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Type	Result	AUM ($B)

Form 13F Holdings
Firm	Period	DFND	Voting	Shares
Periscope Capital Inc	[2023-03-31]	SOLE	853,376.0	853,376.0
Karpus Management Inc	[2023-03-31]	SOLE	813,274.0	813,274.0
Saba Capital Management LP	[2023-03-31]	SOLE	782,708.0	782,708.0
Polar Asset Management Partners Inc	[2023-03-31]	SOLE	707,715.0	707,715.0
Hudson Bay Capital Management LP	[2023-03-31]	SOLE	549,600.0	549,600.0
Yakira Capital Management Inc	[2023-03-31]	SOLE	547,938.0	547,938.0
Cubist Systematic Strategies, LLC	[2023-03-31]	DFND	0.0	478,414.0
Starboard Value LP	[2023-03-31]	DFND	433,688.0	433,688.0
D. E. Shaw & Co., Inc.	[2023-03-31]	DFND	293,000.0	293,000.0
Boothbay Fund Management LLC	[2023-03-31]	OTR	0.0	275,000.0
MMCAP International Inc. SPC	[2023-03-31]	SOLE	275,000.0	275,000.0
Oaktree Capital Management LP	[2023-03-31]	DFND	275,000.0	275,000.0
ATW SPAC Management LLC	[2023-03-31]	SOLE	275,000.0	275,000.0
Fir Tree Capital Management LP	[2023-03-31]	SOLE	273,600.0	273,600.0
AQR Arbitrage LLC	[2023-03-31]	DFND	266,588.0	266,588.0
RPO LLC	[2023-03-31]	SOLE	251,445.0	251,445.0
Wolverine Asset Management LLC	[2023-03-31]	DFND	217,688.0	217,688.0
Goldman Sachs Group Inc	[2023-03-31]	DFND	190,675.0	190,675.0
Sea Otter Advisors LLC	[2023-03-31]	SOLE	160,850.0	160,850.0
Kim LLC	[2023-03-31]	DFND	127,827.0	127,827.0
Radcliffe Capital Management LP	[2023-03-31]	SOLE	124,910.0	124,910.0
CVI Holdings, LLC	[2023-03-31]	DFND	109,243.0	109,243.0
Landscape Capital Management LLC	[2023-03-31]	SOLE	101,692.0	101,692.0
683 Capital Management LLC	[2023-03-31]	DFND	100,000.0	100,000.0
Castle Creek Arbitrage LLC	[2023-03-31]	SOLE	99,900.0	99,900.0
PNC Financial Services Group Inc	[2023-03-31]	DFND	0.0	65,000.0
CaaS Capital Management LP	[2023-03-31]	SOLE	42,847.0	42,847.0
Skyview Investment Advisors LLC	[2023-03-31]	SOLE	40,000.0	40,000.0
Mizuho Securities USA LLC	[2023-03-31]	DFND	266,473.0	25,139.0
Meteora Capital LLC	[2023-03-31]	SOLE	22,897.0	22,897.0
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