Ancora Advisors LLC

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Ancora Advisors LLC ✚
CRD #	124674
SEC #	801-61770
CIK #	0001446114
AUM	4,614.8 M (2026-03-31)
Employees	46 (59% Investors, 65% Brokers)
Fees
Minimum
Phone	216-825-4000
Address	6060 Parkland Boulevard Mayfield Heights, OH 44124
Source	[IAPD] [EDGAR] [Website] [Twitter] [LinkedIn]

Total AUM ($B) Copy

CIK	Period
0001446114	2026-03-31 2025-12-31 2025-09-30 2025-06-30 2025-03-31 2024-12-31 2024-09-30 2024-06-30 2024-03-31 2023-12-31 2023-09-30 2023-06-30 2023-03-31 2022-12-31 2022-09-30 2022-06-30 2022-03-31 2021-12-31 2021-09-30 2021-06-30 2021-03-31 2020-12-31 2020-09-30 2020-06-30 2020-03-31 2019-12-31 2019-09-30 2019-06-30 2019-03-31 2018-12-31 2018-09-30 2018-06-30 2018-03-31 2017-12-31 2017-09-30 2017-06-30 2017-03-31 2016-12-31 2016-09-30 2016-06-30 2016-03-31 2015-12-31 2015-09-30 2015-06-30 2015-03-31 2014-12-31 2014-09-30 2014-06-30 2014-03-31 2013-12-31 2013-09-30 2013-06-30 2013-03-31 2012-12-31 2012-09-30 2012-06-30 2012-03-31 2011-12-31

CIK

Period

0001446114

Sector	Form 13F Holdings	Value ($B)
	LKQ Corp	0.2
	Apple Inc	0.1
	Americold Realty Trust	0.1
	Broadcom Inc	0.1
	Ritchie Bros Auctioneers Inc	0.1
	Microsoft Corp	0.1
	J P Morgan Chase & Co	0.1
	AbbVie Inc	0.1
	Eaton Corp Ltd	0.1
	Johnson & Johnson	0.1
	EOG Resources Inc	0.1
	Chevron Corp	0.1
	Honeywell International Inc	0.0
	Discovery Communications Inc	0.0
	General Dynamics Corp	0.0
	Alphabet Inc	0.0
	Green Plains Renewable Energy Inc	0.0
	Bank of America Corp /DE/	0.0
	Home Depot Inc	0.0
	Amazon Com Inc	0.0
	Procter & Gamble Co	0.0
	NextNav Inc	0.0
	Rayonier Inc	0.0








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Type	Form D Funds	Date	Sold	AUM
HF	Ancora Catalyst SPV I LP - Series K	[2021-03-31]	20.1 M	21.0 M
	Filed 2021-01-22 (D/A) · Exemption 506(b), 3(c), 3(c)(1) · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose
HF	Ancora Catalyst SPV I LP - Series L	[2021-03-31]	9.4 M	9.5 M
	Filed 2021-01-22 (D/A) · Exemption 506(b), 3(c), 3(c)(1) · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose
HF	Ancora Catalyst SPV I LP - Series O	[2021-03-31]	15.3 M	15.5 M
	Filed 2021-01-22 (D/A) · Exemption 506(b), 3(c), 3(c)(1) · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose
HF	Ancora Catalyst SPV I LP - Series P	[2021-03-31]	16.3 M	5.6 M
	Filed 2021-01-22 (D/A) · Exemption 506(b), 3(c), 3(c)(1) · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose
RE	Ponfield Opportunity Fund LP	[2015-01-15]	12.6 M	13.7 M
	Filed 2015-10-05 (D/A) · Exemption 506(b), 3(c), 3(c)(1) · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose
HF	Aamaf LP	[2013-03-26]	63.1 M	6.5 M
	Filed 2017-10-05 (D/A) · Exemption 506(b), 3(c), 3(c)(1) · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose
HF	Birchwald Partners LP	[2013-03-26]	64.0 M
	Filed 2018-01-26 (D/A) · Exemption 506(b), 3(c), 3(c)(1) · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose
HF	Ancora Greater China Fund	[2012-03-22]	25.7 M
	Filed 2016-10-05 (D/A) · Exemption 506(b), 3(c), 3(c)(1) · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose

AUM Breakdown	Accounts	AUM ($B)
By Client Type
(a) Individuals (other than high net worth individuals)	0	0.0
(b) Individuals (high net worth individuals)	148	0.4
(c) Banking or thrift institutions	0	0.0
(d) Investment companies	13	0.7
(e) Business development companies	0	0.0
(f) Pooled investment vehicles	4	0.3
(g) Pension and profit sharing plans	27	0.2
(h) Charitable organizations	37	0.3
(i) State or municipal government entities	23	0.3
(j) Other investment advisers	0	0.0
(k) Insurance companies	3	0.1
(l) Sovereign wealth funds and foreign official institutions	0	0.0
(m) Corporations or other businesses not listed above	52	2.4
(n) Other	0	0.0
Total	307	4.6
By Discretionary
Discretionary	291	2.7
Non-Discretionary	16	2.0
Total	307	4.6
By Non-United States Persons
Non-United States Persons		0.0
United States Persons		4.6
Total	307	4.6

