China BAK Battery Inc

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China BAK Battery Inc
TickerCBAT
CIK #0001117171
CUSIP14986C102
SectorManufacturing - Miscellaneous Electrical Machinery, Equipment & Supplies
AddressBak Industrial Park, No 1 Bak Street Kuichong Town, Longgang District, Shenzhen People, 518119
Source [EDGAR]
CIK Filing 2011 - 2025
[0001117171] 10-K
[0001117171] 10-Q
[0001117171] 3
[0001117171] 4
[0001117171] 8-K
[0001117171] D
[0001117171] SC 13D
[0001117171] SC 13G
Form 13D/13G Filer Form 13D/13G Subject Filed % Owned
MAO Shibin CBAK Energy Technology Inc [2020-06-17] 8.58
Wang Lijuan CBAK Energy Technology Inc [2020-06-17] 6.34
Shen Ping CBAK Energy Technology Inc [2020-06-12] 13.76
Li Dawei CBAK Energy Technology Inc [2019-09-13] 15.29
Asia EVK New Energy Auto Ltd CBAK Energy Technology Inc [2019-05-29] 12.94
Li Yunfei China BAK Battery Inc [2016-03-14] 17.6
Form 3/4/5 Filer 2011 - 2025
CBAK Energy Technology, Inc.
HU Zhiguang
Li Yunfei
Pei Xiangyu
Li Jiewei
Asia EVK New Energy Auto Ltd
Li Mu
Qi Wei
Shen Ping
Agee Martha C.
Xue J. Simon
Wang Wenwu
Wang Guosheng
He Jianjun
Li Dawei
Li Xiangqian
Zhang Chunzhi
Lin Jian
Paugh Jonathan Christopher
Pan Danny
Form 13F Holdings
Firm Period DFND Voting Shares
Bridgeway Capital Management LLC [2025-06-30] SOLE 674,190 674,190
Empowered Funds LLC [2025-06-30] OTR 389,190 389,190
State Street Corp [2025-06-30] DFND 294,088 294,088
Citadel Advisors LLC [2025-06-30] DFND 84,521 84,521
Goldman Sachs Group Inc [2025-06-30] DFND 72,563 72,563
Geode Capital Management LLC [2025-06-30] DFND 53,154 53,154
James Investment Research Inc [2025-06-30] SOLE 52,521 52,521
Newedge Advisors LLC [2025-06-30] SOLE 52,521 52,521
UBS Group AG [2025-06-30] DFND 48,448 48,448
XTX Topco Ltd [2025-06-30] DFND 34,346 34,346
Susquehanna International Group LLP [2025-06-30] OTR 29,925 29,925
Group One Trading LLC [2025-06-30] SOLE 26,342 26,342
Azzad Asset Management Inc /ADV [2025-06-30] SOLE 0 24,312
Ameriprise Financial Inc [2025-06-30] DFND 0 19,999
TREK Financial LLC [2025-06-30] SOLE 0 14,964
Morgan Stanley [2025-06-30] DFND 14,314 14,514
HRT Financial LP [2025-06-30] DFND 14,503 14,503
B Riley Wealth Advisors Inc [2025-06-30] SOLE 12,200 12,200
Empirical Financial Services, LLC d.b.a. Empirical Wealth Ma [2025-06-30] SOLE 10,250 10,250
SBI Securities Co., Ltd. [2025-06-30] DFND 6,861 6,861
Citigroup Inc [2025-06-30] DFND 2,843 2,843
Osaic Holdings Inc [2025-06-30] DFND 0 2,219
Simplex Trading LLC [2025-06-30] SOLE 2,144 2,144
JPMorgan Chase & Co [2025-06-30] DFND 1,113 1,113
Bank of America Corp /DE/ [2025-06-30] DFND 0 900
Ancora Advisors LLC [2025-06-30] SOLE 760 760
Northwestern Mutual Wealth Management Co [2025-06-30] DFND 0 300
Sachetta LLC [2025-06-30] SOLE 0 10
Concourse Financial Group Securities Inc [2025-06-30] SOLE 0 0
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