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Citigroup
TickerC
CIK #0000831001
CUSIP172967424
SectorFinance
IndustryNational Commercial Banks
Phone2125591000
Address399 Park Avenue
New York, NY 10043
Source [EDGAR]
Market Cap, 13F ($BB)
200160120804002011201320152018
Business

Delaware 52-1568099(State or other jurisdiction of incorporation or organization) (I.R.S. Employer Identification No.)388 Greenwich Street, New YorkNY 10013(Address of principal executive offices) (Zip code)

(Registrant's telephone number, including area code)

Securities registered pursuant to Section 12(g) of the Act: none

CIK Filing 2011 - 2021
[0000831001] 10-K
[0000831001] 10-Q
[0000831001] 13F-HR
[0000831001] 3
[0000831001] 4
[0000831001] 8-K
[0000831001] SC 13D
[0000831001] SC 13G
Form 13D/13G Filer Form 13D/13G Subject Filed % Owned
Citigroup Inc Nuveen Amt-Free Municipal Credit Income Fund [2020-04-09] 10.6
Citigroup Inc Western Asset Intermediate Muni Fund Inc [2020-04-09] 10.5
Citigroup Inc Fitbit Inc [2020-02-07] 6.1
Citigroup Inc Xeris Pharmaceuticals Inc [2020-02-07] 8.2
Citigroup Inc Nuveen California Quality Municipal Income Fund [2018-07-10] 12.4
Citigroup Inc BlackRock New Jersey Municipal Income Trust [2018-05-25] 100.0
Citigroup Inc Regalwood Global Energy Ltd [2018-02-09] 6.4
Citigroup Inc Protalix Biotherapeutics Inc [2018-02-09] 6.1
Citigroup Inc Western Asset Intermediate Muni Fund Inc [2017-08-10] 40.7
Citigroup Inc BlackRock Maryland Municipal Bond Trust [2017-08-10] 61.3
Citigroup Inc MTGE Investment Corp [2017-02-10] 5.1
Citigroup Inc Columbia Pipeline Partners LP [2017-02-10] 8.0
Citigroup Inc Western Asset Managed Municipals Fund Inc [2016-10-11] 56.1
Citigroup Inc Western Asset Intermediate Muni Fund Inc [2016-10-11] 63.9
Citigroup Inc Nuveen California Dividend Advantage Municipal Fund [2016-10-11] 14.2
Citigroup Inc Western Asset Municipal Partners Fund Inc [2016-10-11] 37.7
Citigroup Inc Nuveen California Amt-Free Municipal Income Fund [2016-09-09] 14.7
Citigroup Inc Nuveen Enhanced Amt-Free Municipal Credit Opportunities Fund [2016-07-11] 100.0
Citigroup Inc Nuveen Enhanced Municipal Credit Opportunities Fund [2016-07-11] 100.0
Citigroup Inc Nuveen California Dividend Advantage Municipal Fund [2016-04-11] 11.0
Citigroup Inc MFS High Yield Municipal Trust [2016-04-11] 100.0
Citigroup Inc MFS California Municipal Fund [2016-04-11] 100.0
Citigroup Inc MFS High Income Municipal Trust [2016-04-11] 100.0
Citigroup Inc MFS Municipal Income Trust [2016-04-11] 100.0
Citigroup Inc MFS Investment Grade Municipal Trust [2016-04-11] 100.0
Citigroup Inc Apollo Residential Mortgage Inc [2016-02-09] 7.2
Citigroup Inc American Capital Mortgage Investment Corp [2016-02-09] 8.6
Citigroup Inc Sunoco LP [2016-02-09] 5.1
Citigroup Inc Invesco Mortgage Capital Inc [2016-02-09] 5.3
Citigroup Inc Deutsche Strategic Municipal Income Trust [2015-07-07] 100.0
Citigroup Inc Deutsche Municipal Income Trust [2015-07-07] 100.0
Vanguard Group Inc Citigroup Inc [2015-02-11] 5.02
Citigroup Inc QEP Midstream Partners LP [2015-01-30] 8.1
Citigroup Inc ICA Corp [2014-12-05] 5.2
Citigroup Inc Nuveen New York Amt-Free Municipal Income Fund [2014-08-11] 10.0
Citigroup Inc Nuveen Dividend Advantage Municipal Fund 2 [2014-08-11] 14.9
