Ancora Advisors LLC

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Ancora Advisors LLC ✚
CRD #	124674
SEC #	801-61770
CIK #	0001446114
AUM	$4.1 BB (2023-03-30)
Employees	60 (62% Investors, 57% Brokers)
Phone	216-825-4000
Address	6060 Parkland Boulevard Mayfield Heights, OH 44124
Source	[IAPD] [EDGAR] [Website] [Twitter] [LinkedIn]

Total AUM ($BB) Copy

CIK	Period
0001446114
/

Sector	Form 13F Holdings	Cap ($BB)	Value ($BB)
	C H Robinson Worldwide Inc	12.9	0.2
	Ritchie Bros Auctioneers Inc	6.9	0.2
	Green Plains Renewable Energy Inc	1.6	0.1
	Apple Inc	2,382.8	0.1
	Mueller Water Products Inc	1.8	0.1
	Microsoft Corp	1,918.2	0.1
	Broadcom Inc	201.3	0.1
	AbbVie Inc	269.5	0.1
	UnitedHealth Group Inc	477.0	0.1
	Berry Plastics Group Inc	7.3	0.1
	Kohls Corporation	4.7	0.0
	Johnson & Johnson	465.6	0.0
	Chevron Corp	294.6	0.0
	J P Morgan Chase & Co	340.2	0.0
	Honeywell International Inc	119.8	0.0
	Home Depot Inc	277.6	0.0
	Eaton Corp Ltd	51.6	0.0
	EOG Resources Inc	69.3	0.0
	Accenture PLC	179.5	0.0
	Procter & Gamble Co	338.1	0.0
	CVS Caremark Corp	122.2	0.0
	McDonalds Corp	179.6	0.0
	Harris Corp /DE/	45.5	0.0








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Type	Form D Funds	Date	Sold ($MM)	AUM ($MM)
HF	Ancora Catalyst SPV I LP - Series K	[2021-03-31]	20.1	21.0
HF	Ancora Catalyst SPV I LP - Series L	[2021-03-31]	9.4	9.5
HF	Ancora Catalyst SPV I LP - Series O	[2021-03-31]	15.3	15.5
HF	Ancora Catalyst SPV I LP - Series P	[2021-03-31]	16.3	5.6
RE	Ponfield Opportunity Fund LP	[2015-01-15]	12.6	13.7
HF	Aamaf LP	[2013-03-26]	63.1	6.5
HF	Birchwald Partners LP	[2013-03-26]	64.0	0.0
HF	Ancora Greater China Fund	[2012-03-22]	25.7	0.0

AUM Breakdown	Accounts	AUM ($BB)
By Client Type
(a) Individuals (other than high net worth individuals)	0	0.0
(b) Individuals (high net worth individuals)	162	0.3
(c) Banking or thrift institutions	0	0.0
(d) Investment companies	13	0.4
(e) Business development companies	0	0.0
(f) Pooled investment vehicles	4	0.2
(g) Pension and profit sharing plans	33	0.2
(h) Charitable organizations	34	0.2
(i) State or municipal government entities	20	0.2
(j) Other investment advisers	0	0.0
(k) Insurance companies	3	0.0
(l) Sovereign wealth funds and foreign official institutions	0	0.0
(m) Corporations or other businesses not listed above	65	2.5
(n) Other	0	0.0
Total	334	4.1
By Discretionary
Discretionary	320	2.2
Non-Discretionary	14	1.8
Total	334	4.1
By Non-United States Persons
Non-United States Persons		0.0
United States Persons		4.1
Total	334	4.1

Limited Partners	2011 - 2024
New York State and Local Retirement System

Form D Directors	# Filings	# Firms	2011 - 2024
Ancora Advisors LLC	32
Ancora Alternatives LLC	31
Brian Hopkins	8
Richard Barone	4
Denis Amato	2
Ryan Hummer	3
John Micklitisch	1
John Micklitsch	1

Form 13D/13G Filer	Form 13D/13G Subject	Filed
Ancora Advisors LLC	Middlefield Banc Corp	[2023-01-05]
Ancora Advisors LLC	Ampco Pittsburgh Corp	[2022-01-07]
Ancora Advisors LLC	Middlefield Banc Corp	[2021-11-10]
Ancora Advisors LLC	Middlefield Banc Corp	[2021-11-01]
Ancora Advisors LLC	Green Plains Inc	[2021-08-09]
Ancora Advisors LLC	Potbelly Corp	[2021-02-19]
Ancora Advisors LLC	Forward Air Corp	[2020-12-28]
Ancora Advisors LLC	MACE Security International Inc	[2020-07-30]
Ancora Advisors LLC	Central Federal Corp	[2020-07-06]
Ancora Advisors LLC	Francesca's Holdings Corp	[2020-01-15]
View All

Form 3/4/5 Subject	2011 - 2024
Adams Natural Resources Fund Inc
Chadwick James M
Ancora Advisors, LLC
DiSanto Frederick D.
Ancora Merlin, LP
Ancora Merlin Institutional LP
Ancora Catalyst SPV I SPC Ltd. - Segregated Portfolio C
Big Lots Inc
Ancora Catalyst SPV I LP
Ancora Catalyst Institutional, LP
View All

Related Firms	State	AUM ($BB)
Ancora Advisors LLC ✚	OH	4.1
Ancora Family Wealth Advisors LLC ✚	OH	2.3

Comparable Firms	State	AUM ($BB)
Waverly Advisors LLC ✚	AL	5.5
Global Forest Partners LP ✚	NH	4.1
Family Management Corporation ✚	NY	3.2
True North Advisors LLC ✚	TX	3.0
Wellesley Asset Management Inc ✚	MA	2.4
ANDA Asset Management Co Ltd ✚		1.7
The Weil Company ✚	CA	1.1
Howard Financial Services Ltd ✚	TX	1.0
NexWave Capital Partners LLC ✚	NY	1.0
New Vernon Advisers LP ✚	NJ	0.8

Assets, Funds, Holdings