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Type	Result	AUM ($B)

Form 13F Holdings
Firm	Period	DFND	Voting	Shares
Vanguard Group Inc	[2020-09-30]	SOLE	0.0	7.7
Goldman Sachs Group Inc	[2020-09-30]	DFND	7.0	7.0
Invesco Ltd.	[2020-09-30]	DFND	0.0	6.9
Investec Asset Management LTD	[2020-09-30]	SOLE	6.2	6.2
UBS Group AG	[2020-09-30]	DFND	0.0	5.8
BlackRock Inc.	[2020-09-30]	SOLE	5.1	5.2
Alpine Associates Management Inc	[2020-09-30]	SOLE	3.7	3.7
OMNI Partners LLP	[2020-09-30]	DFND	3.6	3.6
Water Island Capital LLC	[2020-09-30]	SOLE	3.3	3.5
Pentwater Capital Management LP	[2020-09-30]	SOLE	3.4	3.4
Magnetar Financial LLC	[2020-09-30]	SOLE	2.7	2.7
Westchester Capital Management LLC	[2020-09-30]	SOLE	2.3	2.3
IndexIQ Advisors LLC	[2020-09-30]	DFND	2.2	2.2
CNH Partners LLC	[2020-09-30]	DFND	2.2	2.2
Healthcare of Ontario Pension Plan Trust Fund	[2020-09-30]	SOLE	1.7	1.7
Dimensional Fund Advisors LP	[2020-09-30]	DFND	1.5	1.6
Balyasny Asset Management LLC	[2020-09-30]	SOLE	1.5	1.5
Glazer Capital LLC	[2020-09-30]	SOLE	0.0	1.4
State Street Corp	[2020-09-30]	DFND	1.2	1.3
Morgan Stanley	[2020-09-30]	DFND	1.2	1.2
Bank of America Corp /DE/	[2020-09-30]	DFND	0.0	1.1
Schwab Charles Investment Management Inc	[2020-09-30]	SOLE	1.0	1.0
Carlson Capital L P	[2020-09-30]	SOLE	1.0	1.0
JPMorgan Chase & Co	[2020-09-30]	DFND	0.8	0.8
Marshall Wace LLP	[2020-09-30]	SOLE	0.8	0.8
DLD Asset Management LP	[2020-09-30]	SOLE	0.8	0.8
ARP Americas LP	[2020-09-30]	SOLE	0.7	0.7
Beryl Capital Management LLC	[2020-09-30]	SOLE	0.7	0.7
Geode Capital Management LLC	[2020-09-30]	DFND	0.6	0.6
Bank of New York Mellon Corp	[2020-09-30]	DFND	0.6	0.6
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