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Type	Result	AUM ($B)

Form 13F Holdings
Firm	Period	DFND	Voting	Shares
Polar Asset Management Partners Inc	[2025-06-30]	SOLE	1,677,309	1,677,309
AIGH Capital Management LLC	[2025-06-30]	SOLE	1,603,911	1,603,911
Herald Investment Management Ltd	[2025-06-30]	SOLE	1,265,000	1,265,000
AIGH Capital Management LLC	[2025-06-30]	OTR	0	551,925
Penbrook Management LLC	[2025-06-30]	SOLE	0	490,326
Wealthtrust Axiom LLC	[2025-06-30]	SOLE	0	415,604
Mink Brook Asset Management LLC	[2025-06-30]	SOLE	395,101	395,101
AMH Equity Ltd	[2025-06-30]	SOLE	200,000	200,000
Manatuck Hill Partners LLC	[2025-06-30]	SOLE	175,000	175,000
Citadel Advisors LLC	[2025-06-30]	DFND	44,720	44,720
Toronto Dominion Bank	[2025-06-30]	DFND	0	23,600
Goldman Sachs Group Inc	[2025-06-30]	DFND	17,386	17,386
Geode Capital Management LLC	[2025-06-30]	DFND	14,709	14,709
National Bank of Canada /FI/	[2025-06-30]	DFND	0	11,348
XTX Topco Ltd	[2025-06-30]	DFND	10,898	10,898
NBT Bank N A /NY	[2025-06-30]	SOLE	3,696	3,696
Royal Bank of Canada	[2025-06-30]	DFND	1,550	1,550
Federation des caisses Desjardins du Quebec	[2025-06-30]	DFND	1,390	1,390
Raymond James Financial Inc	[2025-06-30]	DFND	0	1,190
TD Waterhouse Canada Inc.	[2025-06-30]	DFND	1,085	1,085
Osaic Holdings Inc	[2025-06-30]	DFND	0	1,000
Pacifica Partners Inc	[2025-06-30]	DFND	800	800
Byrne Asset Management LLC	[2025-06-30]	SOLE	500	500
Bank of America Corp /DE/	[2025-06-30]	DFND	0	400
Allworth Financial LP	[2025-06-30]	SOLE	0	80
Concourse Financial Group Securities Inc	[2025-06-30]	SOLE	0	0
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