Five Oaks Investment Corp

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Five Oaks Investment Corp
TickerLFT
CIK #0001547546
CUSIP55025L108
SectorReal Estate & Construction - Real Estate Investment Trusts
Address641 Lexington Avenue Suite 1432, New York, NY 10022
Source [EDGAR]
Reg D Offering (Form D) Filed Raised Terms
Five Oaks Investment Corp 2013-02-05 0.1 M Exemption: 506 · Minimum: $1,000 · Duration: One year or less · Commission: $6,250 · Revenue: Decline to Disclose
CIK Filing 2011 - 2026
[0001547546] 10-K
[0001547546] 10-Q
[0001547546] 3
[0001547546] 4
[0001547546] 8-K
[0001547546] D
[0001547546] SC 13D
[0001547546] SC 13G
Form 13D/13G Filer Form 13D/13G Subject Filed % Owned
Blue Owl Capital Holdings LP Lument Finance Trust Inc [2025-02-14] 0.0
OREC Investment Holdings LLC Lument Finance Trust Inc [2022-02-25] 27.4
Kuvare Insurance Services LP Lument Finance Trust Inc [2021-05-24] 8.33
Hunt Companies Equity Holdings LLC Five Oaks Investment Corp [2018-01-29] 0.5
Vanguard Group Inc Five Oaks Investment Corp [2017-02-13] 5.27
Renaissance Technologies LLC Five Oaks Investment Corp [2016-02-12] 5.5
XL Investments Ltd Five Oaks Investment Corp [2013-04-08] 43.7
Form 3/4/5 Filer 2011 - 2026
Lument Finance Trust Inc
Hunt James Christopher
Cummins Neil A
Keenan Walter C
Houlihan William A
Briggs James A
Flynn James Peter
Henson James J
ORIX Corp
OREC Investment Holdings LLC
Hunt Companies Inc
Hunt Company LLC
Hunt Capital Holdings Investments LLC
HB GP LLC
Hunt ELP Ltd
Hunt Woody L
Hunt Companies Equity Holdings LLC
Larsen Michael P
XL Bermuda Ltd
XL Investments Ltd
Carroll David C
Chong Kian Fui Paul
Oston David
Pearce Thomas M Jr
XL Insurance Bermuda Ltd
XL Group Investments LLC
XL Group Investments Ltd
Insider Transaction (Form 3/4/5) Date Action Shares Price Value ($)
Houlihan William A
common stock
2026-03-26 Buy 15,000 $1.29 19,350
Keenan Walter C
preferred stock
2026-03-26 Sell 3,156 $19.70 62,173
Keenan Walter C
preferred stock
2026-03-26 Sell 400 $19.50 7,800
Keenan Walter C
preferred stock
2026-03-26 Sell 44 $19.42 854
Keenan Walter C
preferred stock
2026-03-26 Buy 1,500 $19.50 29,250
Keenan Walter C
preferred stock
2026-03-26 Buy 5,000 $19.63 98,150
Keenan Walter C
common stock
2025-12-30 Buy 25,000 $1.46 36,500
Keenan Walter C
common stock
2025-12-19 Buy 9,205 $1.49 13,715
Keenan Walter C
common stock
2025-12-18 Buy 795 $1.50 1,192
Briggs James A
common stock
2025-12-01 Buy 10,000 $1.61 16,100
Briggs James A
common stock
2025-11-28 Buy 1,200 $1.62 1,944
Briggs James A
common stock
2025-11-26 Buy 2,000 $1.60 3,200
Flynn James Peter
common stock
2025-11-26 Buy 55,000 $1.60 88,000
Houlihan William A
common stock
2025-11-25 Buy 3,000 $1.59 4,770
Cummins Neil A
Common Stock
2025-11-24 Grant 8,992 $1.53 13,758
Hunt James Christopher
common stock
2025-11-24 Grant 16,351 $1.53 25,017
Keenan Walter C
common stock
2025-11-24 Grant 8,992 $1.53 13,758
common stock
2025-09-18 Grant 11,374 $2.20 25,023
Common Stock
2025-09-18 Grant 6,255 $2.20 13,761
common stock
2025-09-18 Grant 6,255 $2.20 13,761
showing 20 of 200 most recent transactions
13F Ownership Over TimeHoldersShares Held
2026-03-31 64 12,820,864
2025-12-31 63 12,152,866
2025-09-30 63 12,305,084
2025-06-30 58 12,154,743
2025-03-31 59 9,537,677
2024-12-31 50 9,517,918
2024-09-30 49 9,680,611
2024-06-30 46 12,914,553
2024-03-31 41 10,412,779
2023-12-31 39 13,511,111
2023-09-30 36 10,132,503
2023-06-30 33 9,960,976
Form 13F Holdings
Firm Period DFND Voting Shares
180 Wealth Advisors LLC [2026-06-30] SOLE 11,000 11,000
Gamma Investing LLC [2026-06-30] DFND 231 231
Farther Finance Advisors LLC [2026-06-30] SOLE 0 85
IFP Advisors LLC [2026-06-30] SOLE 45 45
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