Flaherty & Crumrine Total Return Fund Inc

-

Stock Issuer and Owners

Home | Sign Up | Log In
Message
Happy Holidays!! thanks for using AUM13F!!
List of Funds
Boston Firms
Boston Hedge Funds
Cornell Alumni Firms
CalPERS Portfolio
NYSCRF Portfolio
User Guide
Regulatory AUM vs AUM
LP Portfolios
Related Firms
Build a Portfolio
Comprehensive Search
Flaherty & Crumrine Total Return Fund Inc
TickerFLC
CIK #0001245648
CUSIP338479108
Sector -
Address301 E Colorado Blvd Ste 800 c/o Flaherty & Crumrine Inc, Pasadena, CA 91101
Source [EDGAR]
CIK Filing 2011 - 2025
[0001245648] 3
[0001245648] 4
[0001245648] 5
[0001245648] 8-K
[0001245648] SC 13G
Form 13D/13G Filer Form 13D/13G Subject Filed % Owned
SIT Investment Associates Inc Flaherty & Crumrine Total Return Fund Inc [2025-01-03] 0.0
Bank of America Corp /DE/ Flaherty & Crumrine Total Return Fund Inc [2017-02-14] 5.41
First Trust Portfolios LP Flaherty & Crumrine Total Return Fund Inc [2014-01-07] 9.29
Form 3/4/5 Filer 2011 - 2025
Flaherty & Crumrine Total Return Fund Inc
Dalmaso Nicholas
WULF Robert F
Crumrine Donald F
Ettinger Robert M
Stone Bradford S
Conwell Chad
Chadwick Robert E
Flaherty Robert T.
Hogan Karen Hanovice
Form 13F Holdings
Firm Period DFND Voting Shares
Bank of America Corp /DE/ [2025-06-30] DFND 0 278,475
Sowell Financial Services LLC [2025-06-30] SOLE 208,381 208,381
Advisors Asset Management Inc [2025-06-30] SOLE 179,150 183,370
Invesco Ltd. [2025-06-30] DFND 0 145,617
LPL Financial LLC [2025-06-30] SOLE 0 123,631
Pathstone Holdings, LLC [2025-06-30] DFND 110,281 110,281
Morgan Stanley [2025-06-30] DFND 1 89,220
Hennion & Walsh Asset Management Inc [2025-06-30] SOLE 77,378 77,378
Matisse Capital [2025-06-30] SOLE 76,304 76,304
AQR Arbitrage LLC [2025-06-30] DFND 75,697 75,697
Strategic Advocates LLC [2025-06-30] SOLE 54,688 54,688
Kovitz Investment Group Partners LLC [2025-06-30] SOLE 48,940 48,940
RiverNorth Capital Management LLC [2025-06-30] SOLE 48,682 48,682
Guggenheim Capital LLC [2025-06-30] DFND 0 42,841
Baird Financial Group, Inc. [2025-06-30] DFND 40,924 41,340
Envestnet Asset Management Inc [2025-06-30] SOLE 23,728 23,728
Ceera Investments LLC [2025-06-30] SOLE 393,890 23,170
Kovack Advisors Inc [2025-06-30] SOLE 0 21,183
Seamount Financial Group Inc [2025-06-30] SOLE 0 20,790
Hightower Advisors LLC [2025-06-30] SOLE 19,735 19,735
Wells Fargo & Company/MN [2025-06-30] DFND 0 18,816
Mallini Complete Financial Planning LLC [2025-06-30] SOLE 0 18,073
Raymond James Financial Inc [2025-06-30] DFND 0 17,729
Osaic Holdings Inc [2025-06-30] DFND 0 15,364
Koshinski Asset Management, Inc. [2025-06-30] SOLE 0 12,560
Cetera Investment Advisers [2025-06-30] SOLE 0 11,701
Laird Norton Wetherby Wealth Management LLC [2025-06-30] SOLE 11,464 11,464
Susquehanna International Group LLP [2025-06-30] OTR 11,141 11,141
PNC Financial Services Group Inc [2025-06-30] DFND 10,600 10,600
Newedge Advisors LLC [2025-06-30] SOLE 0 10,248
Prev | Page 3 | Next
Terms | Privacy | Guide
tony@aum13f.com