Citigroup Inc Nuveen Dividend Advantage Municipal Fund 3 [2014-04-04] 100.0
Citigroup Inc Nuveen Floating Rate Income Fund [2014-01-07] 100.0
Citigroup Inc Nuveen Floating Rate Income Opportunity Fund [2014-01-07] 100.0
Citigroup Inc Nuveen Senior Income Fund [2014-01-07] 100.0
Citigroup Inc Nuveen Dividend Advantage Municipal Income Fund [2013-12-16] 100.0
Citigroup Inc Invesco Dynamic Credit Opportunities Fund [2013-09-03] 100.0
Citigroup Inc Jones Energy Inc [2013-08-08] 11.0
Citigroup Inc Eaton Vance Floating-Rate Income Plus Fund [2013-07-16] 100.0
Citigroup Inc Eaton Vance Floating-Rate Income Trust [2013-04-03] 100.0
Citigroup Inc Invesco Senior Income Trust [2013-04-03] 100.0
Citigroup Inc BlackRock Muniyield Pennsylvania Quality Fund [2013-03-20] 100.0
Citigroup Inc Massachusetts Health & Education Tax Exempt Trust [2013-03-20] 100.0
Citigroup Inc BlackRock Muniyield Quality Fund III Inc [2013-03-20] 100.0
Citigroup Inc BlackRock Virginia Municipal Bond Trust [2013-03-20] 100.0
Citigroup Inc BlackRock Muniyield Investment Fund [2013-03-20] 100.0
Citigroup Inc BlackRock Pennsylvania Strategic Municipal Trust [2013-03-20] 100.0
Citigroup Inc BlackRock Muniyield California Fund Inc [2013-03-20] 100.0
Citigroup Inc BlackRock Muniyield Arizona Fund Inc [2013-03-20] 100.0
Citigroup Inc BlackRock Muniyield New Jersey Fund Inc [2013-03-20] 100.0
Citigroup Inc BlackRock New Jersey Municipal Bond Trust [2013-03-20] 100.0
Citigroup Inc BlackRock Muniyield New York Quality Fund Inc [2013-03-20] 100.0
Citigroup Inc BlackRock Muniyield California Quality Fund Inc [2013-03-20] 100.0
Citigroup Inc BlackRock Muniyield Michigan Quality Fund II Inc [2013-03-20] 100.0
Citigroup Inc BlackRock Munienhanced Fund Inc [2013-03-20] 100.0
Citigroup Inc BlackRock Muniyield Michigan Quality Fund Inc [2013-03-20] 100.0
Citigroup Inc BlackRock Maryland Municipal Bond Trust [2013-03-20] 100.0
Citigroup Inc Chart Acquisition Corp [2013-02-14] 6.1
Citigroup Inc Promotora de Informaciones SA /FI [2013-02-14] 5.3
Citigroup Inc Dynavox Inc [2013-02-11] 0.0
Brave Asset Management Inc Citigroup Inc [2013-01-31] 5.75
Citigroup Inc DWS Strategic Municipal Income Trust [2012-11-26] 100.0
Citigroup Inc DWS Municipal Income Trust [2012-11-26] 100.0
Citigroup Inc Mainstay Definedterm Municipal Opportunities Fund [2012-10-10] 100.0
Citigroup Inc Mainstay Definedterm Municipal Opportunities Fund [2012-10-10] 100.0
Citigroup Inc MFS California Municipal Fund [2012-09-20] 100.0
Citigroup Inc MFS Municipal Income Trust [2012-09-20] 100.0
Citigroup Inc MFS High Income Municipal Trust [2012-09-20] 100.0
Citigroup Inc MFS Investment Grade Municipal Trust [2012-09-19] 100.0
Citigroup Inc MFS High Yield Municipal Trust [2012-09-19] 100.0
Citigroup Inc Invesco van Kampen California Value Municipal Income Trust [2012-08-22] 100.0
Citigroup Inc Invesco California Quality Municipal Securities [2012-08-22] 100.0
Citigroup Inc Invesco California Municipal Income Trust [2012-08-22] 100.0
Citigroup Inc Nuveen Arizona Premium Income Municipal Fund Inc [2012-08-22] 100.0
Citigroup Inc Nuveen Dividend Advantage Municipal Fund [2012-08-22] 100.0
Citigroup Inc Federated Premier Municipal Income Fund [2012-08-22] 100.0
Citigroup Inc Federated Premier Intermediate Municipal Income Fund [2012-08-22] 100.0
