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Type	Result	AUM ($BB)

Form 13F Holdings
Firm	Period	DFND	Voting	Shares
Morgan Stanley	[2023-03-31]	DFND	920,746.0	8,727,298.0
UBS Group AG	[2023-03-31]	DFND	0.0	4,590,400.0
Bank of America Corp /DE/	[2023-03-31]	DFND	22,270.0	3,213,084.0
Wells Fargo & Company/MN	[2023-03-31]	DFND	23.0	1,520,587.0
Advisors Asset Management Inc	[2023-03-31]	SOLE	1,097,837.0	1,097,837.0
Ameriprise Financial Inc	[2023-03-31]	DFND	0.0	885,484.0
Flagship Harbor Advisors LLC	[2023-03-31]	SOLE	24,600.0	631,503.0
City of London Investment Management Co Ltd	[2023-03-31]	SOLE	431,740.0	431,740.0
Advisor Group Holdings Inc	[2023-03-31]	DFND	0.0	418,708.0
SIT Investment Associates Inc	[2023-03-31]	SOLE	0.0	342,877.0
LPL Financial LLC	[2023-03-31]	SOLE	0.0	313,021.0
Royal Bank of Canada	[2023-03-31]	DFND	268,432.0	271,357.0
Wealthtrust Axiom LLC	[2023-03-31]	SOLE	0.0	262,166.0
Cetera Advisors LLC	[2023-03-31]	SOLE	0.0	253,728.0
Centaurus Financial Inc	[2023-03-31]	SOLE	0.0	253,090.0
Yakira Capital Management Inc	[2023-03-31]	SOLE	238,656.0	238,656.0
Roman Butler Fullerton & Co	[2023-03-31]	SOLE	0.0	237,357.0
Boothbay Fund Management LLC	[2023-03-31]	OTR	0.0	236,250.0
Alpine Global Management, LLC	[2023-03-31]	SOLE	236,250.0	236,250.0
Pacific Wealth Strategies Group Inc	[2023-03-31]	SOLE	0.0	227,278.0
Samalin Investment Counsel LLC	[2023-03-31]	SOLE	0.0	213,280.0
Captrust Financial Advisors	[2023-03-31]	SOLE	188,923.0	188,923.0
Cooper Financial Group	[2023-03-31]	SOLE	0.0	186,338.0
Commonwealth Equity Services LLC	[2023-03-31]	SOLE	0.0	186,197.0
Raymond James Financial Services Advisors Inc	[2023-03-31]	SOLE	0.0	178,854.0
Stifel Financial Corp	[2023-03-31]	DFND	156,773.0	162,048.0
Schwarz Dygos Wheeler Investment Advisors LLC	[2023-03-31]	SOLE	0.0	160,658.0
Rockefeller Capital Management L.P.	[2023-03-31]	DFND	159,416.0	159,416.0
Stephens Inc /AR/	[2023-03-31]	DFND	0.0	159,047.0
Raymond James & Associates	[2023-03-31]	SOLE	0.0	149,257.0
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