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Type	Result	AUM ($B)

Form 13F Holdings
Firm	Period	DFND	Voting	Shares
Thomas J Herzfeld Advisors Inc	[2023-03-31]	SOLE	484,796.0	484,796.0
Matisse Capital	[2023-03-31]	SOLE	180,000.0	180,000.0
CSS Llc/Il	[2023-03-31]	SOLE	145,525.0	145,525.0
Clough Capital Partners L P	[2023-03-31]	DFND	60,289.0	60,289.0
Lincoln National Corp	[2023-03-31]	SOLE	0.0	37,798.0
Cambridge Investment Research Advisors Inc	[2023-03-31]	SOLE	0.0	22,267.0
Blue Bell Private Wealth Management LLC	[2023-03-31]	SOLE	20,072.0	20,383.0
Twin Focus Capital Partners LLC	[2023-03-31]	SOLE	0.0	12,882.0
B Riley Wealth Advisors Inc	[2023-03-31]	SOLE	0.0	11,709.0
Wells Fargo & Company/MN	[2023-03-31]	DFND	0.0	9,166.0
Morgan Stanley	[2023-03-31]	DFND	0.0	5,840.0
Royal Bank of Canada	[2023-03-31]	DFND	1,876.0	5,609.0
Clearstead Advisors LLC	[2023-03-31]	SOLE	0.0	4,599.0
Advisor Group Holdings Inc	[2023-03-31]	DFND	0.0	1,022.0
CWM LLC	[2023-03-31]	SOLE	0.0	745.0
Wolverine Asset Management LLC	[2023-03-31]	DFND	213.0	213.0
McIlrath & Eck LLC	[2023-03-31]	SOLE	0.0	23.0
Tower Research Capital LLC (TRC)	[2023-03-31]	OTR	5.0	5.0
Concourse Financial Group Securities Inc	[2023-03-31]	SOLE	0.0	0.0
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