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Type	Result	AUM ($BB)

Form 13F Holdings
Firm	Period	DFND	Voting	Shares
Hennion & Walsh Asset Management Inc	[2024-06-30]	SOLE	1,107,182.0	1,107,182.0
RiverNorth Capital Management LLC	[2024-06-30]	SOLE	1,061,719.0	1,061,719.0
Bank of America Corp /DE/	[2024-06-30]	DFND	3,858.0	1,011,147.0
Guggenheim Capital LLC	[2024-06-30]	DFND	0.0	893,313.0
Robinson Capital Management LLC	[2024-06-30]	SOLE	596,608.0	596,608.0
Morgan Stanley	[2024-06-30]	DFND	2.0	542,803.0
UBS Group AG	[2024-06-30]	DFND	0.0	506,674.0
Advisors Asset Management Inc	[2024-06-30]	SOLE	481,117.0	481,117.0
Logan Stone Capital LLC	[2024-06-30]	SOLE	447,765.0	447,765.0
Wells Fargo & Company/MN	[2024-06-30]	DFND	1.0	357,850.0
van Eck Associates Corp	[2024-06-30]	SOLE	344,209.0	344,209.0
AQR Arbitrage LLC	[2024-06-30]	DFND	285,981.0	285,981.0
Kennedy Investment Group	[2024-06-30]	SOLE	0.0	207,963.0
Fort Point Capital Partners LLC	[2024-06-30]	SOLE	0.0	197,207.0
SIT Investment Associates Inc	[2024-06-30]	SOLE	0.0	155,179.0
Commonwealth Equity Services LLC	[2024-06-30]	SOLE	0.0	136,028.0
LPL Financial LLC	[2024-06-30]	SOLE	0.0	130,870.0
Rockefeller Capital Management L.P.	[2024-06-30]	DFND	130,039.0	130,039.0
Cetera Investment Advisers	[2024-06-30]	SOLE	0.0	123,093.0
NINE MASTS CAPITAL Ltd	[2024-06-30]	SOLE	105,345.0	105,345.0
BlackRock Finance, Inc.	[2024-06-30]	SOLE	103,429.0	103,429.0
Invesco Ltd.	[2024-06-30]	DFND	0.0	99,661.0
Wealthspire Advisors LLC	[2024-06-30]	SOLE	0.0	95,653.0
Quarry LP	[2024-06-30]	OTR	0.0	87,400.0
Osaic Holdings Inc	[2024-06-30]	DFND	0.0	71,956.0
Capital Investment Advisors LLC	[2024-06-30]	SOLE	69,998.0	69,998.0
Kestra Advisory Services LLC	[2024-06-30]	SOLE	0.0	69,918.0
Rothschild Investment LLC	[2024-06-30]	SOLE	0.0	65,925.0
Westchester Capital Management LLC	[2024-06-30]	OTR	0.0	65,522.0
Cohen & Steers Inc	[2024-06-30]	SOLE	65,000.0	65,000.0
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