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| Happy Holidays!! thanks for using AUM13F!! |
| AWM Investment Company Inc
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| CRD # | 110346 |
| SEC # | 801-40415 |
| CIK # | 0001535264 |
| AUM | $1.1 B (2025-03-28) |
| Employees | 14 (57% Investors, 0% Brokers) |
| Phone | 212-319-6670 |
| Address | Special Situations Funds New York, NY 10022 |
| Source | [IAPD] [EDGAR] |
| Total AUM ($M) |
|---|
| CIK | Period |
|---|---|
| 0001535264 |
| Sector | Form 13F Holdings | Value ($M) |
|---|---|---|
| American Superconductor Corp /DE/ | 57.2 | |
| Osprey Technology Acquisition Corp | 45.5 | |
| R&R Acquisition VI Inc | 40.1 | |
| 908 Devices Inc | 37.1 | |
| Aerovironment Inc | 32.5 | |
| ASP Isotopes Inc | 28.9 | |
| nLight Inc | 26.5 | |
| AEHR Test Systems | 20.3 | |
| Powerfleet Inc | 19.8 | |
| Impinj Inc | 19.8 | |
| Gamblingcom Group Ltd | 17.8 | |
| Natural Gas Services Group Inc | 17.5 | |
| Gilat Satellite Networks Ltd | 17.0 | |
| Backblaze Inc | 16.9 | |
| SANUWAVE Health Inc | 16.1 | |
| Vicor Corp | 15.1 | |
| Kopin Corp | 15.1 | |
| Broadleaf Capital Partners Inc | 14.8 | |
| CEVA Inc | 14.7 | |
| Universal Technical Institute Inc | 14.3 | |
| Radcom Ltd | 13.5 | |
| Everspin Technologies Inc | 13.4 | |
| Lovesac Co | 13.3 | |
| Arlo Technologies Inc | 11.8 | |
| Mdxhealth Sa | 11.5 | |
| Orthopediatrics Corp | 11.4 | |
| Experience Investment Corp | 11.1 | |
| ZEV Ventures Inc | 11.1 | |
| Hudson Executive Investment Corp | 11.0 | |
| Lemaitre Vascular Inc | 10.8 | Prev | Page 1 | Next |
| Type | Form D Funds | Date | Sold ($M) | AUM ($M) |
|---|---|---|---|---|
| VC | Life Sciences Innovation Fund II LP | [2022-03-31] | 10.8 | 8.7 |
| VC | Life Sciences Innovation Fund LP | [2019-03-29] | 8.2 | 5.0 |
| HF | Special Situations Cayman Fund LP | 2012-03-27 | 148.1 | |
| HF | Special Situations Fund III QP LP | [2012-03-27] | 784.4 | 528.5 |
| HF | Special Situations Life Sciences Fund LP | 2012-03-27 | 114.1 | |
| HF | Special Situations Private Equity Fund LP | 2012-03-27 | 69.6 | |
| HF | Special Situations Technology Fund II LP | 2012-03-27 | 190.9 | |
| HF | Special Situations Technology Fund LP | 2012-03-27 | 38.3 |
| AUM Breakdown | Accounts | AUM ($M) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 0 | 0.0 |
| (b) Individuals (high net worth individuals) | 0 | 0.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 8 | 1,103.2 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 8 | 1,103.2 |
| By Discretionary | ||
| Discretionary | 8 | 1,103.2 |
| Non-Discretionary | 0 | 0.0 |
| Total | 8 | 1,103.2 |
| By Non-United States Persons | ||
| Non-United States Persons | 148.1 | |
| United States Persons | 955.1 | |
| Total | 8 | 1,103.2 |
| Form D Directors | # Filings | # Firms | 2011 - 2025 |
|---|---|---|---|
| David Sable | 11 | ||
| Adam Stettner | 10 | ||
| Austin Marxe | 10 | ||
| David Greenhouse | 8 | ||
| AWM Investment Company Inc | 7 | ||
| Dianne Marxe | 2 | ||
| MGP Advisers LP | 2 | ||
| Life Sciences Innovation GP LLC | 1 | ||
| Life Sciences Innovation Fund GP LLC | 1 |
| EDGAR Form | CIK | 2011 - 2025 |
|---|---|---|
| 13F-HR | [0001535264] | |
| 3 | [0001535264] | |
| 4 | [0001535264] | |
| SC 13G | [0001535264] |
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