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| Water Island Capital LLC
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|---|---|
| CRD # | 113358 |
| SEC # | 801-57341 |
| CIK # | 0001222765, 0001720815, 0001732070, 0001702406 |
| AUM | $1.6 BB (2024-03-27) |
| Employees | 33 (27% Investors, 30% Brokers) |
| Phone | 800-560-8210 |
| Address | 41 Madison Avenue New York, NY 10010-2202 |
| Source | [IAPD] [EDGAR] [Website] [Twitter] [LinkedIn] |
| Total AUM ($BB) |
|---|
| CIK | Period |
|---|---|
| 0001222765 0001720815 0001732070 0001702406 | |
| / | |
| Sector | Form 13F Holdings | Cap ($BB) | Value ($BB) |
|---|---|---|---|
| Amedisys Inc | 3.6 | 0.0 | |
| Hess Corp | 35.1 | 0.0 | |
| Axonics Modulation Technologies Inc | 2.7 | 0.0 | |
| Hashicorp Inc | 5.3 | 0.0 | |
| Albertsons Companies Inc | 15.1 | 0.0 | |
| Ansys Inc | 20.9 | 0.0 | |
| Squarespace Inc | 3.0 | 0.0 | |
| Apergy Corp | 4.3 | 0.0 | |
| Vizio Holding Corp | 1.5 | 0.0 | |
| United States Steel Corp | 5.0 | 0.0 | |
| Marathon Oil Corp | 17.1 | 0.0 | |
| Juniper Networks Inc | 9.3 | 0.0 | |
| McGrath Rentcorp | 1.8 | 0.0 | |
| Catalent Inc | 19.2 | 0.0 | |
| Endeavor Group Holdings Inc | 5.9 | 0.0 | |
| Perficient Inc | 3.2 | 0.0 | |
| Stericycle Inc | 4.0 | 0.0 | |
| Atlantica Yield PLC | 3.7 | 0.0 | |
| Gores Holdings VI Inc | 1.1 | 0.0 | |
| Allete Inc | 3.4 | 0.0 | |
| Powerschool Holdings Inc | 2.5 | 0.0 | |
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| Type | Form D Funds | Date | Sold ($MM) | AUM ($MM) |
|---|---|---|---|---|
| HF | Water Island Merger Arbitrage Institutional Commingled Master Fund LP | [2020-03-27] | 115.8 | 141.2 |
| HF | Water Island Event-Driven Fund LLC | [2018-03-29] | 0.0 | 6.9 |
| HF | Water Island Levarb Fund LP | [2018-03-29] | 6.3 | 2.4 |
| Other | Water Island Merger Arbitrage Institutional Commingled Fund LP | [2018-03-29] | 115.8 | 115.8 |
| HF | Water Island Global Master LP | 2016-03-30 | 0.3 |
| AUM Breakdown | Accounts | AUM ($BB) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 0 | 0.0 |
| (b) Individuals (high net worth individuals) | 0 | 0.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 7 | 1.6 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 1 | 0.0 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 8 | 1.6 |
| By Discretionary | ||
| Discretionary | 8 | 1.6 |
| Non-Discretionary | 0 | 0.0 |
| Total | 8 | 1.6 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 1.6 | |
| Total | 8 | 1.6 |
| Form D Directors | # Filings | # Firms | 2011 - 2024 |
|---|---|---|---|
| John Orrico | 4 | ||
| Water Island Holdings LLC | 2 | ||
| Water Island Merger Arbitrage Institutional Commingled GP LLC | 1 | ||
| Institutional Commingled GP LLC Water Island Merger Arbitrage | 1 | ||
| Water Island Levarb GP LLC | 1 |
| EDGAR Form | CIK | 2011 - 2024 |
|---|---|---|
| 13F-HR | [0001222765] | |
| SC 13D | [0001222765] | |
| SC 13G | [0001222765] | |
| D | [0001702406] | |
| D | [0001720815] | |
| D | [0001732070] |
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|---|---|---|
|
DARK Forest Capital Management LP
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PR | 1.6 |
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NY | 1.6 |
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Cat Rock Capital Management LP
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CT | 1.6 |
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Asset Value Investors Limited
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TriplePoint Advisers LLC
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CA | 1.6 |
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CDAM UK Ltd
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1.6 |