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Type	Result	AUM ($B)

Form 13F Holdings
Firm	Period	DFND	Voting	Shares
AWM Investment Company Inc	[2025-06-30]	SOLE	601,531	601,531
AIGH Capital Management LLC	[2025-06-30]	SOLE	497,431	497,431
Vanguard Group Inc	[2025-06-30]	SOLE	0	340,068
Baird Financial Group, Inc.	[2025-06-30]	DFND	174,536	174,536
AIGH Capital Management LLC	[2025-06-30]	OTR	0	171,192
Bleichroeder LP	[2025-06-30]	SOLE	133,000	133,000
BlackRock, Inc.	[2025-06-30]	SOLE	119,019	119,019
Geode Capital Management LLC	[2025-06-30]	DFND	81,797	81,797
UBS Group AG	[2025-06-30]	DFND	1,959	50,946
Cable Car Capital LP	[2025-06-30]	SOLE	50,000	50,000
Leconte Wealth Management LLC	[2025-06-30]	SOLE	0	27,515
Bailard Inc	[2025-06-30]	SOLE	22,540	22,540
State Street Corp	[2025-06-30]	DFND	21,847	21,847
Stratos Wealth Partners Ltd	[2025-06-30]	SOLE	0	15,524
Avantax Advisory Services Inc	[2025-06-30]	SOLE	0	14,060
Northern Trust Corp	[2025-06-30]	DFND	13,461	13,461
Dimensional Fund Advisors LP	[2025-06-30]	SOLE	13,258	13,258
Jane Street Group LLC	[2025-06-30]	DFND	11,920	11,920
Dimensional Fund Advisors LP	[2025-06-30]	DFND	0	2,631
Vanguard Group Inc	[2025-06-30]	DFND	0	2,138
Tower Research Capital LLC (TRC)	[2025-06-30]	DFND	1,430	1,430
Bank of America Corp /DE/	[2025-06-30]	DFND	0	1,108
Westside Investment Management, Inc.	[2025-06-30]	SOLE	0	500
Royal Bank of Canada	[2025-06-30]	DFND	500	500
Osaic Holdings Inc	[2025-06-30]	DFND	0	304
Wells Fargo & Company/MN	[2025-06-30]	DFND	0	300
Geneos Wealth Management Inc	[2025-06-30]	SOLE	0	210
Morgan Stanley	[2025-06-30]	DFND	0	50
SBI Securities Co., Ltd.	[2025-06-30]	DFND	50	50
Concourse Financial Group Securities Inc	[2025-06-30]	SOLE	0	0
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