Citigroup Inc Invesco van Kampen Advantage Municipal Income Trust II [2012-08-22] 100.0
Citigroup Inc Nuveen Michigan Premium Income Municipal Fund Inc [2012-08-22] 100.0
Citigroup Inc Nuveen Amt-Free Municipal Income Fund [2012-08-22] 100.0
Citigroup Inc Nimin Energy Corp [2012-08-20] 6.8
Citigroup Inc Invesco van Kampen Trust for Investment Grade Municipals [2012-04-05] 6.5
Citigroup Inc Invesco van Kampen Municipal Opportunity Trust [2012-04-05] 6.4
Citigroup Inc PHH Corp [2012-02-14] 5.1
Citigroup Inc Radioshack Corp [2012-02-10] 6.3
Citigroup Inc Global CornerStone Holdings Ltd [2012-02-10] 8.2
BlackRock Inc Citigroup Inc [2012-02-09] 5.26
Form 3/4/5 Filer 2011-2021
Mainstay Definedterm Municipal Opportunities Fund
Ireland Susan Leslie
Fraser Jane NIND
Walsh Jeffrey R
Okpara Johnbull
DWS Municipal Income Trust
DWS Strategic Municipal Income Trust
Reiner Gary M
Jacobs Lew W IV
Henry Peter B
Hennes Duncan P
Dugan John Cunningham
Dailey Grace E
Costello Ellen
Zedillo Ernesto
Wynaendts Alexander R
Wright Deborah C
Turley James S
Taylor Diana L
James Renee Jo
Nuveen Dividend Advantage Municipal Fund 3
Nuveen California Dividend Advantage Municipal Fund
Peetz Karen B
Carawan Mark
Skyler Edward
Western Asset Intermediate Muni Fund Inc
Nuveen Dividend Advantage Municipal Income Fund
Nuveen New York Amt-Free Municipal Income Fund
BlackRock Muniyield Quality Fund III Inc
Whitaker Michael
Fernandez de Ybarra Francisco
McQuade Eugene M
Desoer Barbara J
Weerasinghe Rohan
Wechter Sara
Torres Cantu Ernesto
McNiff Mary
Mason Mark
Livingstone David
Hu W Bradford
Corbat Michael
Akram RAJA
Babej Peter
Invesco van Kampen Advantage Municipal Income Trust II
Invesco van Kampen California Value Municipal Income Trust
Federated Premier Municipal Income Fund
MFS California Municipal Fund
BlackRock Muniyield New Jersey Fund Inc
BlackRock Muniyield Investment Fund
BlackRock Muniyield California Quality Fund Inc
BlackRock Muniyield California Fund Inc
BlackRock Muniyield Arizona Fund Inc
BlackRock Munienhanced Fund Inc
Massachusetts Health & Education Tax Exempt Trust
BlackRock Muniyield Pennsylvania Quality Fund
Bird Stephen
Humer Franz B
Forese James A
Cowles James C
Santomero Anthony M
Gerspach John C
Aristeguieta Francisco
BlackRock Muniyield New York Quality Fund Inc
BlackRock Muniyield Michigan Quality Fund Inc
Mills William
ONeill Michael E
Consumer Portfolio Services Inc
BlackRock New Jersey Municipal Income Trust
BlackRock New Jersey Municipal Bond Trust
Western Asset Managed Municipals Fund Inc
Callahan Don
Murray Joseph Michael
Federated Premier Intermediate Municipal Income Fund
BlackRock Maryland Municipal Bond Trust
Invesco van Kampen Senior Income Trust
Invesco Dynamic Credit Opportunities Fund
Western Asset Municipal Partners Fund Inc
Thompson William S
Spero Joan E
Rodin Judith
Nuveen California Amt-Free Municipal Income Fund
Nuveen Floating Rate Income Opportunity Fund
Nuveen Floating Rate Income Fund
Nuveen Senior Income Fund
BlackRock Virginia Municipal Bond Trust
Eaton Vance Floating-Rate Income Plus Fund
Eaton Vance Floating-Rate Income Trust
Gabelli Dividend & Income Trust
Nuveen Amt-Free Municipal Income Fund
Franklin Ltd Duration Income Trust
MFS Investment Grade Municipal Trust
MFS High Yield Municipal Trust
MFS High Income Municipal Trust
MFS Municipal Income Trust
