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| LPL Financial LLC
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|---|---|
| CRD # | 6413 |
| SEC # | 801-10970 |
| CIK # | 0001403438, 0001007444 |
| AUM | 819.12 B (2026-06-30) |
| Employees | 41,879 (87% Investors, 76% Brokers) |
| Fees | |
| Minimum | |
| Phone | 704-733-3300 |
| Address | 1055 LPL Way Fort Mill, SC 29715 |
| Source | [IAPD] [EDGAR] [Website] [Twitter] [LinkedIn] [Facebook] |
| Total AUM ($B) |
|---|
| In the News | |
|---|---|
| Wed, 08 Jul 2026 | LPL Financial (LPLA) Adds $6 Billion Hybrid RIA And Two Advisor Teams — Yahoo Finance |
| Fri, 26 Jun 2026 | Who's Moving Where In Wealth Management? – Brown Advisory, LPL Financial — familywealthreport.com |
| Wed, 03 Jun 2026 | PGA of America and LPL Financial Announce Multi-Year Partnership — lpl.com |
| Tue, 26 May 2026 | LPL Financial Adds $1B Cebert Wealth — ThinkAdvisor |
| Fri, 24 Apr 2026 | LPL Financial Reveals Cybersecurity Data Breach — Wealth Management |
| CIK | Period |
|---|---|
| 0001403438 0001007444 |
| Sector | Form 13F Holdings | Value ($B) | |
|---|---|---|---|
| Apple Inc | 6.0 | ||
| Nvidia Corp | 5.8 | ||
| Microsoft Corp | 3.8 | ||
| Amazon Com Inc | 3.5 | ||
| Alphabet Inc | 2.6 | ||
| Prev | Page 1 | Next | |||
| AUM Breakdown | Accounts | AUM ($B) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 1,291,397 | 231.4 |
| (b) Individuals (high net worth individuals) | 671,511 | 552.7 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 10,450 | 13.3 |
| (h) Charitable organizations | 5,086 | 7.6 |
| (i) State or municipal government entities | 5 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 8,528 | 14.1 |
| (n) Other | 13 | 0.0 |
| Total | 2,850,994 | 819.1 |
| By Discretionary | ||
| Discretionary | 2,849,049 | 818.3 |
| Non-Discretionary | 1,945 | 0.8 |
| Total | 2,850,994 | 819.1 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.5 | |
| United States Persons | 818.6 | |
| Total | 2,850,994 | 819.1 |
| EDGAR Form | CIK | 2011 - 2026 |
|---|---|---|
| 13F-HR | [0001403438] | |
| SC 13G | [0001403438] |
| Firm Profile (Form ADV) | |
|---|---|
| Discretionary AUM | $106.2B |
| Clients | 209,600 (1 non-US) |
| Serves | Institutional, Retail, Research |
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