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| Water Island Capital LLC
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|---|---|
| CRD # | 113358 |
| SEC # | 801-57341 |
| CIK # | 0001222765 |
| AUM | $2.3 BB (2023-03-30) |
| Employees | 35 (26% Investors, 34% Brokers) |
| Phone | 800-560-8210 |
| Address | 41 Madison Avenue New York, NY 10010-2202 |
| Source | [IAPD] [EDGAR] [Website] [Twitter] |
| Total AUM ($BB) |
|---|
| CIK | Period |
|---|---|
| 0001222765 | |
| / | |
| Sector | Form 13F Holdings | Cap ($BB) | Value ($BB) |
|---|---|---|---|
| Activision Blizzard Inc | 60.3 | 0.0 | |
| Vmware Inc | 49.0 | 0.0 | |
| Gencorp Inc | 3.2 | 0.0 | |
| Horizon Pharma Inc | 18.8 | 0.0 | |
| PNM Resources Inc | 4.1 | 0.0 | |
| Gannett Co Inc /DE/ | 4.7 | 0.0 | |
| DCP Midstream Partners LP | 6.4 | 0.0 | |
| First Horizon National Corp | 11.9 | 0.0 | |
| Qualtrics International Inc | 7.5 | 0.0 | |
| Univar Inc | 4.4 | 0.0 | |
| Focus Financial Partners Inc | 2.3 | 0.0 | |
| Diversey Holdings Ltd | 2.3 | 0.0 | |
| Silicon Motion Technology Corp | 2.8 | 0.0 | |
| Rogers Corp | 4.9 | 0.0 | |
| Seattle Genetics Inc /WA | 32.9 | 0.0 | |
| Radius Global Infrastructure Inc | 1.4 | 0.0 | |
| Dragoneer Growth Opportunities Corp II | 2.4 | 0.0 | |
| Griffin Land & Nurseries Inc | 0.6 | 0.0 | |
| Forgerock Inc | 1.8 | 0.0 | |
| Argo Blockchain PLC | 0.2 | 0.0 | |
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| Type | Form D Funds | Date | Sold ($MM) | AUM ($MM) |
|---|---|---|---|---|
| HF | Water Island Merger Arbitrage Institutional Commingled Master Fund LP | [2020-03-27] | 115.8 | 141.2 |
| HF | Water Island Event-Driven Fund LLC | [2018-03-29] | 7.9 | 6.9 |
| HF | Water Island Levarb Fund LP | [2018-03-29] | 6.3 | 2.4 |
| Other | Water Island Merger Arbitrage Institutional Commingled Fund LP | [2018-03-29] | 115.8 | 115.8 |
| HF | Water Island Global Master LP | 2016-03-30 | 0.3 |
| AUM Breakdown | Accounts | AUM ($BB) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 0 | 0.0 |
| (b) Individuals (high net worth individuals) | 0 | 0.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 8 | 2.2 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 2 | 0.0 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 10 | 2.3 |
| By Discretionary | ||
| Discretionary | 10 | 2.3 |
| Non-Discretionary | 0 | 0.0 |
| Total | 10 | 2.3 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 2.3 | |
| Total | 10 | 2.3 |
| Form D Directors | # Filings | # Firms | 2011 - 2023 |
|---|---|---|---|
| John Orrico | 4 | ||
| Water Island Holdings LLC | 2 | ||
| Institutional Commingled GP LLC Water Island Merger Arbitrage | 1 | ||
| Water Island Merger Arbitrage Institutional Commingled GP LLC | 1 | ||
| Water Island Levarb GP LLC | 1 |
| EDGAR Form | CIK | 2011 - 2023 |
|---|---|---|
| 13F-HR | [0001222765] | |
| SC 13D | [0001222765] | |
| SC 13G | [0001222765] |
| Comparable Firms | State | AUM ($BB) |
|---|---|---|
|
HITE Hedge Asset Management LLC
✚
|
MA | 2.3 |
|
Row Asset Management LLC
✚
|
CA | 2.3 |
|
Dwight Securities Management LLC
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|
NY | 2.3 |
|
Alpstone Capital Suisse Sa
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|
2.3 | |
|
Greenvale Capital LP
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|
MT | 2.3 |
|
Greenvale Capital LLP
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2.3 | |
|
Yiheng Capital Management LP
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|
CA | 2.3 |
|
Marble Bar Asset Management LLP
✚
|
2.2 | |
|
Atalan Capital Partners LP
✚
|
NY | 2.2 |
|
Incentive as
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|
2.2 |