Nuveen Municipal Opportunity Fund Inc
Nuveen California Dividend Advantage Municipal Fund 2
PIMCO Corporate & Income Strategy Fund
PIMCO High Income Fund
Gabelli Equity Trust Inc
Gabelli Multimedia Trust Inc
BlackRock Muniyield Michigan Quality Fund II Inc
AllianceBernstein National Municipal Income Fund
LMP Corporate Loan Fund Inc
Ryan Robert L
Medina-Mora Manuel
Leach Brian
Pacholder High Yield Fund Inc
Alliance California Municipal Income Fund
Alliance New York Municipal Income Fund
Eaton Vance California Municipal Income Trust
Eaton Vance Michigan Municipal Income Trust
Nuveen Dividend Advantage Municipal Fund 2
Education Management Corporation
JOSS Robert L
McKinnon Paul D
Nuveen Dividend Advantage Municipal Fund
Nuveen Arizona Premium Income Municipal Fund Inc
Nuveen Michigan Quality Income Municipal Fund
Jones Energy Inc
Ricciardi Lawrence R
Advent Claymore Convertible Securities & Income Fund II
Invesco California Quality Municipal Securities
Invesco California Municipal Income Trust
Nuveen Michigan Premium Income Municipal Fund Inc
BlackRock Pennsylvania Strategic Municipal Trust
Invesco van Kampen Trust for Value Municipals
Invesco van Kampen Trust for Investment Grade New Jersey Mun
Invesco van Kampen Trust for Investment Grade New York Munic
BlackRock California Municipal Income Trust
Parsons Richard D
Belda Alain J P
Collins Timothy C
Helfer Michael S
Pandit Vikram S
Havens John P
BlackRock Municipal Income Trust
BlackRock Municipal Bond Trust
BlackRock Municipal Income Quality Trust
BlackRock Strategic Municipal Trust
BlackRock Municipal Income Investment Quality Trust
MM Shares Owned of 2,442.2 MM Total
Firm Period DFND Voting Shares
Vanguard Group Inc [2020-09-30] SOLE 0.0 160.3
BlackRock Inc. [2020-09-30] SOLE 139.6 158.8
State Street Corp [2020-09-30] DFND 76.9 89.0
Susquehanna International Group LLP [2020-09-30] DFND 19.0 61.7
Bank of America Corp /DE/ [2020-09-30] DFND 6.3 50.1
Bank of New York Mellon Corp [2020-09-30] DFND 18.0 33.8
Geode Capital Management LLC [2020-09-30] DFND 31.3 31.4
Citadel Advisors LLC [2020-09-30] DFND 27.6 27.6
ValueAct Holdings, L.P. [2020-09-30] SOLE 27.0 27.0
Northern Trust Corp [2020-09-30] DFND 9.4 25.6
Harris Associates L P [2020-09-30] SOLE 20.3 25.5
Massachusetts Financial Services Co /MA/ [2020-09-30] SOLE 24.0 24.7
Eagle Capital Management LLC [2020-09-30] SOLE 18.2 23.2
Invesco Ltd. [2020-09-30] DFND 0.0 22.9
JPMorgan Chase & Co [2020-09-30] DFND 18.6 21.8
Capital World Investors [2020-09-30] DFND 21.0 21.0
Sanders Capital LLC [2020-09-30] SOLE 14.1 20.3
FMR LLC [2020-09-30] DFND 2.8 19.9
Ameriprise Financial Inc [2020-09-30] DFND 0.0 19.1
Parallax Volatility Advisers LP [2020-09-30] SOLE 18.6 18.6
Nuveen Asset Management LLC [2020-09-30] DFND 18.0 18.1
Hotchkis & Wiley Capital Management LLC [2020-09-30] SOLE 16.3 17.8
Credit Suisse AG [2020-09-30] DFND 16.2 17.4
Morgan Stanley [2020-09-30] DFND 3.8 17.2
Franklin Resources Inc [2020-09-30] DFND 15.5 16.1
Dimensional Fund Advisors LP [2020-09-30] DFND 13.1 13.9
Legal & General Group Plc [2020-09-30] DFND 9.6 13.3
Capital Research Global Investors [2020-09-30] DFND 13.2 13.2
Goldman Sachs Group Inc [2020-09-30] DFND 10.4 11.8
Putnam Investments LLC [2020-09-30] DFND 2.6 11.8
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