Limited Partners	2011 - 2026
New York State and Local Retirement System

Form D Directors	Role	# Filings	# Firms
Ancora Alternatives LLC	Executive Officer, Promoter	39	3
Ancora Advisors LLC	Executive Officer, Promoter	32	3
Brian Hopkins	Executive Officer	8	3
Denis Amato	Executive Officer	3	3
Richard Barone	Executive Officer	4	2
Ryan Hummer	Executive Officer	3	1
John Micklitisch	Executive Officer	1	1
John Micklitsch	Executive Officer	1	1

EDGAR Form	CIK	2011 - 2026
13F-HR	[0001446114]
3	[0001446114]
4	[0001446114]
SC 13D	[0001446114]
SC 13G	[0001446114]

Form 13D/13G Filer	Form 13D/13G Subject	Filed
Ancora Advisors LLC	Magnera Corp	[2026-02-13]
Ancora Advisors LLC	Magnera Corp	[2025-01-07]
Ancora Advisors LLC	Middlefield Banc Corp	[2023-01-05]
Ancora Advisors LLC	Ampco Pittsburgh Corp	[2022-01-07]
Ancora Advisors LLC	Middlefield Banc Corp	[2021-11-10]
Ancora Advisors LLC	Middlefield Banc Corp	[2021-11-01]
Ancora Advisors LLC	Green Plains Inc	[2021-08-09]
Ancora Advisors LLC	Potbelly Corp	[2021-02-19]
Ancora Advisors LLC	Forward Air Corp	[2020-12-28]
Ancora Advisors LLC	MACE Security International Inc	[2020-07-30]
View All

Firm Profile (Form ADV)
Discretionary AUM	$1.5B
Serves	Institutional, Retail
Fund Types	Hedge Fund, Real Estate
LEI	549300S3TCYN5UKIPQ04

Form 3/4/5 Subject	2011 - 2026
Chadwick James M
Adams Natural Resources Fund Inc
Ancora Advisors LLC
DiSanto Frederick D
Ancora Catalyst SPV I SPC Ltd - Segregated Portfolio C
Ancora Catalyst LP
Former BL Stores Inc
Ancora Impact Fund LP
Ancora Merlin Institutional LP
Ancora Merlin LP
View All

Insider Transaction (Form 3/4/5)	Date	Action	Shares	Price	Value ($)
Former BL Stores Inc BIG Call Options (right to buy) · derivative	2020-04-14	Sell	216	$1.82	393
Former BL Stores Inc BIG Call Options (right to buy) · derivative	2020-04-14	Option exercise	849	$0.00
Former BL Stores Inc BIG Call Options (right to buy) · derivative	2020-04-14	Sell	17	$1.82	31
Former BL Stores Inc BIG Call Options (right to buy) · derivative	2020-04-14	Option exercise	623	$0.00
Former BL Stores Inc BIG Call Options (right to buy) · derivative	2020-04-14	Sell	297	$1.82	541
Former BL Stores Inc BIG Call Options (right to buy) · derivative	2020-04-14	Sell	236	$1.82	430
Former BL Stores Inc BIG Common Stock $0.01 par value	2020-04-14	Option exercise	58,900	$17.50	1,030,750
Former BL Stores Inc BIG Common Stock $0.01 par value	2020-04-14	Option exercise	4,900	$17.50	85,750
Former BL Stores Inc BIG Call Options (right to buy) · derivative	2020-04-14	Option exercise	84	$0.00
Former BL Stores Inc BIG Call Options (right to buy) · derivative	2020-04-14	Option exercise	681	$0.00
Former BL Stores Inc BIG Call Options (right to buy) · derivative	2020-04-14	Option exercise	589	$0.00
Former BL Stores Inc BIG Call Options (right to buy) · derivative	2020-04-14	Option exercise	49	$0.00
Former BL Stores Inc BIG Call Options (right to buy) · derivative	2020-04-14	Sell	30	$1.82	55
Former BL Stores Inc BIG Common Stock $0.01 par value	2020-04-14	Option exercise	68,100	$17.50	1,191,750
Former BL Stores Inc BIG Common Stock $0.01 par value	2020-04-14	Option exercise	8,400	$17.50	147,000
Former BL Stores Inc BIG Common Stock $0.01 par value	2020-04-14	Option exercise	84,900	$17.50	1,485,750
Former BL Stores Inc BIG Common Stock $0.01 par value	2020-04-14	Option exercise	62,300	$17.50	1,090,250
Former BL Stores Inc BIG Call Options (right to buy) · derivative	2020-04-14	Sell	204	$1.82	371
Former BL Stores Inc BIG Call Options (right to buy) · derivative	2020-04-13	Sell	589	$1.82	1,072
Former BL Stores Inc BIG Call Options (right to buy) · derivative	2020-04-13	Sell	84	$1.82	153
showing 20 of 85 most recent transactions

Related Firms	State	AUM
Ancora Advisors LLC ✚	OH	4,614.8 M
Ancora Family Wealth Advisors LLC ✚	OH

Comparable Firms	State	AUM
True North Advisors LLC ✚	TX	5,422.7 M
Family Manage LLC ✚	NY	5,313.5 M
Proficio Capital Partners LLC ✚	MA	5,266.1 M
MCF Advisors LLC ✚	KY	4,684.5 M
Cantor Fitzgerald Investment Advisors LP ✚	NY	3,240.0 M
Altes Capital LLC ✚		3,189.3 M
Wellesley Asset Management Inc ✚	NH	1,991.3 M
Howard Financial Services Ltd ✚	TX	1,401.8 M
Financial Management Professionals Inc ✚	TX	1,340.1 M
ANDA Asset Management Co Ltd ✚		1,226.1 M

Ancora Advisors LLC

Assets, Funds, Holdings