06-30] DFND 1,722 1,722
Skandinaviska Enskilda Banken AB (publ) [2025-06-30] SOLE 1,486 1,486
Vanguard Group Inc [2025-06-30] DFND 0 1,334
Highmark Wealth Management LLC [2025-06-30] SOLE 0 1,005
SBI Securities Co., Ltd. [2025-06-30] DFND 1,001 1,001
Raiffeisen Bank International AG [2025-06-30] SOLE 550 550
Bank of America Corp /DE/ [2025-06-30] DFND 0 474
Harbour Investments Inc [2025-06-30] SOLE 0 205
Wells Fargo & Company/MN [2025-06-30] DFND 0 101
Annis Gardner Whiting Capital Advisors LLC [2025-06-30] SOLE 0 100
Huntington National Bank [2025-06-30] DFND 100 100
Jones Financial Companies LLLP [2025-06-30] SOLE 42 42
Raymond James Financial Inc [2025-06-30] DFND 0 35
Lowe Wealth Advisors LLC [2025-06-30] SOLE 0 22
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