ArrowMark Financial Corp

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ArrowMark Financial Corp
TickerBANX
CIK #0001578987
CUSIP861780104
Sector -
Address100 Fillmore Street, Suite 325, Denver, CO 80206
Source [EDGAR]
Reg D Offering (Form D) Filed Raised Terms
Stonecastle Financial Corp 2013-09-30 0.1 M Exemption: 506(b) · Minimum: $25 · Duration: One year or less · Net Assets: Decline to Disclose
CIK Filing 2011 - 2026
[0001578987] 3
[0001578987] 4
[0001578987] 8-K
[0001578987] D
[0001578987] SC 13G
Form 13D/13G Filer Form 13D/13G Subject Filed % Owned
ArrowMark Colorado Holdings LLC ArrowMark Financial Corp [2026-01-15] 0.0
ArrowMark Colorado Holdings LLC Stonecastle Financial Corp [2022-02-14] 7.12
Punch & Associates Investment Management Inc Stonecastle Financial Corp [2016-02-09] 8.03
DePrince Race & Zollo Inc Stonecastle Financial Corp [2015-02-06] 6.12
Form 3/4/5 Filer 2011 - 2026
Marano Thompson Melissa
ArrowMark Financial Corp
Staggs Dana
Emrich John Scott
Farrell Patrick Joseph
Bhonsle Sanjai
Arnold Guy M
Stolper Michael
Grove Richard Allen
Reidy Karen
van Praag Michael
Lentinello S David
Siegel Joshua S
Miller Clara
Shilowitz George
Henry Emil
Schatten Rachel
Ginsberg Alan J
Minor Erik
StoneCastle Asset Management LLC
Insider Transaction (Form 3/4/5) Date Action Shares Price Value ($)
Marano Thompson Melissa
Common Stock
2026-03-27 Buy 1,500 $18.77 28,155
Staggs Dana
Common Stock
2025-04-09 Buy 149 $18.37 2,737
Emrich John Scott
Common Stock
2025-03-31 Sell 1,000 $21.01 21,010
Farrell Patrick Joseph
Common Stock
2025-03-14 Buy 1,150 $21.04 24,196
Farrell Patrick Joseph
Common Stock
2025-03-07 Buy 1,000 $21.20 21,200
Emrich John Scott
Common Stock
2025-02-19 Sell 500 $21.20 10,600
Emrich John Scott
Common Stock
2025-01-24 Sell 2,500 $21.28 53,200
Farrell Patrick Joseph
Common Stock
2024-07-11 Buy 650 $18.81 12,226
Staggs Dana
Common Stock
2024-02-26 Buy 100 $18.50 1,850
Emrich John Scott
Common Stock
2023-10-06 Buy 7,500 $17.34 130,050
Arnold Guy M
Common Stock
2023-05-05 Buy 3,000 $14.99 44,970
Staggs Dana
Common Stock
2023-05-05 Buy 2,000 $15.03 30,060
Farrell Patrick Joseph
Common Stock
2023-05-05 Buy 700 $15.79 11,053
Stolper Michael
Common Stock
2023-05-04 Buy 1,000 $14.46 14,460
Grove Richard Allen
Common Stock
2023-05-04 Buy 1,000 $14.58 14,580
Bhonsle Sanjai
Common Stock
2023-05-04 Buy 2,000 $14.28 28,560
Farrell Patrick Joseph
Common Stock
2023-03-16 Buy 200 $17.45 3,490
Bhonsle Sanjai
Common Stock
2023-03-13 Buy 1,000 $17.75 17,750
Staggs Dana
Common Stock
2023-03-13 Buy 1,000 $17.43 17,430
Staggs Dana
Common Stock
2022-11-17 Buy 500 $17.40 8,700
showing 20 of 81 most recent transactions
13F Ownership Over TimeHoldersShares Held
2026-03-31 36 1,939,679
2025-12-31 34 1,566,841
2025-09-30 36 878,999
2025-06-30 33 992,588
2025-03-31 32 1,046,726
2024-12-31 32 964,922
2024-09-30 28 931,246
2024-06-30 27 1,331,001
2024-03-31 27 1,802,244
2023-12-31 29 1,794,972
2023-09-30 27 1,873,264
2023-06-30 27 1,951,324
Form 13F Holdings
Firm Period DFND Voting Shares
Noble Wealth Management PBC [2026-06-30] SOLE 107,197 107,197
Falcon Wealth Planning [2026-06-30] SOLE 16,179 16,179
Accurate Wealth Management LLC [2026-06-30] SOLE 0 11,388
Highline Wealth Partners LLC [2026-06-30] SOLE 135 135
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