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| Happy Holidays!! thanks for using AUM13F!! |
| Thomas J Herzfeld Advisors Inc
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|---|---|
| CRD # | 108369 |
| SEC # | 801-20866 |
| CIK # | 0001509510 |
| AUM | $847.6 M (2025-03-27) |
| Employees | 10 (40% Investors, 0% Brokers) |
| Phone | 305-777-1660 |
| Address | 119 Washington Avenue Miami Beach, FL 33139 |
| Source | [IAPD] [EDGAR] [Website] [LinkedIn] |
| Total AUM ($M) |
|---|
| CIK | Period |
|---|---|
| 0001509510 |
| Type | Form D Funds | Date | Sold ($M) | AUM ($M) |
|---|---|---|---|---|
| SA | Saratoga Senior Loan Fund I JV LLC | 2025-03-27 | 29.9 | |
| HF | TJHA BB SPV LLC | 2025-03-27 | 10.5 | |
| HF | HCM Co-Investment II LLC | 2024-03-28 | 9.0 | |
| HF | HCM Co-Investment I LLC | 2024-03-28 | 8.5 | |
| HF | The HCM Master Fund Limited | [2020-01-17] | 55.1 | 389.9 |
| AUM Breakdown | Accounts | AUM ($M) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 12 | 3.9 |
| (b) Individuals (high net worth individuals) | 124 | 132.8 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 1 | 48.3 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 7 | 447.8 |
| (g) Pension and profit sharing plans | 4 | 1.5 |
| (h) Charitable organizations | 10 | 53.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 12 | 51.3 |
| (n) Other | 124 | 109.1 |
| Total | 294 | 847.6 |
| By Discretionary | ||
| Discretionary | 283 | 826.8 |
| Non-Discretionary | 11 | 20.8 |
| Total | 294 | 847.6 |
| By Non-United States Persons | ||
| Non-United States Persons | 292.4 | |
| United States Persons | 555.2 | |
| Total | 294 | 847.6 |
| Form D Directors | # Filings | # Firms | 2011 - 2025 |
|---|---|---|---|
| Inc Thomas J Herzfeld Advisors | 1 | ||
| Erik Herzfeld | 1 | ||
| Thomas Herzfeld | 1 | ||
| HCM GP | 1 |
| EDGAR Form | CIK | 2011 - 2025 |
|---|---|---|
| 13F-HR | [0001509510] | |
| SC 13D | [0001509510] | |
| SC 13G | [0001509510] |
| Comparable Firms | State | AUM ($B) |
|---|---|---|
|
Piton Investment Management LP
✚
|
NY | 0.9 |
|
Verdad Advisers LP
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|
MA | 0.9 |
|
Night Owl Capital Management LLC
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CT | 0.9 |
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Waycross Partners LLC
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KY | 0.9 |
|
Warberg Asset Management LLC
✚
|
IL | 0.9 |
|
Kingdon Capital Management LLC
✚
|
NY | 0.9 |
|
Martin Investment Management LLC
✚
|
FL | 0.8 |
|
Maytech Global Investments LLC
✚
|
NY | 0.8 |
|
Satovsky Asset Management LLC
✚
|
NY | 0.8 |
|
Knightsbridge Asset Management LLC
✚
|
CA | 0.8 |