Ancora Advisors LLC

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Ancora Advisors LLC ✚
CRD #	124674
SEC #	801-61770
CIK #	0001446114
AUM	$4.5 B (2025-03-21)
Employees	60 (55% Investors, 50% Brokers)
Phone	216-825-4000
Address	6060 Parkland Boulevard Mayfield Heights, OH 44124
Source	[IAPD] [EDGAR] [Website] [Twitter] [LinkedIn]

Total AUM ($B) Copy

CIK	Period
0001446114	2025-06-30 2025-03-31 2024-12-31 2024-09-30 2024-06-30 2024-03-31 2023-12-31 2023-09-30 2023-06-30 2023-03-31 2022-12-31 2022-09-30 2022-06-30 2022-03-31 2021-12-31 2021-09-30 2021-06-30 2021-03-31 2020-12-31 2020-09-30 2020-06-30 2020-03-31 2019-12-31 2019-09-30 2019-06-30 2019-03-31 2018-12-31 2018-09-30 2018-06-30 2018-03-31 2017-12-31 2017-09-30 2017-06-30 2017-03-31 2016-12-31 2016-09-30 2016-06-30 2016-03-31 2015-12-31 2015-09-30 2015-06-30 2015-03-31 2014-12-31 2014-09-30 2014-06-30 2014-03-31 2013-12-31 2013-09-30 2013-06-30 2013-03-31 2012-12-31 2012-09-30 2012-06-30 2012-03-31 2011-12-31

CIK

Period

0001446114

Sector	Form 13F Holdings	Value ($B)
	Norfolk Southern Corp	0.3
	LKQ Corp	0.2
	Broadcom Inc	0.1
	Microsoft Corp	0.1
	Apple Inc	0.1
	Ritchie Bros Auctioneers Inc	0.1
	J P Morgan Chase & Co	0.1
	Eaton Corp Ltd	0.1
	CSX Corp	0.1
	Amazon Com Inc	0.1
	AbbVie Inc	0.1
	Sealed Air Corp/DE	0.1
	Houlihan Lokey Inc	0.1
	Veeva Systems Inc	0.1
	Honeywell International Inc	0.1
	Facebook Inc	0.0
	EOG Resources Inc	0.0
	Home Depot Inc	0.0
	General Dynamics Corp	0.0
	Amcor PLC	0.0
	Johnson & Johnson	0.0
	Bank of America Corp /DE/	0.0
	Chevron Corp	0.0
	Procter & Gamble Co	0.0
	Accenture PLC	0.0






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Type	Form D Funds	Date	Sold ($M)	AUM ($M)
HF	Ancora Catalyst SPV I LP - Series K	[2021-03-31]	20.1	21.0
HF	Ancora Catalyst SPV I LP - Series L	[2021-03-31]	9.4	9.5
HF	Ancora Catalyst SPV I LP - Series O	[2021-03-31]	15.3	15.5
HF	Ancora Catalyst SPV I LP - Series P	[2021-03-31]	16.3	5.6
RE	Ponfield Opportunity Fund LP	[2015-01-15]	12.6	13.7
HF	Aamaf LP	[2013-03-26]	63.1	6.5
HF	Birchwald Partners LP	[2013-03-26]	64.0	0.0
HF	Ancora Greater China Fund	[2012-03-22]	25.7	0.0

AUM Breakdown	Accounts	AUM ($B)
By Client Type
(a) Individuals (other than high net worth individuals)	0	0.0
(b) Individuals (high net worth individuals)	156	0.4
(c) Banking or thrift institutions	0	0.0
(d) Investment companies	11	0.5
(e) Business development companies	0	0.0
(f) Pooled investment vehicles	4	0.3
(g) Pension and profit sharing plans	31	0.2
(h) Charitable organizations	35	0.2
(i) State or municipal government entities	23	0.3
(j) Other investment advisers	0	0.0
(k) Insurance companies	3	0.1
(l) Sovereign wealth funds and foreign official institutions	0	0.0
(m) Corporations or other businesses not listed above	50	2.5
(n) Other	0	0.0
Total	313	4.5
By Discretionary
Discretionary	299	2.5
Non-Discretionary	14	1.9
Total	313	4.5
By Non-United States Persons
Non-United States Persons		0.0
United States Persons		4.5
Total	313	4.5

Limited Partners	2011 - 2025
New York State and Local Retirement System

Form D Directors	# Filings	# Firms	2011 - 2025
Ancora Alternatives LLC	38
Ancora Advisors LLC	32
Brian Hopkins	8
Denis Amato	3
Richard Barone	4
Ryan Hummer	3
John Micklitisch	1
John Micklitsch	1

EDGAR Form	CIK	2011 - 2025
13F-HR	[0001446114]
3	[0001446114]
4	[0001446114]
SC 13D	[0001446114]
SC 13G	[0001446114]

Form 13D/13G Filer	Form 13D/13G Subject	Filed
Ancora Advisors LLC	Magnera Corp	[2025-01-07]
Ancora Advisors LLC	Middlefield Banc Corp	[2023-01-05]
Ancora Advisors LLC	Ampco Pittsburgh Corp	[2022-01-07]
Ancora Advisors LLC	Middlefield Banc Corp	[2021-11-10]
Ancora Advisors LLC	Middlefield Banc Corp	[2021-11-01]
Ancora Advisors LLC	Green Plains Inc	[2021-08-09]
Ancora Advisors LLC	Potbelly Corp	[2021-02-19]
Ancora Advisors LLC	Forward Air Corp	[2020-12-28]
Ancora Advisors LLC	MACE Security International Inc	[2020-07-30]
Ancora Advisors LLC	Central Federal Corp	[2020-07-06]
View All

Form 3/4/5 Subject	2011 - 2025
Ancora Advisors LLC
DiSanto Frederick D.
Chadwick James M
Adams Natural Resources Fund Inc
Ancora Catalyst, LP
Big Lots Inc
Ancora Catalyst SPV I SPC Ltd. - Segregated Portfolio C
Ancora Catalyst Institutional, LP
Ancora Impact Fund LP
Ancora Merlin Institutional LP
View All

Related Firms	State	AUM ($B)
Ancora Advisors LLC ✚	OH	4.5
Ancora Family Wealth Advisors LLC ✚	OH	3.2

Comparable Firms	State	AUM ($B)
True North Advisors LLC ✚	TX	4.5
Family Management Corporation ✚	NY	4.4
Proficio Capital Partners LLC ✚	MA	4.0
Altes Capital LLC ✚	NY	3.1
Cantor Fitzgerald Investment Advisors LP ✚	NY	2.4
Wellesley Asset Management Inc ✚	NH	2.1
Howard Financial Services Ltd ✚	TX	1.4
Financial Management Professionals Inc ✚	TX	1.1
NexWave Capital Partners LLC ✚	NY	1.0
New Vernon Advisers LP ✚	NJ	0.9

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Ancora Advisors LLC

Assets, Funds, Holdings